Filed: 7/13/2023ACC: 0001017284-23-000009
📋 What this filing means
THOMPSON DAVIS & CO., INC. filed this quarterly 13F‑HR report disclosing 121 equity positions with a total reported market value of $88.31M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
121
Positions
$88.31M
Total AUM (reported)
5.11M
Total Shares
Allocation by class
COM$68.47M77.5%
COM NEW$3.21M3.6%
S&P 500 ETF SHS$1.97M2.2%
DIV APP ETF$1.12M1.3%
VALUE ETF$1.05M1.2%
CLASS A COM$882.1K1.0%
GROWTH ETF$687.0K0.8%
Portfolio Concentration
Top 3$35.53M40.2%
4–10$15.78M17.9%
11–25$13.19M14.9%
Rest$23.81M27.0%
Top 3 weight
40.2%
Top 10 weight
58.1%
Voting Authority Distribution
Total shares with voting rights: 5.11M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.11M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole121
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings121
Rows:
SMITH MIDLAND CORP
SOLEShares1.12M
TypeSH
Market value$26.35M
29.84%
Sole
0.00
Shared
0.00
None
1.12M
CARLISLE COS INC
SOLEShares21.20K
TypeSH
Market value$5.44M
6.16%
Sole
0.00
Shared
0.00
None
21.20K
TESLA INC
SOLEShares14.30K
TypeSH
Market value$3.74M
4.24%
Sole
0.00
Shared
0.00
None
14.30K
DOVER CORP
SOLEShares21.20K
TypeSH
Market value$3.13M
3.54%
Sole
0.00
Shared
0.00
None
21.20K
SOTHERLY HOTELS INC
SOLEShares1.43M
TypeSH
Market value$2.71M
3.07%
Sole
0.00
Shared
0.00
None
1.43M
ADVANCED MICRO DEVICES INC
SOLEShares22.55K
TypeSH
Market value$2.57M
2.91%
Sole
0.00
Shared
0.00
None
22.55K
SHERWIN WILLIAMS CO
SOLEShares7.50K
TypeSH
Market value$1.99M
2.26%
Sole
0.00
Shared
0.00
None
7.50K
VANGUARD INDEX FDS
SOLEShares4.83K
TypeSH
Market value$1.97M
2.23%
Sole
0.00
Shared
0.00
None
4.83K
LILLY ELI & CO
SOLEShares3.85K
TypeSH
Market value$1.81M
2.04%
Sole
0.00
Shared
0.00
None
3.85K
APPLE INC
SOLEShares8.28K
TypeSH
Market value$1.61M
1.82%
Sole
0.00
Shared
0.00
None
8.28K
ENERGY SVCS ACQUISITION CORP
SOLEShares539.40K
TypeSH
Market value$1.56M
1.77%
Sole
0.00
Shared
0.00
None
539.40K
CHUBB LIMITED
SOLEShares6.41K
TypeSH
Market value$1.23M
1.40%
Sole
0.00
Shared
0.00
None
6.41K
PROFOUND MED CORP
SOLEShares86.47K
TypeSH
Market value$1.12M
1.27%
Sole
0.00
Shared
0.00
None
86.47K
VANGUARD SPECIALIZED FUNDS
SOLEShares6.88K
TypeSH
Market value$1.12M
1.26%
Sole
0.00
Shared
0.00
None
6.88K
VANGUARD INDEX FDS
SOLEShares7.42K
TypeSH
Market value$1.05M
1.19%
Sole
0.00
Shared
0.00
None
7.42K
KINSALE CAP GROUP INC
SOLEShares2.40K
TypeSH
Market value$898.1K
1.02%
Sole
0.00
Shared
0.00
None
2.40K
ARC DOCUMENT SOLUTIONS INC
SOLEShares263.58K
TypeSH
Market value$854.0K
0.97%
Sole
0.00
Shared
0.00
None
263.58K
NVIDIA CORPORATION
SOLEShares1.83K
TypeSH
Market value$748.7K
0.85%
Sole
0.00
Shared
0.00
None
1.83K
PROCTER AND GAMBLE CO
SOLEShares4.73K
TypeSH
Market value$717.4K
0.81%
Sole
0.00
Shared
0.00
None
4.73K
VANGUARD INDEX FDS
SOLEShares2.43K
TypeSH
Market value$687.0K
0.78%
Sole
0.00
Shared
0.00
None
2.43K
PALO ALTO NETWORKS INC
SOLEShares2.65K
TypeSH
Market value$677.1K
0.77%
Sole
0.00
Shared
0.00
None
2.65K
J P MORGAN EXCHANGE TRADED F
SOLEShares12.75K
TypeSH
Market value$645.8K
0.73%
Sole
0.00
Shared
0.00
None
12.75K
JOHNSON & JOHNSON
SOLEShares3.78K
TypeSH
Market value$625.4K
0.71%
Sole
0.00
Shared
0.00
None
3.78K
OCCIDENTAL PETE CORP
SOLEShares10.63K
TypeSH
Market value$625.1K
0.71%
Sole
0.00
Shared
0.00
None
10.63K
COSTCO WHSL CORP NEW
SOLEShares1.15K
TypeSH
Market value$619.1K
0.70%
Sole
0.00
Shared
0.00
None
1.15K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SMITH MIDLAND CORPSOLE | COM | 1.12M | SH | $26.35M 29.84% | 0.00 | 0.00 | 1.12M |
CARLISLE COS INCSOLE | COM | 21.20K | SH | $5.44M 6.16% | 0.00 | 0.00 | 21.20K |
TESLA INCSOLE | COM | 14.30K | SH | $3.74M 4.24% | 0.00 | 0.00 | 14.30K |
DOVER CORPSOLE | COM | 21.20K | SH | $3.13M 3.54% | 0.00 | 0.00 | 21.20K |
SOTHERLY HOTELS INCSOLE | COM | 1.43M | SH | $2.71M 3.07% | 0.00 | 0.00 | 1.43M |
ADVANCED MICRO DEVICES INCSOLE | COM | 22.55K | SH | $2.57M 2.91% | 0.00 | 0.00 | 22.55K |
SHERWIN WILLIAMS COSOLE | COM | 7.50K | SH | $1.99M 2.26% | 0.00 | 0.00 | 7.50K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 4.83K | SH | $1.97M 2.23% | 0.00 | 0.00 | 4.83K |
LILLY ELI & COSOLE | COM | 3.85K | SH | $1.81M 2.04% | 0.00 | 0.00 | 3.85K |
APPLE INCSOLE | COM | 8.28K | SH | $1.61M 1.82% | 0.00 | 0.00 | 8.28K |
ENERGY SVCS ACQUISITION CORPSOLE | COM | 539.40K | SH | $1.56M 1.77% | 0.00 | 0.00 | 539.40K |
CHUBB LIMITEDSOLE | COM | 6.41K | SH | $1.23M 1.40% | 0.00 | 0.00 | 6.41K |
PROFOUND MED CORPSOLE | COM NEW | 86.47K | SH | $1.12M 1.27% | 0.00 | 0.00 | 86.47K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 6.88K | SH | $1.12M 1.26% | 0.00 | 0.00 | 6.88K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 7.42K | SH | $1.05M 1.19% | 0.00 | 0.00 | 7.42K |
KINSALE CAP GROUP INCSOLE | COM | 2.40K | SH | $898.1K 1.02% | 0.00 | 0.00 | 2.40K |
ARC DOCUMENT SOLUTIONS INCSOLE | COM | 263.58K | SH | $854.0K 0.97% | 0.00 | 0.00 | 263.58K |
NVIDIA CORPORATIONSOLE | COM | 1.83K | SH | $748.7K 0.85% | 0.00 | 0.00 | 1.83K |
PROCTER AND GAMBLE COSOLE | COM | 4.73K | SH | $717.4K 0.81% | 0.00 | 0.00 | 4.73K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 2.43K | SH | $687.0K 0.78% | 0.00 | 0.00 | 2.43K |
PALO ALTO NETWORKS INCSOLE | COM | 2.65K | SH | $677.1K 0.77% | 0.00 | 0.00 | 2.65K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHT MUNCPL | 12.75K | SH | $645.8K 0.73% | 0.00 | 0.00 | 12.75K |
JOHNSON & JOHNSONSOLE | COM | 3.78K | SH | $625.4K 0.71% | 0.00 | 0.00 | 3.78K |
OCCIDENTAL PETE CORPSOLE | COM | 10.63K | SH | $625.1K 0.71% | 0.00 | 0.00 | 10.63K |
COSTCO WHSL CORP NEWSOLE | COM | 1.15K | SH | $619.1K 0.70% | 0.00 | 0.00 | 1.15K |
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