Filed: 5/9/2023ACC: 0001533421-23-000003
📋 What this filing means
TOWER RESEARCH CAPITAL LLC (TRC) filed this quarterly 13F‑HR report disclosing 6208 equity positions with a total reported market value of $3.14M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
6208
Positions
$3.14M
Total AUM (reported)
56.62M
Total Shares
Allocation by class
COM$1.21M38.6%
TR UNIT$358.1K11.4%
SPONSORED ADS$344.6K11.0%
UNIT SER 1$118.9K3.8%
RUSSELL 2000 ETF$107.3K3.4%
CL A$98.8K3.1%
S&P 500 ETF SHS$58.5K1.9%
Portfolio Concentration
Top 3$813.4K25.9%
4–10$376.4K12.0%
11–25$232.0K7.4%
Rest$1.72M54.8%
Top 3 weight
25.9%
Top 10 weight
37.9%
Voting Authority Distribution
Total shares with voting rights: 56.62M
Sole
Full voting authority
56.62M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other6208
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings6208
Rows:
SPDR S&P 500 ETF TR
DFNDShares874.69K
TypeSH
Market value$358.1K
11.40%
Sole
874.69K
Shared
0.00
None
0.00
TAIWAN SEMICONDUCTOR MFG LTD
DFNDShares3.62M
TypeSH
Market value$336.4K
10.71%
Sole
3.62M
Shared
0.00
None
0.00
INVESCO QQQ TR
DFNDShares370.45K
TypeSH
Market value$118.9K
3.78%
Sole
370.45K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares601.36K
TypeSH
Market value$107.3K
3.41%
Sole
601.36K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
DFNDShares155.51K
TypeSH
Market value$58.5K
1.86%
Sole
155.51K
Shared
0.00
None
0.00
MICROSOFT CORP
DFNDShares188.42K
TypeSH
Market value$54.3K
1.73%
Sole
188.42K
Shared
0.00
None
0.00
APPLE INC
DFNDShares300.07K
TypeSH
Market value$49.5K
1.57%
Sole
300.07K
Shared
0.00
None
0.00
NVIDIA CORPORATION
DFNDShares138.20K
TypeSH
Market value$38.4K
1.22%
Sole
138.20K
Shared
0.00
None
0.00
TESLA INC
DFNDShares165.76K
TypeSH
Market value$34.4K
1.09%
Sole
165.76K
Shared
0.00
None
0.00
AMAZON COM INC
DFNDShares329.36K
TypeSH
Market value$34.0K
1.08%
Sole
329.36K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares100.56K
TypeSH
Market value$22.8K
0.73%
Sole
100.56K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
DFNDShares44.56K
TypeSH
Market value$21.1K
0.67%
Sole
44.56K
Shared
0.00
None
0.00
HOME DEPOT INC
DFNDShares61.91K
TypeSH
Market value$18.3K
0.58%
Sole
61.91K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
DFNDShares207.90K
TypeSH
Market value$17.3K
0.55%
Sole
207.90K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares39.50K
TypeSH
Market value$16.2K
0.52%
Sole
39.50K
Shared
0.00
None
0.00
ARK ETF TR
DFNDShares397.03K
TypeSH
Market value$16.0K
0.51%
Sole
397.03K
Shared
0.00
None
0.00
MCDONALDS CORP
DFNDShares53.98K
TypeSH
Market value$15.1K
0.48%
Sole
53.98K
Shared
0.00
None
0.00
ALPHABET INC
DFNDShares141.69K
TypeSH
Market value$14.7K
0.47%
Sole
141.69K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
DFNDShares45.53K
TypeSH
Market value$14.1K
0.45%
Sole
45.53K
Shared
0.00
None
0.00
EXXON MOBIL CORP
DFNDShares120.89K
TypeSH
Market value$13.3K
0.42%
Sole
120.89K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
DFNDShares87.10K
TypeSH
Market value$13.0K
0.41%
Sole
87.10K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares94.50K
TypeSH
Market value$12.9K
0.41%
Sole
94.50K
Shared
0.00
None
0.00
VANECK ETF TRUST
DFNDShares48.58K
TypeSH
Market value$12.8K
0.41%
Sole
48.58K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC
DFNDShares38.03K
TypeSH
Market value$12.4K
0.40%
Sole
38.03K
Shared
0.00
None
0.00
CHEVRON CORP NEW
DFNDShares74.32K
TypeSH
Market value$12.1K
0.39%
Sole
74.32K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRDFND | TR UNIT | 874.69K | SH | $358.1K 11.40% | 874.69K | 0.00 | 0.00 |
TAIWAN SEMICONDUCTOR MFG LTDDFND | SPONSORED ADS | 3.62M | SH | $336.4K 10.71% | 3.62M | 0.00 | 0.00 |
INVESCO QQQ TRDFND | UNIT SER 1 | 370.45K | SH | $118.9K 3.78% | 370.45K | 0.00 | 0.00 |
ISHARES TRDFND | RUSSELL 2000 ETF | 601.36K | SH | $107.3K 3.41% | 601.36K | 0.00 | 0.00 |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 155.51K | SH | $58.5K 1.86% | 155.51K | 0.00 | 0.00 |
MICROSOFT CORPDFND | COM | 188.42K | SH | $54.3K 1.73% | 188.42K | 0.00 | 0.00 |
APPLE INCDFND | COM | 300.07K | SH | $49.5K 1.57% | 300.07K | 0.00 | 0.00 |
NVIDIA CORPORATIONDFND | COM | 138.20K | SH | $38.4K 1.22% | 138.20K | 0.00 | 0.00 |
TESLA INCDFND | COM | 165.76K | SH | $34.4K 1.09% | 165.76K | 0.00 | 0.00 |
AMAZON COM INCDFND | COM | 329.36K | SH | $34.0K 1.08% | 329.36K | 0.00 | 0.00 |
ISHARES TRDFND | RUS 2000 GRW ETF | 100.56K | SH | $22.8K 0.73% | 100.56K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCDFND | COM | 44.56K | SH | $21.1K 0.67% | 44.56K | 0.00 | 0.00 |
HOME DEPOT INCDFND | COM | 61.91K | SH | $18.3K 0.58% | 61.91K | 0.00 | 0.00 |
VANGUARD INDEX FDSDFND | REAL ESTATE ETF | 207.90K | SH | $17.3K 0.55% | 207.90K | 0.00 | 0.00 |
ISHARES TRDFND | CORE S&P500 ETF | 39.50K | SH | $16.2K 0.52% | 39.50K | 0.00 | 0.00 |
ARK ETF TRDFND | INNOVATION ETF | 397.03K | SH | $16.0K 0.51% | 397.03K | 0.00 | 0.00 |
MCDONALDS CORPDFND | COM | 53.98K | SH | $15.1K 0.48% | 53.98K | 0.00 | 0.00 |
ALPHABET INCDFND | CAP STK CL A | 141.69K | SH | $14.7K 0.47% | 141.69K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELDFND | CL B NEW | 45.53K | SH | $14.1K 0.45% | 45.53K | 0.00 | 0.00 |
EXXON MOBIL CORPDFND | COM | 120.89K | SH | $13.3K 0.42% | 120.89K | 0.00 | 0.00 |
PROCTER AND GAMBLE CODFND | COM | 87.10K | SH | $13.0K 0.41% | 87.10K | 0.00 | 0.00 |
ISHARES TRDFND | RUS 2000 VAL ETF | 94.50K | SH | $12.9K 0.41% | 94.50K | 0.00 | 0.00 |
VANECK ETF TRUSTDFND | SEMICONDUCTR ETF | 48.58K | SH | $12.8K 0.41% | 48.58K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INCDFND | COM | 38.03K | SH | $12.4K 0.40% | 38.03K | 0.00 | 0.00 |
CHEVRON CORP NEWDFND | COM | 74.32K | SH | $12.1K 0.39% | 74.32K | 0.00 | 0.00 |
Page 1 of 249
…