Filed: 5/9/2023ACC: 0001567619-23-005950
📋 What this filing means
THORNBURG INVESTMENT MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 185 equity positions with a total reported market value of $6.05M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
185
Positions
$6.05M
Total AUM (reported)
130.84M
Total Shares
Allocation by class
COM$4.05M67.0%
SHS$354.8K5.9%
SPONSORED ADS$267.5K4.4%
COM NEW$250.7K4.1%
CL A$237.6K3.9%
SPONSORED ADR$201.4K3.3%
SHS - A -$184.3K3.0%
Portfolio Concentration
Top 3$1.03M17.0%
4–10$1.37M22.6%
11–25$1.47M24.3%
Rest$2.18M36.1%
Top 3 weight
17.0%
Top 10 weight
39.6%
Voting Authority Distribution
Total shares with voting rights: 130.84M
Sole
Full voting authority
130.75M
shares
% of voting shares99.9%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
94.40K
shares
% of voting shares0.1%
Investment Discretion (by position count)
Sole185
Shared0
Other0
Dominant voting typeSole · 99.9% of voting shares
Institutional Holdings185
Rows:
BROADCOM INC
SOLEShares629.28K
TypeSH
Market value$403.7K
6.67%
Sole
629.28K
Shared
0.00
None
0.00
CME GROUP INC
SOLEShares1.67M
TypeSH
Market value$319.3K
5.28%
Sole
1.67M
Shared
0.00
None
0.00
PFIZER INC
SOLEShares7.47M
TypeSH
Market value$304.7K
5.03%
Sole
7.47M
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares1.97M
TypeSH
Market value$257.2K
4.25%
Sole
1.97M
Shared
0.00
None
0.00
QUALCOMM INC
SOLEShares1.93M
TypeSH
Market value$246.4K
4.07%
Sole
1.93M
Shared
0.00
None
0.00
REGIONS FINANCIAL CORP NEW
SOLEShares11.42M
TypeSH
Market value$211.9K
3.50%
Sole
11.42M
Shared
0.00
None
0.00
LYONDELLBASELL INDUSTRIES N
SOLEShares1.96M
TypeSH
Market value$184.3K
3.05%
Sole
1.96M
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares1.51M
TypeSH
Market value$160.5K
2.65%
Sole
1.51M
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares1M
TypeSH
Market value$159.8K
2.64%
Sole
1M
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares510.85K
TypeSH
Market value$150.8K
2.49%
Sole
510.85K
Shared
0.00
None
0.00
ENBRIDGE INC
SOLEShares3.53M
TypeSH
Market value$134.2K
2.22%
Sole
3.53M
Shared
0.00
None
0.00
EQUITABLE HLDGS INC
SOLEShares5.21M
TypeSH
Market value$132.3K
2.19%
Sole
5.21M
Shared
0.00
None
0.00
TAIWAN SEMICONDUCTOR MFG LTD
SOLEShares1.33M
TypeSH
Market value$124.0K
2.05%
Sole
1.32M
Shared
0.00
None
8.82K
CISCO SYS INC
SOLEShares2.31M
TypeSH
Market value$120.6K
1.99%
Sole
2.31M
Shared
0.00
None
0.00
STELLANTIS N.V
SOLEShares6.05M
TypeSH
Market value$109.7K
1.81%
Sole
6.05M
Shared
0.00
None
0.00
CANADIAN PAC RY LTD
SOLEShares1.40M
TypeSH
Market value$107.7K
1.78%
Sole
1.40M
Shared
0.00
None
1.51K
UBS GROUP AG
SOLEShares4.84M
TypeSH
Market value$102.0K
1.69%
Sole
4.84M
Shared
0.00
None
0.00
CITIGROUP INC
SOLEShares2.06M
TypeSH
Market value$96.8K
1.60%
Sole
2.06M
Shared
0.00
None
0.00
CHIMERA INVT CORP
SOLEShares17.13M
TypeSH
Market value$96.6K
1.60%
Sole
17.13M
Shared
0.00
None
0.00
LINDE PLC
SOLEShares241.50K
TypeSH
Market value$85.5K
1.41%
Sole
241.16K
Shared
0.00
None
341.00
BOOKING HOLDINGS INC
SOLEShares30.74K
TypeSH
Market value$81.5K
1.35%
Sole
30.58K
Shared
0.00
None
158.00
META PLATFORMS INC
SOLEShares368.70K
TypeSH
Market value$78.1K
1.29%
Sole
368.70K
Shared
0.00
None
0.00
PETROLEO BRASILEIRO SA PETRO
SOLEShares6.91M
TypeSH
Market value$72.1K
1.19%
Sole
6.91M
Shared
0.00
None
0.00
SLR INVESTMENT CORP
SOLEShares4.34M
TypeSH
Market value$65.3K
1.08%
Sole
4.34M
Shared
0.00
None
0.00
MERCADOLIBRE INC
SOLEShares48.91K
TypeSH
Market value$64.5K
1.07%
Sole
48.67K
Shared
0.00
None
242.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
BROADCOM INCSOLE | COM | 629.28K | SH | $403.7K 6.67% | 629.28K | 0.00 | 0.00 |
CME GROUP INCSOLE | COM | 1.67M | SH | $319.3K 5.28% | 1.67M | 0.00 | 0.00 |
PFIZER INCSOLE | COM | 7.47M | SH | $304.7K 5.03% | 7.47M | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 1.97M | SH | $257.2K 4.25% | 1.97M | 0.00 | 0.00 |
QUALCOMM INCSOLE | COM | 1.93M | SH | $246.4K 4.07% | 1.93M | 0.00 | 0.00 |
REGIONS FINANCIAL CORP NEWSOLE | COM | 11.42M | SH | $211.9K 3.50% | 11.42M | 0.00 | 0.00 |
LYONDELLBASELL INDUSTRIES NSOLE | SHS - A - | 1.96M | SH | $184.3K 3.05% | 1.96M | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 1.51M | SH | $160.5K 2.65% | 1.51M | 0.00 | 0.00 |
ABBVIE INCSOLE | COM | 1M | SH | $159.8K 2.64% | 1M | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 510.85K | SH | $150.8K 2.49% | 510.85K | 0.00 | 0.00 |
ENBRIDGE INCSOLE | COM | 3.53M | SH | $134.2K 2.22% | 3.53M | 0.00 | 0.00 |
EQUITABLE HLDGS INCSOLE | COM | 5.21M | SH | $132.3K 2.19% | 5.21M | 0.00 | 0.00 |
TAIWAN SEMICONDUCTOR MFG LTDSOLE | SPONSORED ADS | 1.33M | SH | $124.0K 2.05% | 1.32M | 0.00 | 8.82K |
CISCO SYS INCSOLE | COM | 2.31M | SH | $120.6K 1.99% | 2.31M | 0.00 | 0.00 |
STELLANTIS N.VSOLE | SHS | 6.05M | SH | $109.7K 1.81% | 6.05M | 0.00 | 0.00 |
CANADIAN PAC RY LTDSOLE | COM | 1.40M | SH | $107.7K 1.78% | 1.40M | 0.00 | 1.51K |
UBS GROUP AGSOLE | SHS | 4.84M | SH | $102.0K 1.69% | 4.84M | 0.00 | 0.00 |
CITIGROUP INCSOLE | COM NEW | 2.06M | SH | $96.8K 1.60% | 2.06M | 0.00 | 0.00 |
CHIMERA INVT CORPSOLE | COM NEW | 17.13M | SH | $96.6K 1.60% | 17.13M | 0.00 | 0.00 |
LINDE PLCSOLE | SHS | 241.50K | SH | $85.5K 1.41% | 241.16K | 0.00 | 341.00 |
BOOKING HOLDINGS INCSOLE | COM | 30.74K | SH | $81.5K 1.35% | 30.58K | 0.00 | 158.00 |
META PLATFORMS INCSOLE | CL A | 368.70K | SH | $78.1K 1.29% | 368.70K | 0.00 | 0.00 |
PETROLEO BRASILEIRO SA PETROSOLE | SPONSORED ADR | 6.91M | SH | $72.1K 1.19% | 6.91M | 0.00 | 0.00 |
SLR INVESTMENT CORPSOLE | COM | 4.34M | SH | $65.3K 1.08% | 4.34M | 0.00 | 0.00 |
MERCADOLIBRE INCSOLE | COM | 48.91K | SH | $64.5K 1.07% | 48.67K | 0.00 | 242.00 |
Page 1 of 8
…