Filed: 5/10/2023ACC: 0001017284-23-000006
📋 What this filing means
THOMPSON DAVIS & CO., INC. filed this quarterly 13F‑HR report disclosing 103 equity positions with a total reported market value of $76.63M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
103
Positions
$76.63M
Total AUM (reported)
4.86M
Total Shares
Allocation by class
COM$57.35M74.8%
S&P 500 ETF SHS$1.67M2.2%
COM NEW$1.65M2.2%
VALUE ETF$1.20M1.6%
ENERGY$1.18M1.5%
DIV APP ETF$1.08M1.4%
ULTRA SHT MUNCPL$647.6K0.8%
Portfolio Concentration
Top 3$28.44M37.1%
4–10$14.36M18.7%
11–25$13.10M17.1%
Rest$20.74M27.1%
Top 3 weight
37.1%
Top 10 weight
55.8%
Voting Authority Distribution
Total shares with voting rights: 4.86M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.86M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole103
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings103
Rows:
SMITH MIDLAND CORP
SOLEShares1.07M
TypeSH
Market value$20.05M
26.17%
Sole
0.00
Shared
0.00
None
1.07M
CARLISLE COS INC
SOLEShares21.21K
TypeSH
Market value$4.80M
6.26%
Sole
0.00
Shared
0.00
None
21.21K
TESLA INC
SOLEShares17.30K
TypeSH
Market value$3.59M
4.68%
Sole
0.00
Shared
0.00
None
17.30K
DOVER CORP
SOLEShares21.20K
TypeSH
Market value$3.22M
4.20%
Sole
0.00
Shared
0.00
None
21.20K
SOTHERLY HOTELS INC
SOLEShares1.39M
TypeSH
Market value$2.77M
3.62%
Sole
0.00
Shared
0.00
None
1.39M
ADVANCED MICRO DEVICES INC
SOLEShares23.23K
TypeSH
Market value$2.28M
2.97%
Sole
0.00
Shared
0.00
None
23.23K
SHERWIN WILLIAMS CO
SOLEShares7.50K
TypeSH
Market value$1.69M
2.20%
Sole
0.00
Shared
0.00
None
7.50K
VANGUARD INDEX FDS
SOLEShares4.45K
TypeSH
Market value$1.67M
2.18%
Sole
0.00
Shared
0.00
None
4.45K
NVIDIA CORPORATION
SOLEShares4.95K
TypeSH
Market value$1.37M
1.79%
Sole
0.00
Shared
0.00
None
4.95K
AEHR TEST SYS
SOLEShares43.62K
TypeSH
Market value$1.35M
1.77%
Sole
0.00
Shared
0.00
None
43.62K
APPLE INC
SOLEShares8K
TypeSH
Market value$1.32M
1.72%
Sole
0.00
Shared
0.00
None
8K
LILLY ELI & CO
SOLEShares3.80K
TypeSH
Market value$1.30M
1.70%
Sole
0.00
Shared
0.00
None
3.80K
VANGUARD INDEX FDS
SOLEShares8.66K
TypeSH
Market value$1.20M
1.56%
Sole
0.00
Shared
0.00
None
8.66K
SELECT SECTOR SPDR TR
SOLEShares14.19K
TypeSH
Market value$1.18M
1.53%
Sole
0.00
Shared
0.00
None
14.19K
VANGUARD SPECIALIZED FUNDS
SOLEShares7.02K
TypeSH
Market value$1.08M
1.41%
Sole
0.00
Shared
0.00
None
7.02K
PROCTER AND GAMBLE CO
SOLEShares6.78K
TypeSH
Market value$1.01M
1.32%
Sole
0.00
Shared
0.00
None
6.78K
OCCIDENTAL PETE CORP
SOLEShares12.18K
TypeSH
Market value$760.3K
0.99%
Sole
0.00
Shared
0.00
None
12.18K
ENERGY SVCS ACQUISITION CORP
SOLEShares326.35K
TypeSH
Market value$747.3K
0.98%
Sole
0.00
Shared
0.00
None
326.35K
KINSALE CAP GROUP INC
SOLEShares2.40K
TypeSH
Market value$720.4K
0.94%
Sole
0.00
Shared
0.00
None
2.40K
PROFOUND MED CORP
SOLEShares75.59K
TypeSH
Market value$702.3K
0.92%
Sole
0.00
Shared
0.00
None
75.59K
J P MORGAN EXCHANGE TRADED F
SOLEShares12.75K
TypeSH
Market value$647.6K
0.85%
Sole
0.00
Shared
0.00
None
12.75K
SPDR S&P 500 ETF TR
SOLEShares1.56K
TypeSH
Market value$638.2K
0.83%
Sole
0.00
Shared
0.00
None
1.56K
VANGUARD INDEX FDS
SOLEShares2.48K
TypeSH
Market value$619.4K
0.81%
Sole
0.00
Shared
0.00
None
2.48K
COSTCO WHSL CORP NEW
SOLEShares1.20K
TypeSH
Market value$596.2K
0.78%
Sole
0.00
Shared
0.00
None
1.20K
JOHNSON & JOHNSON
SOLEShares3.76K
TypeSH
Market value$582.5K
0.76%
Sole
0.00
Shared
0.00
None
3.76K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SMITH MIDLAND CORPSOLE | COM | 1.07M | SH | $20.05M 26.17% | 0.00 | 0.00 | 1.07M |
CARLISLE COS INCSOLE | COM | 21.21K | SH | $4.80M 6.26% | 0.00 | 0.00 | 21.21K |
TESLA INCSOLE | COM | 17.30K | SH | $3.59M 4.68% | 0.00 | 0.00 | 17.30K |
DOVER CORPSOLE | COM | 21.20K | SH | $3.22M 4.20% | 0.00 | 0.00 | 21.20K |
SOTHERLY HOTELS INCSOLE | COM | 1.39M | SH | $2.77M 3.62% | 0.00 | 0.00 | 1.39M |
ADVANCED MICRO DEVICES INCSOLE | COM | 23.23K | SH | $2.28M 2.97% | 0.00 | 0.00 | 23.23K |
SHERWIN WILLIAMS COSOLE | COM | 7.50K | SH | $1.69M 2.20% | 0.00 | 0.00 | 7.50K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 4.45K | SH | $1.67M 2.18% | 0.00 | 0.00 | 4.45K |
NVIDIA CORPORATIONSOLE | COM | 4.95K | SH | $1.37M 1.79% | 0.00 | 0.00 | 4.95K |
AEHR TEST SYSSOLE | COM | 43.62K | SH | $1.35M 1.77% | 0.00 | 0.00 | 43.62K |
APPLE INCSOLE | COM | 8K | SH | $1.32M 1.72% | 0.00 | 0.00 | 8K |
LILLY ELI & COSOLE | COM | 3.80K | SH | $1.30M 1.70% | 0.00 | 0.00 | 3.80K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 8.66K | SH | $1.20M 1.56% | 0.00 | 0.00 | 8.66K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 14.19K | SH | $1.18M 1.53% | 0.00 | 0.00 | 14.19K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 7.02K | SH | $1.08M 1.41% | 0.00 | 0.00 | 7.02K |
PROCTER AND GAMBLE COSOLE | COM | 6.78K | SH | $1.01M 1.32% | 0.00 | 0.00 | 6.78K |
OCCIDENTAL PETE CORPSOLE | COM | 12.18K | SH | $760.3K 0.99% | 0.00 | 0.00 | 12.18K |
ENERGY SVCS ACQUISITION CORPSOLE | COM | 326.35K | SH | $747.3K 0.98% | 0.00 | 0.00 | 326.35K |
KINSALE CAP GROUP INCSOLE | COM | 2.40K | SH | $720.4K 0.94% | 0.00 | 0.00 | 2.40K |
PROFOUND MED CORPSOLE | COM NEW | 75.59K | SH | $702.3K 0.92% | 0.00 | 0.00 | 75.59K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHT MUNCPL | 12.75K | SH | $647.6K 0.85% | 0.00 | 0.00 | 12.75K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 1.56K | SH | $638.2K 0.83% | 0.00 | 0.00 | 1.56K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 2.48K | SH | $619.4K 0.81% | 0.00 | 0.00 | 2.48K |
COSTCO WHSL CORP NEWSOLE | COM | 1.20K | SH | $596.2K 0.78% | 0.00 | 0.00 | 1.20K |
JOHNSON & JOHNSONSOLE | COM | 3.76K | SH | $582.5K 0.76% | 0.00 | 0.00 | 3.76K |
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