TOAL SHEAMUS (EVP and CFO) exercised options at RTW RETAILWINDS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/28/2019ACC: 0001179110-19-008222
Officer· EVP and CFO
Since Aug 2018
-9.51K
Net shares
Net seller
$16.5K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
11.11K acquired · 20.62K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+11.11K
Price / share
$1.36
Trade value
$15.11K
% of position
3.8%
6/26/2019
295.93K→307.04K
Common Stock
Direct
Shares
−8.69K
Price / share
$1.74
Trade value
$15.11K
% of position
2.8%
6/26/2019
307.04K→298.35K
Common Stock
Direct
Shares
−825.00
Price / share
$1.74
Trade value
$1.44K
% of position
0.3%
6/26/2019
298.35K→297.53K
Total
Net shares
+1.60K
Net value
-$1.44K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/26/2019 | M · Option Exercise | +11.11K | $1.36 | $15.11K | 3.8% | 295.93K | 307.04K |
| Common Stock Direct | 6/26/2019 | D · Disposition | −8.69K | $1.74 | $15.11K | 2.8% | 307.04K | 298.35K |
| Common Stock Direct | 6/26/2019 | F · Tax Withholding | −825.00 | $1.74 | $1.44K | 0.3% | 298.35K | 297.53K |
| Total | +1.60K | -$1.44K | ||||||
Derivative Transactions1
Stock Appreciation Rights
Direct
Converts to
Common Stock
11.11K shares
Shares
−11.11K
Strike price
1.36
Held after
0.00
Exercisable
—
6/26/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights Direct | Common Stock11.11K shares | 6/26/2019 | M · Option Exercise | −11.11K | 1.36 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned19K
Total
19K indirect19K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 19K | Indirect |
| Total | 19K | 19K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported