Filed: 11/9/2023ACC: 0001017284-23-000014
📋 What this filing means
THOMPSON DAVIS & CO., INC. filed this quarterly 13F‑HR report disclosing 114 equity positions with a total reported market value of $80.86M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
114
Positions
$80.86M
Total AUM (reported)
5.39M
Total Shares
Allocation by class
COM$63.93M79.1%
COM NEW$2.01M2.5%
S&P 500 ETF SHS$1.87M2.3%
COM CL A$1.31M1.6%
DIV APP ETF$1.08M1.3%
VALUE ETF$1.05M1.3%
ULTRA SHT MUNCPL$643.2K0.8%
Portfolio Concentration
Top 3$32.95M40.7%
4–10$15.93M19.7%
11–25$13.12M16.2%
Rest$18.87M23.3%
Top 3 weight
40.7%
Top 10 weight
60.4%
Voting Authority Distribution
Total shares with voting rights: 5.39M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.39M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole114
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings114
Rows:
SMITH MIDLAND CORP
SOLEShares1.23M
TypeSH
Market value$23.39M
28.93%
Sole
0.00
Shared
0.00
None
1.23M
CARLISLE COS INC
SOLEShares21K
TypeSH
Market value$5.45M
6.73%
Sole
0.00
Shared
0.00
None
21K
ENERGY SVCS ACQUISITION CORP
SOLEShares1.02M
TypeSH
Market value$4.11M
5.08%
Sole
0.00
Shared
0.00
None
1.02M
TESLA INC
SOLEShares13.07K
TypeSH
Market value$3.27M
4.04%
Sole
0.00
Shared
0.00
None
13.07K
DOVER CORP
SOLEShares21.05K
TypeSH
Market value$2.94M
3.63%
Sole
0.00
Shared
0.00
None
21.05K
ADVANCED MICRO DEVICES INC
SOLEShares22.84K
TypeSH
Market value$2.35M
2.90%
Sole
0.00
Shared
0.00
None
22.84K
SOTHERLY HOTELS INC
SOLEShares1.31M
TypeSH
Market value$2.21M
2.73%
Sole
0.00
Shared
0.00
None
1.31M
SHERWIN WILLIAMS CO
SOLEShares7.50K
TypeSH
Market value$1.91M
2.37%
Sole
0.00
Shared
0.00
None
7.50K
VANGUARD INDEX FDS
SOLEShares4.77K
TypeSH
Market value$1.87M
2.32%
Sole
0.00
Shared
0.00
None
4.77K
ELI LILLY & CO
SOLEShares2.58K
TypeSH
Market value$1.38M
1.71%
Sole
0.00
Shared
0.00
None
2.58K
ARC DOCUMENT SOLUTIONS INC
SOLEShares432.69K
TypeSH
Market value$1.38M
1.70%
Sole
0.00
Shared
0.00
None
432.69K
CHUBB LIMITED
SOLEShares6.41K
TypeSH
Market value$1.33M
1.65%
Sole
0.00
Shared
0.00
None
6.41K
APPLE INC
SOLEShares6.49K
TypeSH
Market value$1.11M
1.37%
Sole
0.00
Shared
0.00
None
6.49K
VANGUARD SPECIALIZED FUNDS
SOLEShares6.93K
TypeSH
Market value$1.08M
1.33%
Sole
0.00
Shared
0.00
None
6.93K
VANGUARD INDEX FDS
SOLEShares7.58K
TypeSH
Market value$1.05M
1.29%
Sole
0.00
Shared
0.00
None
7.58K
KINSALE CAP GROUP INC
SOLEShares2.50K
TypeSH
Market value$1.04M
1.28%
Sole
0.00
Shared
0.00
None
2.50K
PROFOUND MED CORP
SOLEShares86.38K
TypeSH
Market value$881.0K
1.09%
Sole
0.00
Shared
0.00
None
86.38K
NVIDIA CORPORATION
SOLEShares1.94K
TypeSH
Market value$757.8K
0.94%
Sole
0.00
Shared
0.00
None
1.94K
COSTCO WHSL CORP NEW
SOLEShares1.25K
TypeSH
Market value$706.2K
0.87%
Sole
0.00
Shared
0.00
None
1.25K
PROCTER AND GAMBLE CO
SOLEShares4.72K
TypeSH
Market value$688.1K
0.85%
Sole
0.00
Shared
0.00
None
4.72K
UBER TECHNOLOGIES INC
SOLEShares14.41K
TypeSH
Market value$662.7K
0.82%
Sole
0.00
Shared
0.00
None
14.41K
J P MORGAN EXCHANGE TRADED F
SOLEShares12.75K
TypeSH
Market value$643.2K
0.80%
Sole
0.00
Shared
0.00
None
12.75K
VANGUARD INDEX FDS
SOLEShares2.33K
TypeSH
Market value$635.6K
0.79%
Sole
0.00
Shared
0.00
None
2.33K
SCHLUMBERGER LTD
SOLEShares10.07K
TypeSH
Market value$587.4K
0.73%
Sole
0.00
Shared
0.00
None
10.07K
OCCIDENTAL PETE CORP
SOLEShares8.86K
TypeSH
Market value$574.5K
0.71%
Sole
0.00
Shared
0.00
None
8.86K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SMITH MIDLAND CORPSOLE | COM | 1.23M | SH | $23.39M 28.93% | 0.00 | 0.00 | 1.23M |
CARLISLE COS INCSOLE | COM | 21K | SH | $5.45M 6.73% | 0.00 | 0.00 | 21K |
ENERGY SVCS ACQUISITION CORPSOLE | COM | 1.02M | SH | $4.11M 5.08% | 0.00 | 0.00 | 1.02M |
TESLA INCSOLE | COM | 13.07K | SH | $3.27M 4.04% | 0.00 | 0.00 | 13.07K |
DOVER CORPSOLE | COM | 21.05K | SH | $2.94M 3.63% | 0.00 | 0.00 | 21.05K |
ADVANCED MICRO DEVICES INCSOLE | COM | 22.84K | SH | $2.35M 2.90% | 0.00 | 0.00 | 22.84K |
SOTHERLY HOTELS INCSOLE | COM | 1.31M | SH | $2.21M 2.73% | 0.00 | 0.00 | 1.31M |
SHERWIN WILLIAMS COSOLE | COM | 7.50K | SH | $1.91M 2.37% | 0.00 | 0.00 | 7.50K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 4.77K | SH | $1.87M 2.32% | 0.00 | 0.00 | 4.77K |
ELI LILLY & COSOLE | COM | 2.58K | SH | $1.38M 1.71% | 0.00 | 0.00 | 2.58K |
ARC DOCUMENT SOLUTIONS INCSOLE | COM | 432.69K | SH | $1.38M 1.70% | 0.00 | 0.00 | 432.69K |
CHUBB LIMITEDSOLE | COM | 6.41K | SH | $1.33M 1.65% | 0.00 | 0.00 | 6.41K |
APPLE INCSOLE | COM | 6.49K | SH | $1.11M 1.37% | 0.00 | 0.00 | 6.49K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 6.93K | SH | $1.08M 1.33% | 0.00 | 0.00 | 6.93K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 7.58K | SH | $1.05M 1.29% | 0.00 | 0.00 | 7.58K |
KINSALE CAP GROUP INCSOLE | COM | 2.50K | SH | $1.04M 1.28% | 0.00 | 0.00 | 2.50K |
PROFOUND MED CORPSOLE | COM NEW | 86.38K | SH | $881.0K 1.09% | 0.00 | 0.00 | 86.38K |
NVIDIA CORPORATIONSOLE | COM | 1.94K | SH | $757.8K 0.94% | 0.00 | 0.00 | 1.94K |
COSTCO WHSL CORP NEWSOLE | COM | 1.25K | SH | $706.2K 0.87% | 0.00 | 0.00 | 1.25K |
PROCTER AND GAMBLE COSOLE | COM | 4.72K | SH | $688.1K 0.85% | 0.00 | 0.00 | 4.72K |
UBER TECHNOLOGIES INCSOLE | COM | 14.41K | SH | $662.7K 0.82% | 0.00 | 0.00 | 14.41K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHT MUNCPL | 12.75K | SH | $643.2K 0.80% | 0.00 | 0.00 | 12.75K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 2.33K | SH | $635.6K 0.79% | 0.00 | 0.00 | 2.33K |
SCHLUMBERGER LTDSOLE | COM STK | 10.07K | SH | $587.4K 0.73% | 0.00 | 0.00 | 10.07K |
OCCIDENTAL PETE CORPSOLE | COM | 8.86K | SH | $574.5K 0.71% | 0.00 | 0.00 | 8.86K |
Page 1 of 5
…