TONKEL J ROCK JR (See Remarks) reported 2 transactions at ARLINGTON ASSET INVESTMENT CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 12/18/2023ACC: 0001104659-23-127039
DirectorOfficer· See Remarks
Since Jul 2018
-1.63M
Net shares
Net seller
$199.8K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
1.42M acquired · 3.06M disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
−41.27K
Price / share
$4.84
Trade value
$199.76K
% of position
4.9%
12/14/2023
848.58K→807.31K
Class A Common Stock
Direct
Shares
−807.31K
Price / share
—
Trade value
—
% of position
New position
12/14/2023
807.31K→0.00
Total
Net shares
−848.58K
Net value
-$199.76K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 12/14/2023 | F · Tax Withholding | −41.27K | $4.84 | $199.76K | 4.9% | 848.58K | 807.31K |
| Class A Common Stock Direct | 12/14/2023 | D · Disposition | −807.31K | — | — | New position | 807.31K | 0.00 |
| Total | −848.58K | -$199.76K | ||||||
Derivative Transactions3
Restricted Stock Units
Direct
Converts to
Class A Common Stock
1.42M shares
Shares
+1.42M
Strike price
Held after
2.21M
Exercisable
—
12/14/2023
Restricted Stock Units
Direct
Converts to
Class A Common Stock
869.28K shares
Shares
−869.28K
Strike price
Held after
1.34M
Exercisable
—
12/14/2023
Restricted Stock Units
Direct
Converts to
Class A Common Stock
1.34M shares
Shares
−1.34M
Strike price
Held after
0.00
Exercisable
—
12/14/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common Stock1.42M shares | 12/14/2023 | A · Award | +1.42M | — | 2.21M | |
| Restricted Stock Units Direct | Class A Common Stock869.28K shares | 12/14/2023 | F · Tax Withholding | −869.28K | — | 1.34M | |
| Restricted Stock Units Direct | Class A Common Stock1.34M shares | 12/14/2023 | D · Disposition | −1.34M | — | 0.00 |