Filed: 11/13/2023ACC: 0001567619-23-007682
📋 What this filing means
THORNBURG INVESTMENT MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 196 equity positions with a total reported market value of $6.08M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
196
Positions
$6.08M
Total AUM (reported)
129.22M
Total Shares
Allocation by class
COM$3.97M65.2%
COM NEW$364.9K6.0%
SHS$306.9K5.0%
CL A$269.2K4.4%
SPONSORED ADS$230.2K3.8%
SPONSORED ADR$209.9K3.5%
SHS - A -$185.7K3.1%
Portfolio Concentration
Top 3$964.0K15.8%
4–10$1.43M23.5%
11–25$1.51M24.8%
Rest$2.18M35.8%
Top 3 weight
15.8%
Top 10 weight
39.3%
Voting Authority Distribution
Total shares with voting rights: 129.22M
Sole
Full voting authority
129.13M
shares
% of voting shares99.9%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
91.45K
shares
% of voting shares0.1%
Investment Discretion (by position count)
Sole196
Shared0
Other0
Dominant voting typeSole · 99.9% of voting shares
Institutional Holdings196
Rows:
BROADCOM INC
SOLEShares445.72K
TypeSH
Market value$370.2K
6.09%
Sole
445.72K
Shared
0.00
None
0.00
CME GROUP INC
SOLEShares1.67M
TypeSH
Market value$334.0K
5.49%
Sole
1.67M
Shared
0.00
None
0.00
PFIZER INC
SOLEShares7.83M
TypeSH
Market value$259.8K
4.27%
Sole
7.83M
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares1.74M
TypeSH
Market value$251.7K
4.14%
Sole
1.74M
Shared
0.00
None
0.00
CITIGROUP INC
SOLEShares5.41M
TypeSH
Market value$222.4K
3.66%
Sole
5.41M
Shared
0.00
None
0.00
QUALCOMM INC
SOLEShares1.93M
TypeSH
Market value$214.5K
3.53%
Sole
1.93M
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares2.02M
TypeSH
Market value$207.6K
3.41%
Sole
2.02M
Shared
0.00
None
0.00
REGIONS FINANCIAL CORP NEW
SOLEShares11.18M
TypeSH
Market value$192.3K
3.16%
Sole
11.18M
Shared
0.00
None
0.00
LYONDELLBASELL INDUSTRIES N
SOLEShares1.96M
TypeSH
Market value$185.7K
3.05%
Sole
1.96M
Shared
0.00
None
0.00
EQUITABLE HLDGS INC
SOLEShares5.45M
TypeSH
Market value$154.6K
2.54%
Sole
5.45M
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares511.14K
TypeSH
Market value$154.4K
2.54%
Sole
511.14K
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares1M
TypeSH
Market value$149.8K
2.46%
Sole
1M
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares2.25M
TypeSH
Market value$121.1K
1.99%
Sole
2.25M
Shared
0.00
None
0.00
ENBRIDGE INC
SOLEShares3.55M
TypeSH
Market value$117.6K
1.93%
Sole
3.55M
Shared
0.00
None
0.00
PETROLEO BRASILEIRO SA PETRO
SOLEShares7.65M
TypeSH
Market value$114.6K
1.88%
Sole
7.65M
Shared
0.00
None
0.00
TAIWAN SEMICONDUCTOR MFG LTD
SOLEShares1.19M
TypeSH
Market value$103.7K
1.70%
Sole
1.18M
Shared
0.00
None
6.49K
CANADIAN PACIFIC KANSAS CITY
SOLEShares1.43M
TypeSH
Market value$103.2K
1.70%
Sole
1.43M
Shared
0.00
None
1.49K
META PLATFORMS INC
SOLEShares317.81K
TypeSH
Market value$95.4K
1.57%
Sole
317.81K
Shared
0.00
None
0.00
LINDE PLC
SOLEShares235.84K
TypeSH
Market value$88.5K
1.45%
Sole
235.55K
Shared
0.00
None
292.00
TC ENERGY CORP
SOLEShares2.52M
TypeSH
Market value$86.7K
1.43%
Sole
2.52M
Shared
0.00
None
0.00
NOVO-NORDISK A S
SOLEShares897.90K
TypeSH
Market value$81.7K
1.34%
Sole
889.79K
Shared
0.00
None
8.11K
CHIMERA INVT CORP
SOLEShares14.86M
TypeSH
Market value$81.1K
1.33%
Sole
14.86M
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares558.44K
TypeSH
Market value$73.1K
1.20%
Sole
558.44K
Shared
0.00
None
0.00
MEDTRONIC PLC
SOLEShares925.59K
TypeSH
Market value$72.5K
1.19%
Sole
925.59K
Shared
0.00
None
0.00
SLR INVESTMENT CORP
SOLEShares4.34M
TypeSH
Market value$66.8K
1.10%
Sole
4.34M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
BROADCOM INCSOLE | COM | 445.72K | SH | $370.2K 6.09% | 445.72K | 0.00 | 0.00 |
CME GROUP INCSOLE | COM | 1.67M | SH | $334.0K 5.49% | 1.67M | 0.00 | 0.00 |
PFIZER INCSOLE | COM | 7.83M | SH | $259.8K 4.27% | 7.83M | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 1.74M | SH | $251.7K 4.14% | 1.74M | 0.00 | 0.00 |
CITIGROUP INCSOLE | COM NEW | 5.41M | SH | $222.4K 3.66% | 5.41M | 0.00 | 0.00 |
QUALCOMM INCSOLE | COM | 1.93M | SH | $214.5K 3.53% | 1.93M | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 2.02M | SH | $207.6K 3.41% | 2.02M | 0.00 | 0.00 |
REGIONS FINANCIAL CORP NEWSOLE | COM | 11.18M | SH | $192.3K 3.16% | 11.18M | 0.00 | 0.00 |
LYONDELLBASELL INDUSTRIES NSOLE | SHS - A - | 1.96M | SH | $185.7K 3.05% | 1.96M | 0.00 | 0.00 |
EQUITABLE HLDGS INCSOLE | COM | 5.45M | SH | $154.6K 2.54% | 5.45M | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 511.14K | SH | $154.4K 2.54% | 511.14K | 0.00 | 0.00 |
ABBVIE INCSOLE | COM | 1M | SH | $149.8K 2.46% | 1M | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 2.25M | SH | $121.1K 1.99% | 2.25M | 0.00 | 0.00 |
ENBRIDGE INCSOLE | COM | 3.55M | SH | $117.6K 1.93% | 3.55M | 0.00 | 0.00 |
PETROLEO BRASILEIRO SA PETROSOLE | SPONSORED ADR | 7.65M | SH | $114.6K 1.88% | 7.65M | 0.00 | 0.00 |
TAIWAN SEMICONDUCTOR MFG LTDSOLE | SPONSORED ADS | 1.19M | SH | $103.7K 1.70% | 1.18M | 0.00 | 6.49K |
CANADIAN PACIFIC KANSAS CITYSOLE | COM | 1.43M | SH | $103.2K 1.70% | 1.43M | 0.00 | 1.49K |
META PLATFORMS INCSOLE | CL A | 317.81K | SH | $95.4K 1.57% | 317.81K | 0.00 | 0.00 |
LINDE PLCSOLE | SHS | 235.84K | SH | $88.5K 1.45% | 235.55K | 0.00 | 292.00 |
TC ENERGY CORPSOLE | COM | 2.52M | SH | $86.7K 1.43% | 2.52M | 0.00 | 0.00 |
NOVO-NORDISK A SSOLE | ADR | 897.90K | SH | $81.7K 1.34% | 889.79K | 0.00 | 8.11K |
CHIMERA INVT CORPSOLE | COM NEW | 14.86M | SH | $81.1K 1.33% | 14.86M | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 558.44K | SH | $73.1K 1.20% | 558.44K | 0.00 | 0.00 |
MEDTRONIC PLCSOLE | SHS | 925.59K | SH | $72.5K 1.19% | 925.59K | 0.00 | 0.00 |
SLR INVESTMENT CORPSOLE | COM | 4.34M | SH | $66.8K 1.10% | 4.34M | 0.00 | 0.00 |
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