THOMPSON DIANE LOUISE (EVP, Gen. Counsel & Secretary) exercised options at ZOVIO INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/31/2021ACC: 0001567619-21-007320
Officer· EVP, Gen. Counsel & Secretary
Since Aug 2018
-9.81K
Net shares
Net seller
$41.7K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
28.36K acquired · 38.17K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+28.36K
Price / share
—
Trade value
—
% of position
27.5%
3/29/2021
103.04K→131.41K
Common Stock
Direct
Shares
−9.81K
Price / share
$4.25
Trade value
$41.69K
% of position
7.5%
3/29/2021
131.41K→121.60K
Total
Net shares
+18.55K
Net value
-$41.69K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/29/2021 | M · Option Exercise | +28.36K | — | — | 27.5% | 103.04K | 131.41K |
| Common Stock Direct | 3/29/2021 | F · Tax Withholding | −9.81K | $4.25 | $41.69K | 7.5% | 131.41K | 121.60K |
| Total | +18.55K | -$41.69K | ||||||
Derivative Transactions4
Restricted Stock Unit
Direct
Converts to
Common Stock
2.88K shares
Shares
−2.88K
Strike price
Held after
0.00
Exercisable
—
3/29/2021
Restricted Stock Unit
Direct
Converts to
Common Stock
6.77K shares
Shares
−6.77K
Strike price
Held after
6.77K
Exercisable
—
3/29/2021
Restricted Stock Unit
Direct
Converts to
Common Stock
7.58K shares
Shares
−7.58K
Strike price
Held after
15.15K
Exercisable
—
3/29/2021
Restricted Stock Unit
Direct
Converts to
Common Stock
11.14K shares
Shares
−11.14K
Strike price
Held after
22.27K
Exercisable
—
3/29/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock2.88K shares | 3/29/2021 | M · Option Exercise | −2.88K | — | 0.00 | |
| Restricted Stock Unit Direct | Common Stock6.77K shares | 3/29/2021 | M · Option Exercise | −6.77K | — | 6.77K | |
| Restricted Stock Unit Direct | Common Stock7.58K shares | 3/29/2021 | M · Option Exercise | −7.58K | — | 15.15K | |
| Restricted Stock Unit Direct | Common Stock11.14K shares | 3/29/2021 | M · Option Exercise | −11.14K | — | 22.27K |