THOMPSON JOHN WENDELL received a stock award from RUBRIK, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 1/16/2026ACC: 0001207433-26-000004
-953.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
27.50K acquired · 28.45K disposed
Non-Derivative Transactions2
Class A Common Stock
Indirect
Shares
+27.50K
Price / share
—
Trade value
—
% of position
2755.5%
1/14/2026
998.00→28.50K
Class A Common Stock
Direct
Shares
−953.00
Price / share
—
Trade value
—
% of position
20.7%
1/15/2026
4.61K→3.65K
Total
Net shares
+26.55K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Indirect | 1/14/2026 | C · Conversion | +27.50K | — | — | 2755.5% | 998.00 | 28.50K |
| Class A Common Stock Direct | 1/15/2026 | A · Award | −953.00 | — | — | 20.7% | 4.61K | 3.65K |
| Total | +26.55K | $0.00 | ||||||
Derivative Transactions1
Class B Common Stock
Indirect
Converts to
Class A Common Stock
27.50K shares
Shares
−27.50K
Strike price
Held after
815.34K
Exercisable
—
1/14/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class B Common Stock Indirect | Class A Common Stock27.50K shares | 1/14/2026 | C · Conversion | −27.50K | — | 815.34K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Class B Common Stock
DirectUnderlying security
Class A Common Stock
Underlying shares
50K
Shares owned
50K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
50K
Owned
50K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Class B Common Stock Direct | Class A Common Stock | — | — | 50K | 50K | |
| Total | 50K | 50K | ||||