THOMPSON DAVID W (Former President and CEO) received a stock award from NORTHROP GRUMMAN INNOVATION SYSTEMS, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 2 awards

THOMPSON DAVID W

Filed: 6/8/2018ACC: 0001104659-18-039169

InsiderTHOMPSON DAVID WCIK 1045853

→

IssuerNORTHROP GRUMMAN INNOVATION SYSTEMS, INC.CIK 866121

DirectorOfficer· Former President and CEO

Since Jun 2018

-185.54K

Net shares

Net seller

$15.20M

Total sold

Open market trades

0B · 0S

Total transactions

17.22K acquired · 202.75K disposed

Non-Derivative Transactions8

Common Stock

Direct

D · Disposition

−8.46K

Price / share

—

Trade value

—

% of position

9.2%

6/6/2018

91.74K→83.27K

Common Stock

Direct

D · Disposition

−83.27K

Price / share

$134.50

Trade value

$11.20M

% of position

New position

6/6/2018

83.27K→0.00

Common Stock

Indirect

D · Disposition

−10.15K

Price / share

$134.50

Trade value

$1.36M

% of position

New position

6/6/2018

10.15K→0.00

Common Stock

Indirect

D · Disposition

−2.38K

Price / share

$134.50

Trade value

$320.78K

% of position

New position

6/6/2018

2.38K→0.00

Common Stock

Direct

A · Award

+17.15K

Price / share

—

Trade value

—

% of position

New position

6/6/2018

0.00→17.15K

Common Stock

Direct

D · Disposition

−17.15K

Price / share

$134.50

Trade value

$2.31M

% of position

New position

6/6/2018

17.15K→0.00

Common Stock

Direct

A · Award

+70.00

Price / share

—

Trade value

—

% of position

New position

6/6/2018

0.00→70.00

Common Stock

Direct

D · Disposition

−70.00

Price / share

$134.50

Trade value

$9.41K

% of position

New position

6/6/2018

70.00→0.00

Total

Net shares

−104.27K

Net value

-$15.20M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	6/6/2018	D · Disposition	−8.46K	—	—	9.2%	91.74K	83.27K
Common Stock Direct	6/6/2018	D · Disposition	−83.27K	$134.50	$11.20M	New position	83.27K	0.00
Common Stock Indirect	6/6/2018	D · Disposition	−10.15K	$134.50	$1.36M	New position	10.15K	0.00
Common Stock Indirect	6/6/2018	D · Disposition	−2.38K	$134.50	$320.78K	New position	2.38K	0.00
Common Stock Direct	6/6/2018	A · Award	+17.15K	—	—	New position	0.00	17.15K
Common Stock Direct	6/6/2018	D · Disposition	−17.15K	$134.50	$2.31M	New position	17.15K	0.00
Common Stock Direct	6/6/2018	A · Award	+70.00	—	—	New position	0.00	70.00
Common Stock Direct	6/6/2018	D · Disposition	−70.00	$134.50	$9.41K	New position	70.00	0.00
Total			−104.27K		-$15.20M

Derivative Transactions5

Deferred Stock Units

Direct

A · Award

Converts to

Common Stock

4.76K shares

−4.76K

Strike price

Held after

12.57K

Exercisable

—

6/6/2018

Deferred Stock Units

Direct

D · Disposition

Converts to

Common Stock

12.57K shares

−12.57K

Strike price

Held after

0.00

Exercisable

—

6/6/2018

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

23.39K shares

−23.39K

Strike price

72.06

Held after

0.00

Exercisable

—

6/6/2018

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

23.38K shares

−23.38K

Strike price

79.43

Held after

0.00

Exercisable

—

6/6/2018

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

17.16K shares

−17.16K

Strike price

93.51

Held after

0.00

Exercisable

—

6/6/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Deferred Stock Units Direct	Common Stock4.76K shares	6/6/2018	A · Award	−4.76K		—	12.57K
Deferred Stock Units Direct	Common Stock12.57K shares	6/6/2018	D · Disposition	−12.57K		—	0.00
Employee Stock Option (Right to Buy) Direct	Common Stock23.39K shares	6/6/2018	D · Disposition	−23.39K	72.06	—	0.00
Employee Stock Option (Right to Buy) Direct	Common Stock23.38K shares	6/6/2018	D · Disposition	−23.38K	79.43	—	0.00
Employee Stock Option (Right to Buy) Direct	Common Stock17.16K shares	6/6/2018	D · Disposition	−17.16K	93.51	—	0.00