THOMAS, MCNERNEY & PARTNERS II L.P.

PrivateCIK: 1369574
Location

Minneapolis, MN

THOMAS, MCNERNEY & PARTNERS II L.P. reported 9 transactions at CAS MEDICAL SYSTEMS INC

Review the transaction codes below to understand the nature of each event.

10% Owner
Since Apr 2019
-1.75M
Net shares
Net seller
$30.54M
Total sold
0
Open market trades
0B · 0S
15
Total transactions
10.86M acquired · 12.61M disposed
Non-Derivative Transactions9

Common Stock

Direct
C · Conversion

Shares

+6.80M

Price / share

$2.39

Trade value

$16.25M

% of position

427.6%
4/18/2019
1.59M8.39M

Common Stock

Indirect
C · Conversion

Shares

+24.13K

Price / share

$2.39

Trade value

$57.63K

% of position

406.3%
4/18/2019
5.94K30.06K

Common Stock

Indirect
C · Conversion

Shares

+71.08K

Price / share

$2.39

Trade value

$169.80K

% of position

885.7%
4/18/2019
8.03K79.10K

Common Stock

Direct
C · Conversion

Shares

+3.91M

Price / share

$2.39

Trade value

$9.33M

% of position

46.5%
4/18/2019
8.39M12.30M

Common Stock

Indirect
C · Conversion

Shares

+13.88K

Price / share

$2.39

Trade value

$33.16K

% of position

46.2%
4/18/2019
30.06K43.94K

Common Stock

Indirect
C · Conversion

Shares

+40.77K

Price / share

$2.39

Trade value

$97.40K

% of position

51.5%
4/18/2019
79.10K119.87K

Common Stock

Direct
D · Disposition

Shares

12.30M

Price / share

$2.45

Trade value

$30.14M

% of position

New position
4/18/2019
12.30M0.00

Common Stock

Indirect
D · Disposition

Shares

43.94K

Price / share

$2.45

Trade value

$107.66K

% of position

New position
4/18/2019
43.94K0.00

Common Stock

Indirect
D · Disposition

Shares

119.87K

Price / share

$2.45

Trade value

$293.69K

% of position

New position
4/18/2019
119.87K0.00
Total

Net shares

1.60M

Net value

-$4.59M

Derivative Transactions6

Series A Convertible Preferred Stock

Direct
C · Conversion
Converts to

Common Stock

6.80M shares

Shares

94.18K

Strike price

Held after

0.00

Exercisable

4/18/2019

Series A Convertible Preferred Stock

Indirect
C · Conversion
Converts to

Common Stock

24.13K shares

Shares

334.00

Strike price

Held after

0.00

Exercisable

4/18/2019

Series A Convertible Preferred Stock

Indirect
C · Conversion
Converts to

Common Stock

71.08K shares

Shares

984.00

Strike price

Held after

0.00

Exercisable

4/18/2019

Series A Exchangeable Preferred Stock

Direct
C · Conversion
Converts to

Common Stock

3.91M shares

Shares

53.75K

Strike price

Held after

0.00

Exercisable

4/18/2019

Series A Exchangeable Preferred Stock

Indirect
C · Conversion
Converts to

Common Stock

13.88K shares

Shares

191.00

Strike price

Held after

0.00

Exercisable

4/18/2019

Series A Exchangeable Preferred Stock

Indirect
C · Conversion
Converts to

Common Stock

40.77K shares

Shares

561.00

Strike price

Held after

0.00

Exercisable

4/18/2019
THOMAS, MCNERNEY & PARTNERS II L.P. — Insider Transaction (Form 4) Filed Apr 22, 2019 | Finecho