Filed: 2/6/2023ACC: 0001017284-23-000002
📋 What this filing means
THOMPSON DAVIS & CO., INC. filed this quarterly 13F‑HR report disclosing 100 equity positions with a total reported market value of $70.31M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
100
Positions
$70.31M
Total AUM (reported)
4.17M
Total Shares
Allocation by class
COM$53.36M75.9%
COM NEW$1.53M2.2%
VALUE ETF$1.35M1.9%
ENERGY$1.24M1.8%
S&P 500 ETF SHS$1.21M1.7%
DIV APP ETF$988.6K1.4%
TR UNIT$855.4K1.2%
Portfolio Concentration
Top 3$29.62M42.1%
4–10$11.49M16.3%
11–25$11.53M16.4%
Rest$17.67M25.1%
Top 3 weight
42.1%
Top 10 weight
58.5%
Voting Authority Distribution
Total shares with voting rights: 4.17M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.17M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole100
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings100
Rows:
SMITH MIDLAND CORP
SOLEShares1.07M
TypeSH
Market value$21.94M
31.21%
Sole
0.00
Shared
0.00
None
1.07M
CARLISLE COS INC
SOLEShares20.66K
TypeSH
Market value$4.87M
6.93%
Sole
0.00
Shared
0.00
None
20.66K
DOVER CORP
SOLEShares20.70K
TypeSH
Market value$2.80M
3.99%
Sole
0.00
Shared
0.00
None
20.70K
TESLA INC
SOLEShares17.67K
TypeSH
Market value$2.18M
3.10%
Sole
0.00
Shared
0.00
None
17.67K
SOTHERLY HOTELS INC
SOLEShares1.17M
TypeSH
Market value$2.12M
3.01%
Sole
0.00
Shared
0.00
None
1.17M
SHERWIN WILLIAMS CO
SOLEShares7.50K
TypeSH
Market value$1.78M
2.53%
Sole
0.00
Shared
0.00
None
7.50K
ADVANCED MICRO DEVICES INC
SOLEShares22.50K
TypeSH
Market value$1.46M
2.07%
Sole
0.00
Shared
0.00
None
22.50K
LILLY ELI & CO
SOLEShares3.75K
TypeSH
Market value$1.37M
1.95%
Sole
0.00
Shared
0.00
None
3.75K
VANGUARD INDEX FDS
SOLEShares9.63K
TypeSH
Market value$1.35M
1.92%
Sole
0.00
Shared
0.00
None
9.63K
SELECT SECTOR SPDR TR
SOLEShares14.18K
TypeSH
Market value$1.24M
1.76%
Sole
0.00
Shared
0.00
None
14.18K
VANGUARD INDEX FDS
SOLEShares3.43K
TypeSH
Market value$1.21M
1.72%
Sole
0.00
Shared
0.00
None
3.43K
PROCTER AND GAMBLE CO
SOLEShares6.79K
TypeSH
Market value$1.03M
1.46%
Sole
0.00
Shared
0.00
None
6.79K
APPLE INC
SOLEShares7.69K
TypeSH
Market value$999.7K
1.42%
Sole
0.00
Shared
0.00
None
7.69K
VANGUARD SPECIALIZED FUNDS
SOLEShares6.51K
TypeSH
Market value$988.6K
1.41%
Sole
0.00
Shared
0.00
None
6.51K
PROFOUND MED CORP
SOLEShares71.30K
TypeSH
Market value$776.4K
1.10%
Sole
0.00
Shared
0.00
None
71.30K
OCCIDENTAL PETE CORP
SOLEShares11.70K
TypeSH
Market value$737.1K
1.05%
Sole
0.00
Shared
0.00
None
11.70K
NVIDIA CORPORATION
SOLEShares5K
TypeSH
Market value$730.7K
1.04%
Sole
0.00
Shared
0.00
None
5K
JOHNSON & JOHNSON
SOLEShares3.96K
TypeSH
Market value$700.1K
1.00%
Sole
0.00
Shared
0.00
None
3.96K
SCHLUMBERGER LTD
SOLEShares12.65K
TypeSH
Market value$676.3K
0.96%
Sole
0.00
Shared
0.00
None
12.65K
KINSALE CAP GROUP INC
SOLEShares2.55K
TypeSH
Market value$666.9K
0.95%
Sole
0.00
Shared
0.00
None
2.55K
J P MORGAN EXCHANGE TRADED F
SOLEShares12.88K
TypeSH
Market value$650.6K
0.93%
Sole
0.00
Shared
0.00
None
12.88K
SPDR S&P 500 ETF TR
SOLEShares1.65K
TypeSH
Market value$631.3K
0.90%
Sole
0.00
Shared
0.00
None
1.65K
ISHARES TR
SOLEShares3.50K
TypeSH
Market value$610.9K
0.87%
Sole
0.00
Shared
0.00
None
3.50K
AEHR TEST SYS
SOLEShares29.67K
TypeSH
Market value$596.4K
0.85%
Sole
0.00
Shared
0.00
None
29.67K
VANGUARD INDEX FDS
SOLEShares2.47K
TypeSH
Market value$526.4K
0.75%
Sole
0.00
Shared
0.00
None
2.47K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SMITH MIDLAND CORPSOLE | COM | 1.07M | SH | $21.94M 31.21% | 0.00 | 0.00 | 1.07M |
CARLISLE COS INCSOLE | COM | 20.66K | SH | $4.87M 6.93% | 0.00 | 0.00 | 20.66K |
DOVER CORPSOLE | COM | 20.70K | SH | $2.80M 3.99% | 0.00 | 0.00 | 20.70K |
TESLA INCSOLE | COM | 17.67K | SH | $2.18M 3.10% | 0.00 | 0.00 | 17.67K |
SOTHERLY HOTELS INCSOLE | COM | 1.17M | SH | $2.12M 3.01% | 0.00 | 0.00 | 1.17M |
SHERWIN WILLIAMS COSOLE | COM | 7.50K | SH | $1.78M 2.53% | 0.00 | 0.00 | 7.50K |
ADVANCED MICRO DEVICES INCSOLE | COM | 22.50K | SH | $1.46M 2.07% | 0.00 | 0.00 | 22.50K |
LILLY ELI & COSOLE | COM | 3.75K | SH | $1.37M 1.95% | 0.00 | 0.00 | 3.75K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 9.63K | SH | $1.35M 1.92% | 0.00 | 0.00 | 9.63K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 14.18K | SH | $1.24M 1.76% | 0.00 | 0.00 | 14.18K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 3.43K | SH | $1.21M 1.72% | 0.00 | 0.00 | 3.43K |
PROCTER AND GAMBLE COSOLE | COM | 6.79K | SH | $1.03M 1.46% | 0.00 | 0.00 | 6.79K |
APPLE INCSOLE | COM | 7.69K | SH | $999.7K 1.42% | 0.00 | 0.00 | 7.69K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 6.51K | SH | $988.6K 1.41% | 0.00 | 0.00 | 6.51K |
PROFOUND MED CORPSOLE | COM NEW | 71.30K | SH | $776.4K 1.10% | 0.00 | 0.00 | 71.30K |
OCCIDENTAL PETE CORPSOLE | COM | 11.70K | SH | $737.1K 1.05% | 0.00 | 0.00 | 11.70K |
NVIDIA CORPORATIONSOLE | COM | 5K | SH | $730.7K 1.04% | 0.00 | 0.00 | 5K |
JOHNSON & JOHNSONSOLE | COM | 3.96K | SH | $700.1K 1.00% | 0.00 | 0.00 | 3.96K |
SCHLUMBERGER LTDSOLE | COM STK | 12.65K | SH | $676.3K 0.96% | 0.00 | 0.00 | 12.65K |
KINSALE CAP GROUP INCSOLE | COM | 2.55K | SH | $666.9K 0.95% | 0.00 | 0.00 | 2.55K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHT MUNCPL | 12.88K | SH | $650.6K 0.93% | 0.00 | 0.00 | 12.88K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 1.65K | SH | $631.3K 0.90% | 0.00 | 0.00 | 1.65K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 3.50K | SH | $610.9K 0.87% | 0.00 | 0.00 | 3.50K |
AEHR TEST SYSSOLE | COM | 29.67K | SH | $596.4K 0.85% | 0.00 | 0.00 | 29.67K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 2.47K | SH | $526.4K 0.75% | 0.00 | 0.00 | 2.47K |
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