THOMPSON CHARLES K. (See Remarks) exercised options at NUVERRA ENVIRONMENTAL SOLUTIONS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/9/2021ACC: 0000899243-21-005480
DirectorOfficer· See Remarks
Since Dec 2018
-67.80K
Net shares
Net seller
$181.7K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
210K acquired · 277.80K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+210K
Price / share
—
Trade value
—
% of position
1126.7%
1/14/2021
18.64K→228.64K
Common Stock
Direct
Shares
−67.80K
Price / share
$2.68
Trade value
$181.69K
% of position
29.7%
1/14/2021
228.64K→160.84K
Total
Net shares
+142.21K
Net value
-$181.69K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/14/2021 | M · Option Exercise | +210K | — | — | 1126.7% | 18.64K | 228.64K |
| Common Stock Direct | 1/14/2021 | F · Tax Withholding | −67.80K | $2.68 | $181.69K | 29.7% | 228.64K | 160.84K |
| Total | +142.21K | -$181.69K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
210K shares
Shares
−210K
Strike price
Held after
0.00
Exercisable
—
1/14/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock210K shares | 1/14/2021 | M · Option Exercise | −210K | — | 0.00 |