TOLIA SANJAY enters BODY & MIND INC. with 9.16M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 4/3/2023ACC: 0001104659-23-041022
9.16M
Baseline shares
7% direct
666.67K
Direct ownership
1 position
45M
Derivative underlying
4 instruments
5
Security positions
8.49M indirect
Non-Derivative Holdings5
Common Shares
DirectShares owned666.67K
Common Shares
IndirectShares owned3.40M
Common Shares
IndirectShares owned250K
Common Shares
IndirectShares owned1.33M
Common Shares
IndirectShares owned3.51M
Total
666.67K direct·8.49M indirect9.16M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Shares | 666.67K | Direct |
| Common Shares | 3.40M | Indirect |
| Common Shares | 250K | Indirect |
| Common Shares | 1.33M | Indirect |
| Common Shares | 3.51M | Indirect |
| Total | 9.16M | 666.67K direct·8.49M indirect |
Derivative Holdings4
4 year warrants
IndirectUnderlying security
Common Shares
Underlying shares
13.75M
Shares owned
N/A
Exercise price
0.10
Expiration
—
Exercise window
—
8% 5 year convertible debentures
IndirectUnderlying security
Common Shares
Underlying shares
27.50M
Shares owned
N/A
Exercise price
0.10
Expiration
—
Exercise window
—
4 year warrants
IndirectUnderlying security
Common Shares
Underlying shares
1.25M
Shares owned
N/A
Exercise price
0.10
Expiration
—
Exercise window
—
8% 5 year convertible debentures
IndirectUnderlying security
Common Shares
Underlying shares
2.50M
Shares owned
N/A
Exercise price
0.10
Expiration
—
Exercise window
—
Total
Underlying
45M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| 4 year warrants Indirect | Common Shares | 0.10 | — | — | 13.75M | N/A |
| 8% 5 year convertible debentures Indirect | Common Shares | 0.10 | — | — | 27.50M | N/A |
| 4 year warrants Indirect | Common Shares | 0.10 | — | — | 1.25M | N/A |
| 8% 5 year convertible debentures Indirect | Common Shares | 0.10 | — | — | 2.50M | N/A |
| Total | 45M | 0.00 | ||||