Filed: 1/23/2020ACC: 0001638599-20-000093
Officer· Executive Vice President
Since Aug 2018
+5K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
5K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Options to Purchase Common Stock
Direct
Converts to
Common Stock
5K shares
Shares
+5K
Strike price
11.84
Held after
5K
Exercisable
—
1/21/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock Direct | Common Stock5K shares | 1/21/2020 | A · Award | +5K | 11.84 | — | 5K |
Non-Derivative Holdings (Post-Transaction)2
common stock
DirectShares owned50.00
common stock
IndirectShares owned650.00
Total
50.00 direct·650.00 indirect700.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| common stock | 50.00 | Direct |
| common stock | 650.00 | Indirect |
| Total | 700.00 | 50.00 direct·650.00 indirect |
Derivative Holdings (Post-Transaction)3
Options to purchase common stock
DirectUnderlying security
common stock
Underlying shares
7.50K
Shares owned
7.50K
Exercise price
11.84
Expiration
—
Exercise window
—
stock options
DirectUnderlying security
common stock
Underlying shares
3K
Shares owned
1K
Exercise price
6.30
Expiration
—
Exercise window
—
stock options
DirectUnderlying security
common stock
Underlying shares
2.70K
Shares owned
2.70K
Exercise price
10.15
Expiration
—
Exercise window
—
Total
Underlying
13.20K
Owned
11.20K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Options to purchase common stock Direct | common stock | 11.84 | — | — | 7.50K | 7.50K |
| stock options Direct | common stock | 6.30 | — | — | 3K | 1K |
| stock options Direct | common stock | 10.15 | — | — | 2.70K | 2.70K |
| Total | 13.20K | 11.20K | ||||