Filed: 11/5/2025ACC: 0001017284-25-000009
📋 What this filing means
THOMPSON DAVIS & CO., INC. filed this quarterly 13F‑HR report disclosing 148 equity positions with a total reported market value of $162.00M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
148
Positions
$162.00M
Total AUM (reported)
4.36M
Total Shares
Allocation by class
COM$114.14M70.5%
COM NEW$4.96M3.1%
COM CL A$4.08M2.5%
S&P 500 ETF SHS$3.47M2.1%
ULTRA SHRT ETF$2.26M1.4%
CL A$2.08M1.3%
DIV APP ETF$2.06M1.3%
Portfolio Concentration
Top 3$80.62M49.8%
4–10$16.26M10.0%
11–25$18.23M11.3%
Rest$46.89M28.9%
Top 3 weight
49.8%
Top 10 weight
59.8%
Voting Authority Distribution
Total shares with voting rights: 4.36M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.36M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole148
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings148
Rows:
SMITH MIDLAND CORP
SOLEShares1.83M
TypeSH
Market value$67.63M
41.75%
Sole
0.00
Shared
0.00
None
1.83M
CARLISLE COS INC
SOLEShares28.88K
TypeSH
Market value$9.50M
5.86%
Sole
0.00
Shared
0.00
None
28.88K
DOVER CORP
SOLEShares20.92K
TypeSH
Market value$3.49M
2.15%
Sole
0.00
Shared
0.00
None
20.92K
VANGUARD INDEX FDS
SOLEShares5.67K
TypeSH
Market value$3.47M
2.14%
Sole
0.00
Shared
0.00
None
5.67K
SHERWIN WILLIAMS CO
SOLEShares7.50K
TypeSH
Market value$2.60M
1.60%
Sole
0.00
Shared
0.00
None
7.50K
COMFORT SYS USA INC
SOLEShares2.87K
TypeSH
Market value$2.37M
1.46%
Sole
0.00
Shared
0.00
None
2.87K
J P MORGAN EXCHANGE TRADED F
SOLEShares44.52K
TypeSH
Market value$2.26M
1.39%
Sole
0.00
Shared
0.00
None
44.52K
VANGUARD SPECIALIZED FUNDS
SOLEShares9.53K
TypeSH
Market value$2.06M
1.27%
Sole
0.00
Shared
0.00
None
9.53K
AMAZON COM INC
SOLEShares8.08K
TypeSH
Market value$1.77M
1.10%
Sole
0.00
Shared
0.00
None
8.08K
CHUBB LIMITED
SOLEShares6.13K
TypeSH
Market value$1.73M
1.07%
Sole
0.00
Shared
0.00
None
6.13K
GENEDX HOLDINGS CORP
SOLEShares14.89K
TypeSH
Market value$1.60M
0.99%
Sole
0.00
Shared
0.00
None
14.89K
NVIDIA CORPORATION
SOLEShares8.31K
TypeSH
Market value$1.55M
0.96%
Sole
0.00
Shared
0.00
None
8.31K
GE VERNOVA INC
SOLEShares2.13K
TypeSH
Market value$1.31M
0.81%
Sole
0.00
Shared
0.00
None
2.13K
COSTCO WHSL CORP NEW
SOLEShares1.34K
TypeSH
Market value$1.24M
0.77%
Sole
0.00
Shared
0.00
None
1.34K
SPDR SERIES TRUST
SOLEShares42.33K
TypeSH
Market value$1.24M
0.77%
Sole
0.00
Shared
0.00
None
42.33K
APPLE INC
SOLEShares5.03K
TypeSH
Market value$1.24M
0.76%
Sole
0.00
Shared
0.00
None
5.03K
SSGA ACTIVE TR
SOLEShares42.46K
TypeSH
Market value$1.22M
0.75%
Sole
0.00
Shared
0.00
None
42.46K
SPDR SERIES TRUST
SOLEShares40.95K
TypeSH
Market value$1.18M
0.73%
Sole
0.00
Shared
0.00
None
40.95K
TESLA INC
SOLEShares2.65K
TypeSH
Market value$1.18M
0.73%
Sole
0.00
Shared
0.00
None
2.65K
SPDR SERIES TRUST
SOLEShares14.70K
TypeSH
Market value$1.15M
0.71%
Sole
0.00
Shared
0.00
None
14.70K
MICROSOFT CORP
SOLEShares2.20K
TypeSH
Market value$1.14M
0.70%
Sole
0.00
Shared
0.00
None
2.20K
CAPITAL ONE FINL CORP
SOLEShares4.99K
TypeSH
Market value$1.06M
0.65%
Sole
0.00
Shared
0.00
None
4.99K
GE AEROSPACE
SOLEShares3.47K
TypeSH
Market value$1.04M
0.64%
Sole
0.00
Shared
0.00
None
3.47K
TECOGEN INC NEW
SOLEShares117.95K
TypeSH
Market value$1.04M
0.64%
Sole
0.00
Shared
0.00
None
117.95K
SPDR SERIES TRUST
SOLEShares11.30K
TypeSH
Market value$1.04M
0.64%
Sole
0.00
Shared
0.00
None
11.30K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SMITH MIDLAND CORPSOLE | COM | 1.83M | SH | $67.63M 41.75% | 0.00 | 0.00 | 1.83M |
CARLISLE COS INCSOLE | COM | 28.88K | SH | $9.50M 5.86% | 0.00 | 0.00 | 28.88K |
DOVER CORPSOLE | COM | 20.92K | SH | $3.49M 2.15% | 0.00 | 0.00 | 20.92K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 5.67K | SH | $3.47M 2.14% | 0.00 | 0.00 | 5.67K |
SHERWIN WILLIAMS COSOLE | COM | 7.50K | SH | $2.60M 1.60% | 0.00 | 0.00 | 7.50K |
COMFORT SYS USA INCSOLE | COM | 2.87K | SH | $2.37M 1.46% | 0.00 | 0.00 | 2.87K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT ETF | 44.52K | SH | $2.26M 1.39% | 0.00 | 0.00 | 44.52K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 9.53K | SH | $2.06M 1.27% | 0.00 | 0.00 | 9.53K |
AMAZON COM INCSOLE | COM | 8.08K | SH | $1.77M 1.10% | 0.00 | 0.00 | 8.08K |
CHUBB LIMITEDSOLE | COM | 6.13K | SH | $1.73M 1.07% | 0.00 | 0.00 | 6.13K |
GENEDX HOLDINGS CORPSOLE | COM CL A | 14.89K | SH | $1.60M 0.99% | 0.00 | 0.00 | 14.89K |
NVIDIA CORPORATIONSOLE | COM | 8.31K | SH | $1.55M 0.96% | 0.00 | 0.00 | 8.31K |
GE VERNOVA INCSOLE | COM | 2.13K | SH | $1.31M 0.81% | 0.00 | 0.00 | 2.13K |
COSTCO WHSL CORP NEWSOLE | COM | 1.34K | SH | $1.24M 0.77% | 0.00 | 0.00 | 1.34K |
SPDR SERIES TRUSTSOLE | PORTFOLIO SH TSR | 42.33K | SH | $1.24M 0.77% | 0.00 | 0.00 | 42.33K |
APPLE INCSOLE | COM | 5.03K | SH | $1.24M 0.76% | 0.00 | 0.00 | 5.03K |
SSGA ACTIVE TRSOLE | SPDR BLACKSTONE | 42.46K | SH | $1.22M 0.75% | 0.00 | 0.00 | 42.46K |
SPDR SERIES TRUSTSOLE | PORTFLI INTRMDIT | 40.95K | SH | $1.18M 0.73% | 0.00 | 0.00 | 40.95K |
TESLA INCSOLE | COM | 2.65K | SH | $1.18M 0.73% | 0.00 | 0.00 | 2.65K |
SPDR SERIES TRUSTSOLE | PORTFOLIO S&P500 | 14.70K | SH | $1.15M 0.71% | 0.00 | 0.00 | 14.70K |
MICROSOFT CORPSOLE | COM | 2.20K | SH | $1.14M 0.70% | 0.00 | 0.00 | 2.20K |
CAPITAL ONE FINL CORPSOLE | COM | 4.99K | SH | $1.06M 0.65% | 0.00 | 0.00 | 4.99K |
GE AEROSPACESOLE | COM NEW | 3.47K | SH | $1.04M 0.64% | 0.00 | 0.00 | 3.47K |
TECOGEN INC NEWSOLE | COM NEW | 117.95K | SH | $1.04M 0.64% | 0.00 | 0.00 | 117.95K |
SPDR SERIES TRUSTSOLE | BLOOMBERG 1-3 MO | 11.30K | SH | $1.04M 0.64% | 0.00 | 0.00 | 11.30K |
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