Filed: 4/7/2020ACC: 0000904454-20-000318
10% Owner
Since Jan 2020
+1.70M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
1.70M acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions2
Series A Convertible Preferred Stock
Direct
Converts to
Common Stock
6.49M shares
Shares
+25K
Strike price
3.85
Held after
25K
Exercisable
—
4/5/2020
Warrant (right to buy)
Direct
Converts to
Common Stock
1.67M shares
Shares
+1.67M
Strike price
Held after
1.67M
Exercisable
—
4/5/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred Stock Direct | Common Stock6.49M shares | 4/5/2020 | A · Award | +25K | 3.85 | — | 25K |
| Warrant (right to buy) Direct | Common Stock1.67M shares | 4/5/2020 | A · Award | +1.67M | — | 1.67M |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned4.47M
Total
4.47M direct4.47M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 4.47M | Direct |
| Total | 4.47M | 4.47M direct |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported