THOMPSON KATHY C (Sr. Executive Vice President) exercised options at STOCK YARDS BANCORP, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 4 exercises

THOMPSON KATHY C

Filed: 11/1/2022ACC: 0001437749-22-025296

InsiderTHOMPSON KATHY CCIK 1193306

→

IssuerSTOCK YARDS BANCORP, INC.CIK 835324

DirectorOfficer· Sr. Executive Vice President

Since Sep 2018

-10.35K

Net shares

Net seller

$811.8K

Total sold

Open market trades

0B · 0S

Total transactions

14.80K acquired · 25.15K disposed

Non-Derivative Transactions5

Common Stock

Direct

M · Option Exercise

+1.98K

Price / share

$22.96

Trade value

$45.39K

% of position

9.1%

10/28/2022

21.67K→23.65K

Common Stock

Direct

M · Option Exercise

+2.27K

Price / share

$25.76

Trade value

$58.55K

% of position

9.6%

10/28/2022

23.65K→25.92K

Common Stock

Direct

M · Option Exercise

+5.96K

Price / share

$40.00

Trade value

$238.48K

% of position

23.0%

10/28/2022

25.92K→31.88K

Common Stock

Direct

M · Option Exercise

+4.59K

Price / share

$35.90

Trade value

$164.82K

% of position

14.4%

10/28/2022

31.88K→36.47K

Common Stock

Direct

F · Tax Withholding

−10.35K

Price / share

$78.44

Trade value

$811.78K

% of position

28.4%

10/28/2022

36.47K→26.12K

Total

Net shares

+4.45K

Net value

-$304.53K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	10/28/2022	M · Option Exercise	+1.98K	$22.96	$45.39K	9.1%	21.67K	23.65K
Common Stock Direct	10/28/2022	M · Option Exercise	+2.27K	$25.76	$58.55K	9.6%	23.65K	25.92K
Common Stock Direct	10/28/2022	M · Option Exercise	+5.96K	$40.00	$238.48K	23.0%	25.92K	31.88K
Common Stock Direct	10/28/2022	M · Option Exercise	+4.59K	$35.90	$164.82K	14.4%	31.88K	36.47K
Common Stock Direct	10/28/2022	F · Tax Withholding	−10.35K	$78.44	$811.78K	28.4%	36.47K	26.12K
Total			+4.45K		-$304.53K

Derivative Transactions4

Stock Appreciation Right

Direct

M · Option Exercise

Converts to

Common Stock

9.88K shares

−1.98K

Strike price

22.96

Held after

0.00

Exercisable

—

10/28/2022

Stock Appreciation Right

Direct

M · Option Exercise

Converts to

Common Stock

11.36K shares

−2.27K

Strike price

25.76

Held after

0.00

Exercisable

—

10/28/2022

Stock Appreciation Right

Direct

M · Option Exercise

Converts to

Common Stock

5.96K shares

−5.96K

Strike price

Held after

0.00

Exercisable

—

10/28/2022

Stock Appreciation Right

Direct

M · Option Exercise

Converts to

Common Stock

5.74K shares

−4.59K

Strike price

35.90

Held after

1.15K

Exercisable

—

10/28/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Appreciation Right Direct	Common Stock9.88K shares	10/28/2022	M · Option Exercise	−1.98K	22.96	—	0.00
Stock Appreciation Right Direct	Common Stock11.36K shares	10/28/2022	M · Option Exercise	−2.27K	25.76	—	0.00
Stock Appreciation Right Direct	Common Stock5.96K shares	10/28/2022	M · Option Exercise	−5.96K	40	—	0.00
Stock Appreciation Right Direct	Common Stock5.74K shares	10/28/2022	M · Option Exercise	−4.59K	35.90	—	1.15K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned24.57K

Total

24.57K indirect24.57K

Security Title	Shares Owned	Ownership Type
Common Stock	24.57K	Indirect
Total	24.57K	24.57K indirect

Derivative Holdings (Post-Transaction)4

Stock Appreciation Right

Direct

Underlying security

Common Stock

Underlying shares

5.78K

Shares owned

5.78K

Exercise price

36.6500

Expiration

—

Exercise window

—

Stock Appreciation Right

Direct

Underlying security

Common Stock

Underlying shares

3.92K

Shares owned

3.92K

Exercise price

50.7100

Expiration

—

Exercise window

—

Stock Appreciation Right

Direct

Underlying security

Common Stock

Underlying shares

6.59K

Shares owned

6.59K

Exercise price

37.3000

Expiration

—

Exercise window

—

Stock Appreciation Right

Direct

Underlying security

Common Stock

Underlying shares

3.85K

Shares owned

3.85K

Exercise price

54.9100

Expiration

—

Exercise window

—

Total

Underlying

20.14K

Owned

20.14K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Appreciation Right Direct	Common Stock	36.6500	—	—	5.78K	5.78K
Stock Appreciation Right Direct	Common Stock	50.7100	—	—	3.92K	3.92K
Stock Appreciation Right Direct	Common Stock	37.3000	—	—	6.59K	6.59K
Stock Appreciation Right Direct	Common Stock	54.9100	—	—	3.85K	3.85K
Total					20.14K	20.14K