TOLLA JOHN CHARLES (EVP, Chief Risk Officer) exercised options at AXOS FINANCIAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/16/2026ACC: 0001777926-26-000006
Officer· EVP, Chief Risk Officer
Since Jul 2019
+1.08K
Net shares
Net buyer
$174.7K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
6.47K acquired · 5.39K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+3.50K
Price / share
$92.68
Trade value
$324.57K
% of position
12.0%
9/15/2026
29.29K→32.80K
Common Stock
Direct
Shares
−1.89K
Price / share
$92.68
Trade value
$174.70K
% of position
5.7%
9/15/2026
32.80K→30.91K
Total
Net shares
+1.62K
Net value
$149.86K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/15/2026 | M · Option Exercise | +3.50K | $92.68 | $324.57K | 12.0% | 29.29K | 32.80K |
| Common Stock Direct | 9/15/2026 | D · Disposition | −1.89K | $92.68 | $174.70K | 5.7% | 32.80K | 30.91K |
| Total | +1.62K | $149.86K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
3.50K shares
Shares
−3.50K
Strike price
Held after
18.30K
Exercisable
—
9/15/2026
Restricted Stock Units
Direct
Converts to
Common Stock
2.97K shares
Shares
+2.97K
Strike price
Held after
21.27K
Exercisable
—
9/15/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock3.50K shares | 9/15/2026 | M · Option Exercise | −3.50K | — | 18.30K | |
| Restricted Stock Units Direct | Common Stock2.97K shares | 9/15/2026 | A · Award | +2.97K | — | 21.27K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned2.72K
Total
2.72K indirect2.72K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.72K | Indirect |
| Total | 2.72K | 2.72K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported