TITLE 19 PROMIS enters PROMIS NEUROSCIENCES INC. with 1.11M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 12/27/2023ACC: 0001104659-23-129392
10% Owner
Since Dec 2023
1.11M
Baseline shares
100% direct
1.11M
Direct ownership
1 position
1.38M
Derivative underlying
4 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Shares, no par value
DirectShares owned1.11M
Total
1.11M direct1.11M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Shares, no par value | 1.11M | Direct |
| Total | 1.11M | 1.11M direct |
Derivative Holdings4
Warrants to Purchase Common Shares, no par value
DirectUnderlying security
Common Shares
Underlying shares
26.60K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Series 2 Preferred Shares, no par value
DirectUnderlying security
Common Shares
Underlying shares
500K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Warrants to Purchase Common Shares, no par value
DirectUnderlying security
Common Shares
Underlying shares
51.56K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Warrants to Purchase Common Shares, no par value
DirectUnderlying security
Common Shares
Underlying shares
797.87K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
1.38M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants to Purchase Common Shares, no par value Direct | Common Shares | — | — | 26.60K | N/A | |
| Series 2 Preferred Shares, no par value Direct | Common Shares | — | — | 500K | N/A | |
| Warrants to Purchase Common Shares, no par value Direct | Common Shares | — | — | 51.56K | N/A | |
| Warrants to Purchase Common Shares, no par value Direct | Common Shares | — | — | 797.87K | N/A | |
| Total | 1.38M | 0.00 | ||||