TOAL SHEAMUS (EVP and CFO) exercised options at RTW RETAILWINDS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 11/15/2018ACC: 0001179110-18-012890
Officer· EVP and CFO
Since Aug 2018
+50K
Net shares
Net buyer
$36.5K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
50K acquired
Non-Derivative Transactions1
Common Stock
Direct
Shares
+25K
Price / share
$1.46
Trade value
$36.50K
% of position
9.8%
11/13/2018
254.21K→279.21K
Total
Net shares
+25K
Net value
$36.50K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/13/2018 | M · Option Exercise | +25K | $1.46 | $36.50K | 9.8% | 254.21K | 279.21K |
| Total | +25K | $36.50K | ||||||
Derivative Transactions1
Options to Purchase Common Stock
Direct
Converts to
Common Stock
25K shares
Shares
+25K
Strike price
1.46
Held after
0.00
Exercisable
—
11/13/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock Direct | Common Stock25K shares | 11/13/2018 | M · Option Exercise | +25K | 1.46 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned19K
Total
19K indirect19K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 19K | Indirect |
| Total | 19K | 19K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported