Filed: 1/12/2026ACC: 0001017284-26-000001
📋 What this filing means
THOMPSON DAVIS & CO., INC. filed this quarterly 13F‑HR report disclosing 157 equity positions with a total reported market value of $167.04M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
157
Positions
$167.04M
Total AUM (reported)
4.39M
Total Shares
Allocation by class
COM$115.14M68.9%
STATE STREET SPD$6.45M3.9%
COM CL A$4.93M3.0%
COM NEW$4.80M2.9%
S&P 500 ETF SHS$3.85M2.3%
CL A$2.44M1.5%
ULTRA SHRT ETF$2.17M1.3%
Portfolio Concentration
Top 3$80.01M47.9%
4–10$16.76M10.0%
11–25$21.11M12.6%
Rest$49.15M29.4%
Top 3 weight
47.9%
Top 10 weight
57.9%
Voting Authority Distribution
Total shares with voting rights: 4.39M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.39M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole157
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings157
Rows:
SMITH MIDLAND CORP
SOLEShares1.83M
TypeSH
Market value$66.66M
39.91%
Sole
0.00
Shared
0.00
None
1.83M
CARLISLE COS INC
SOLEShares28.98K
TypeSH
Market value$9.27M
5.55%
Sole
0.00
Shared
0.00
None
28.98K
DOVER CORP
SOLEShares20.92K
TypeSH
Market value$4.08M
2.45%
Sole
0.00
Shared
0.00
None
20.92K
VANGUARD INDEX FDS
SOLEShares6.14K
TypeSH
Market value$3.85M
2.31%
Sole
0.00
Shared
0.00
None
6.14K
SHERWIN WILLIAMS CO
SOLEShares7.50K
TypeSH
Market value$2.43M
1.45%
Sole
0.00
Shared
0.00
None
7.50K
COMFORT SYS USA INC
SOLEShares2.53K
TypeSH
Market value$2.36M
1.41%
Sole
0.00
Shared
0.00
None
2.53K
J P MORGAN EXCHANGE TRADED F
SOLEShares42.99K
TypeSH
Market value$2.17M
1.30%
Sole
0.00
Shared
0.00
None
42.99K
VANGUARD SPECIALIZED FUNDS
SOLEShares9.54K
TypeSH
Market value$2.10M
1.26%
Sole
0.00
Shared
0.00
None
9.54K
GENEDX HOLDINGS CORP
SOLEShares14.89K
TypeSH
Market value$1.94M
1.16%
Sole
0.00
Shared
0.00
None
14.89K
CHUBB LIMITED
SOLEShares6.13K
TypeSH
Market value$1.91M
1.14%
Sole
0.00
Shared
0.00
None
6.13K
AMAZON COM INC
SOLEShares8.17K
TypeSH
Market value$1.89M
1.13%
Sole
0.00
Shared
0.00
None
8.17K
NVIDIA CORPORATION
SOLEShares9.47K
TypeSH
Market value$1.77M
1.06%
Sole
0.00
Shared
0.00
None
9.47K
PROFOUND MED CORP
SOLEShares216.74K
TypeSH
Market value$1.71M
1.02%
Sole
0.00
Shared
0.00
None
216.74K
SPDR SERIES TRUST
SOLEShares55.80K
TypeSH
Market value$1.63M
0.98%
Sole
0.00
Shared
0.00
None
55.80K
SPDR SERIES TRUST
SOLEShares17.05K
TypeSH
Market value$1.56M
0.93%
Sole
0.00
Shared
0.00
None
17.05K
SPDR SERIES TRUST
SOLEShares17.45K
TypeSH
Market value$1.40M
0.84%
Sole
0.00
Shared
0.00
None
17.45K
GE VERNOVA INC
SOLEShares2.12K
TypeSH
Market value$1.38M
0.83%
Sole
0.00
Shared
0.00
None
2.12K
APPLE INC
SOLEShares4.98K
TypeSH
Market value$1.35M
0.81%
Sole
0.00
Shared
0.00
None
4.98K
FREQUENCY ELECTRS INC
SOLEShares24.23K
TypeSH
Market value$1.30M
0.78%
Sole
0.00
Shared
0.00
None
24.23K
ELI LILLY & CO
SOLEShares1.20K
TypeSH
Market value$1.29M
0.77%
Sole
0.00
Shared
0.00
None
1.20K
SSGA ACTIVE TR
SOLEShares44.03K
TypeSH
Market value$1.25M
0.75%
Sole
0.00
Shared
0.00
None
44.03K
SPDR SERIES TRUST
SOLEShares40.87K
TypeSH
Market value$1.18M
0.71%
Sole
0.00
Shared
0.00
None
40.87K
CAPITAL ONE FINL CORP
SOLEShares4.70K
TypeSH
Market value$1.14M
0.68%
Sole
0.00
Shared
0.00
None
4.70K
COSTCO WHSL CORP NEW
SOLEShares1.31K
TypeSH
Market value$1.13M
0.68%
Sole
0.00
Shared
0.00
None
1.31K
ALPHABET INC
SOLEShares3.60K
TypeSH
Market value$1.13M
0.68%
Sole
0.00
Shared
0.00
None
3.60K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SMITH MIDLAND CORPSOLE | COM | 1.83M | SH | $66.66M 39.91% | 0.00 | 0.00 | 1.83M |
CARLISLE COS INCSOLE | COM | 28.98K | SH | $9.27M 5.55% | 0.00 | 0.00 | 28.98K |
DOVER CORPSOLE | COM | 20.92K | SH | $4.08M 2.45% | 0.00 | 0.00 | 20.92K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 6.14K | SH | $3.85M 2.31% | 0.00 | 0.00 | 6.14K |
SHERWIN WILLIAMS COSOLE | COM | 7.50K | SH | $2.43M 1.45% | 0.00 | 0.00 | 7.50K |
COMFORT SYS USA INCSOLE | COM | 2.53K | SH | $2.36M 1.41% | 0.00 | 0.00 | 2.53K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT ETF | 42.99K | SH | $2.17M 1.30% | 0.00 | 0.00 | 42.99K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 9.54K | SH | $2.10M 1.26% | 0.00 | 0.00 | 9.54K |
GENEDX HOLDINGS CORPSOLE | COM CL A | 14.89K | SH | $1.94M 1.16% | 0.00 | 0.00 | 14.89K |
CHUBB LIMITEDSOLE | COM | 6.13K | SH | $1.91M 1.14% | 0.00 | 0.00 | 6.13K |
AMAZON COM INCSOLE | COM | 8.17K | SH | $1.89M 1.13% | 0.00 | 0.00 | 8.17K |
NVIDIA CORPORATIONSOLE | COM | 9.47K | SH | $1.77M 1.06% | 0.00 | 0.00 | 9.47K |
PROFOUND MED CORPSOLE | COM NEW | 216.74K | SH | $1.71M 1.02% | 0.00 | 0.00 | 216.74K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 55.80K | SH | $1.63M 0.98% | 0.00 | 0.00 | 55.80K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 17.05K | SH | $1.56M 0.93% | 0.00 | 0.00 | 17.05K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 17.45K | SH | $1.40M 0.84% | 0.00 | 0.00 | 17.45K |
GE VERNOVA INCSOLE | COM | 2.12K | SH | $1.38M 0.83% | 0.00 | 0.00 | 2.12K |
APPLE INCSOLE | COM | 4.98K | SH | $1.35M 0.81% | 0.00 | 0.00 | 4.98K |
FREQUENCY ELECTRS INCSOLE | COM | 24.23K | SH | $1.30M 0.78% | 0.00 | 0.00 | 24.23K |
ELI LILLY & COSOLE | COM | 1.20K | SH | $1.29M 0.77% | 0.00 | 0.00 | 1.20K |
SSGA ACTIVE TRSOLE | STATE STREET BLA | 44.03K | SH | $1.25M 0.75% | 0.00 | 0.00 | 44.03K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 40.87K | SH | $1.18M 0.71% | 0.00 | 0.00 | 40.87K |
CAPITAL ONE FINL CORPSOLE | COM | 4.70K | SH | $1.14M 0.68% | 0.00 | 0.00 | 4.70K |
COSTCO WHSL CORP NEWSOLE | COM | 1.31K | SH | $1.13M 0.68% | 0.00 | 0.00 | 1.31K |
ALPHABET INCSOLE | CAP STK CL C | 3.60K | SH | $1.13M 0.68% | 0.00 | 0.00 | 3.60K |
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