THOMPSON PAUL JOHN sold 23.5% of their position (4.67K shares) of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND on the open market
Open‑market sale worth $80.0K — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 3 sales
Filed: 10/24/2019ACC: 0001225208-19-013779
Other
Since Oct 2019
-4.67K
Net shares
Net seller
$80.0K
Total sold
3
Open market trades
0B · 3S
3
Total transactions
4.67K disposed
Non-Derivative Transactions3
Common Shares
Direct
Shares
−853.00
Price / share
$17.11
Trade value
$14.59K
% of position
4.3%
10/23/2019
19.91K→19.05K
Common Shares
Direct
Shares
−900.00
Price / share
$17.11
Trade value
$15.40K
% of position
4.7%
10/23/2019
19.05K→18.15K
Common Shares
Direct
Shares
−2.92K
Price / share
$17.12
Trade value
$49.99K
% of position
16.1%
10/23/2019
18.15K→15.23K
Total
Net shares
−4.67K
Net value
-$79.98K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Shares Direct | 10/23/2019 | S · Sale | −853.00 | $17.11 | $14.59K | 4.3% | 19.91K | 19.05K |
| Common Shares Direct | 10/23/2019 | S · Sale | −900.00 | $17.11 | $15.40K | 4.7% | 19.05K | 18.15K |
| Common Shares Direct | 10/23/2019 | S · Sale | −2.92K | $17.12 | $49.99K | 16.1% | 18.15K | 15.23K |
| Total | −4.67K | -$79.98K | ||||||
Derivative Transactions0
No derivative transactions reported