Filed: 2/8/2023ACC: 0001567619-23-002016
📋 What this filing means
THORNBURG INVESTMENT MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 201 equity positions with a total reported market value of $5.91M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
201
Positions
$5.91M
Total AUM (reported)
132.30M
Total Shares
Allocation by class
COM$4.08M68.9%
SHS$288.2K4.9%
COM NEW$246.5K4.2%
SPONSORED ADS$243.4K4.1%
CL A$224.8K3.8%
SPONSORED ADR$205.1K3.5%
SHS - A -$165.0K2.8%
Portfolio Concentration
Top 3$1.06M18.0%
4–10$1.40M23.7%
11–25$1.36M23.0%
Rest$2.09M35.4%
Top 3 weight
18.0%
Top 10 weight
41.7%
Voting Authority Distribution
Total shares with voting rights: 132.30M
Sole
Full voting authority
132.21M
shares
% of voting shares99.9%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
93.19K
shares
% of voting shares0.1%
Investment Discretion (by position count)
Sole201
Shared0
Other0
Dominant voting typeSole · 99.9% of voting shares
Institutional Holdings201
Rows:
PFIZER INC
SOLEShares7.42M
TypeSH
Market value$380.3K
6.43%
Sole
7.42M
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares666.37K
TypeSH
Market value$372.6K
6.30%
Sole
666.37K
Shared
0.00
None
0.00
CME GROUP INC
SOLEShares1.85M
TypeSH
Market value$311.1K
5.26%
Sole
1.85M
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares1.97M
TypeSH
Market value$264.0K
4.46%
Sole
1.97M
Shared
0.00
None
0.00
REGIONS FINANCIAL CORP NEW
SOLEShares11.48M
TypeSH
Market value$247.5K
4.18%
Sole
11.48M
Shared
0.00
None
0.00
QUALCOMM INC
SOLEShares1.94M
TypeSH
Market value$213.0K
3.60%
Sole
1.94M
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares1.08M
TypeSH
Market value$174.5K
2.95%
Sole
1.08M
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares1.56M
TypeSH
Market value$173.1K
2.93%
Sole
1.56M
Shared
0.00
None
0.00
LYONDELLBASELL INDUSTRIES N
SOLEShares1.99M
TypeSH
Market value$165.0K
2.79%
Sole
1.99M
Shared
0.00
None
0.00
EQUITABLE HLDGS INC
SOLEShares5.66M
TypeSH
Market value$162.6K
2.75%
Sole
5.66M
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares510.85K
TypeSH
Market value$161.4K
2.73%
Sole
510.85K
Shared
0.00
None
0.00
ENBRIDGE INC
SOLEShares3.46M
TypeSH
Market value$135.1K
2.28%
Sole
3.46M
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares2.31M
TypeSH
Market value$109.9K
1.86%
Sole
2.31M
Shared
0.00
None
0.00
TAIWAN SEMICONDUCTOR MFG LTD
SOLEShares1.46M
TypeSH
Market value$109.0K
1.84%
Sole
1.45M
Shared
0.00
None
11.71K
CANADIAN PAC RY LTD
SOLEShares1.31M
TypeSH
Market value$98.1K
1.66%
Sole
1.31M
Shared
0.00
None
1.51K
CHIMERA INVT CORP
SOLEShares17.33M
TypeSH
Market value$95.3K
1.61%
Sole
17.33M
Shared
0.00
None
0.00
CITIGROUP INC
SOLEShares2.05M
TypeSH
Market value$92.5K
1.56%
Sole
2.05M
Shared
0.00
None
0.00
UBS GROUP AG
SOLEShares4.28M
TypeSH
Market value$79.6K
1.35%
Sole
4.28M
Shared
0.00
None
0.00
LINDE PLC
SOLEShares242.43K
TypeSH
Market value$79.1K
1.34%
Sole
242.05K
Shared
0.00
None
377.00
STELLANTIS N.V
SOLEShares5.32M
TypeSH
Market value$75.5K
1.28%
Sole
5.32M
Shared
0.00
None
0.00
PETROLEO BRASILEIRO SA PETRO
SOLEShares6.78M
TypeSH
Market value$72.2K
1.22%
Sole
6.78M
Shared
0.00
None
0.00
MASTERCARD INCORPORATED
SOLEShares193.66K
TypeSH
Market value$67.5K
1.14%
Sole
192.37K
Shared
0.00
None
1.30K
BOOKING HOLDINGS INC
SOLEShares32.60K
TypeSH
Market value$65.8K
1.11%
Sole
32.41K
Shared
0.00
None
182.00
SLR INVESTMENT CORP
SOLEShares4.34M
TypeSH
Market value$60.4K
1.02%
Sole
4.34M
Shared
0.00
None
0.00
TJX COS INC NEW
SOLEShares724.74K
TypeSH
Market value$57.7K
0.98%
Sole
724.74K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PFIZER INCSOLE | COM | 7.42M | SH | $380.3K 6.43% | 7.42M | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 666.37K | SH | $372.6K 6.30% | 666.37K | 0.00 | 0.00 |
CME GROUP INCSOLE | COM | 1.85M | SH | $311.1K 5.26% | 1.85M | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 1.97M | SH | $264.0K 4.46% | 1.97M | 0.00 | 0.00 |
REGIONS FINANCIAL CORP NEWSOLE | COM | 11.48M | SH | $247.5K 4.18% | 11.48M | 0.00 | 0.00 |
QUALCOMM INCSOLE | COM | 1.94M | SH | $213.0K 3.60% | 1.94M | 0.00 | 0.00 |
ABBVIE INCSOLE | COM | 1.08M | SH | $174.5K 2.95% | 1.08M | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 1.56M | SH | $173.1K 2.93% | 1.56M | 0.00 | 0.00 |
LYONDELLBASELL INDUSTRIES NSOLE | SHS - A - | 1.99M | SH | $165.0K 2.79% | 1.99M | 0.00 | 0.00 |
EQUITABLE HLDGS INCSOLE | COM | 5.66M | SH | $162.6K 2.75% | 5.66M | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 510.85K | SH | $161.4K 2.73% | 510.85K | 0.00 | 0.00 |
ENBRIDGE INCSOLE | COM | 3.46M | SH | $135.1K 2.28% | 3.46M | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 2.31M | SH | $109.9K 1.86% | 2.31M | 0.00 | 0.00 |
TAIWAN SEMICONDUCTOR MFG LTDSOLE | SPONSORED ADS | 1.46M | SH | $109.0K 1.84% | 1.45M | 0.00 | 11.71K |
CANADIAN PAC RY LTDSOLE | COM | 1.31M | SH | $98.1K 1.66% | 1.31M | 0.00 | 1.51K |
CHIMERA INVT CORPSOLE | COM NEW | 17.33M | SH | $95.3K 1.61% | 17.33M | 0.00 | 0.00 |
CITIGROUP INCSOLE | COM NEW | 2.05M | SH | $92.5K 1.56% | 2.05M | 0.00 | 0.00 |
UBS GROUP AGSOLE | SHS | 4.28M | SH | $79.6K 1.35% | 4.28M | 0.00 | 0.00 |
LINDE PLCSOLE | SHS | 242.43K | SH | $79.1K 1.34% | 242.05K | 0.00 | 377.00 |
STELLANTIS N.VSOLE | SHS | 5.32M | SH | $75.5K 1.28% | 5.32M | 0.00 | 0.00 |
PETROLEO BRASILEIRO SA PETROSOLE | SPONSORED ADR | 6.78M | SH | $72.2K 1.22% | 6.78M | 0.00 | 0.00 |
MASTERCARD INCORPORATEDSOLE | CL A | 193.66K | SH | $67.5K 1.14% | 192.37K | 0.00 | 1.30K |
BOOKING HOLDINGS INCSOLE | COM | 32.60K | SH | $65.8K 1.11% | 32.41K | 0.00 | 182.00 |
SLR INVESTMENT CORPSOLE | COM | 4.34M | SH | $60.4K 1.02% | 4.34M | 0.00 | 0.00 |
TJX COS INC NEWSOLE | COM | 724.74K | SH | $57.7K 0.98% | 724.74K | 0.00 | 0.00 |
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