TOPPER JOSEPH R. JR. enters GUE LIQUIDATION COMPANIES, INC. with 42.42K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 7/27/2018ACC: 0001127602-18-023944
Officer· EVP & Chief Digital Officer
Since Jul 2018
42.42K
Baseline shares
100% direct
42.42K
Direct ownership
1 position
151.78K
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned42.42K
Total
42.42K direct42.42K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 42.42K | Direct |
| Total | 42.42K | 42.42K direct |
Derivative Holdings2
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
51.78K
Shares owned
N/A
Exercise price
6.65
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
100K
Shares owned
N/A
Exercise price
20.90
Expiration
—
Exercise window
—
Total
Underlying
151.78K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock | 6.65 | — | — | 51.78K | N/A |
| Stock Option (Right to Buy) Direct | Common Stock | 20.90 | — | — | 100K | N/A |
| Total | 151.78K | 0.00 | ||||