TOMPKINS MARK N. reported 2 transactions at SERVE ROBOTICS INC. /DE/
Review the transaction codes below to understand the nature of each event.
Filed: 8/2/2023ACC: 0001213900-23-062762
Director10% Owner
Since Mar 2021
-2.91M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
468.75K acquired · 3.38M disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+312.50K
Price / share
—
Trade value
—
% of position
6.6%
7/31/2023
4.75M→5.06M
Common Stock
Direct
Shares
−3.38M
Price / share
—
Trade value
—
% of position
66.7%
7/31/2023
5.06M→1.69M
Total
Net shares
−3.06M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/31/2023 | C · Conversion | +312.50K | — | — | 6.6% | 4.75M | 5.06M |
| Common Stock Direct | 7/31/2023 | J · J | −3.38M | — | — | 66.7% | 5.06M | 1.69M |
| Total | −3.06M | $0.00 | ||||||
Derivative Transactions1
Warrants (Right to Buy)
Direct
Converts to
Common stock
156.25K shares
Shares
+156.25K
Strike price
3.20
Held after
156.25K
Exercisable
—
7/31/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrants (Right to Buy) Direct | Common stock156.25K shares | 7/31/2023 | A · Award | +156.25K | 3.20 | — | 156.25K |