Filed: 1/28/2021ACC: 0001638599-21-000087
Officer· Executive Vice President
Since Aug 2018
+3.50K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
3.50K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Options to Purchase Common Stock
Direct
Converts to
Common Stock
3.50K shares
Shares
+3.50K
Strike price
9.41
Held after
3.50K
Exercisable
—
1/26/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock Direct | Common Stock3.50K shares | 1/26/2021 | A · Award | +3.50K | 9.41 | — | 3.50K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
DirectShares owned50.00
Common Stock
IndirectShares owned650.00
Total
50.00 direct·650.00 indirect700.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 50.00 | Direct |
| Common Stock | 650.00 | Indirect |
| Total | 700.00 | 50.00 direct·650.00 indirect |
Derivative Holdings (Post-Transaction)3
Options to Purchase Common Stock
DirectUnderlying security
Common Stock
Underlying shares
5K
Shares owned
5K
Exercise price
11.84
Expiration
—
Exercise window
—
Options to purchase common stock
DirectUnderlying security
common stock
Underlying shares
2.70K
Shares owned
2.70K
Exercise price
10.15
Expiration
—
Exercise window
—
Options to purchase common stock
DirectUnderlying security
common stock
Underlying shares
7.50K
Shares owned
7.50K
Exercise price
11.84
Expiration
—
Exercise window
—
Total
Underlying
15.20K
Owned
15.20K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Options to Purchase Common Stock Direct | Common Stock | 11.84 | — | — | 5K | 5K |
| Options to purchase common stock Direct | common stock | 10.15 | — | — | 2.70K | 2.70K |
| Options to purchase common stock Direct | common stock | 11.84 | — | — | 7.50K | 7.50K |
| Total | 15.20K | 15.20K | ||||