THOMPSON BRANNIGAN C exercised options at VOYA FINANCIAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 2/22/2024ACC: 0001127602-24-006329
-1.69K
Net shares
Net seller
$118.6K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
5.47K acquired · 7.17K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+2.96K
Price / share
—
Trade value
—
% of position
New position
2/20/2024
0.00→2.96K
Common Stock
Direct
Shares
+2.51K
Price / share
—
Trade value
—
% of position
84.8%
2/20/2024
2.96K→5.47K
Common Stock
Direct
Shares
−1.69K
Price / share
$70.14
Trade value
$118.61K
% of position
30.9%
2/20/2024
5.47K→3.78K
Total
Net shares
+3.78K
Net value
-$118.61K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/20/2024 | M · Option Exercise | +2.96K | — | — | New position | 0.00 | 2.96K |
| Common Stock Direct | 2/20/2024 | M · Option Exercise | +2.51K | — | — | 84.8% | 2.96K | 5.47K |
| Common Stock Direct | 2/20/2024 | F · Tax Withholding | −1.69K | $70.14 | $118.61K | 30.9% | 5.47K | 3.78K |
| Total | +3.78K | -$118.61K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
2.96K shares
Shares
−2.96K
Strike price
Held after
7.69K
Exercisable
—
2/20/2024
Performance Stock Unit
Direct
Converts to
Common Stock
2.51K shares
Shares
−2.51K
Strike price
Held after
4.96K
Exercisable
—
2/20/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock2.96K shares | 2/20/2024 | M · Option Exercise | −2.96K | — | 7.69K | |
| Performance Stock Unit Direct | Common Stock2.51K shares | 2/20/2024 | M · Option Exercise | −2.51K | — | 4.96K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Performance-Based Stock Options
DirectUnderlying security
Common Stock
Underlying shares
3.62K
Shares owned
3.62K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
3.62K
Owned
3.62K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Performance-Based Stock Options Direct | Common Stock | — | — | 3.62K | 3.62K | |
| Total | 3.62K | 3.62K | ||||