THOMAS FRANCIS M JR reported 2 transactions at SECURITY FEDERAL CORP
Review the transaction codes below to understand the nature of each event.
Filed: 4/20/2020ACC: 0000939057-20-000168
0.00
Net shares
Net seller
$70.0K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
3.50K acquired · 3.50K disposed
Non-Derivative Transactions2
Common Stock, par value 0.01 per share
Indirect
Shares
+2K
Price / share
$20.00
Trade value
$40K
% of position
42.9%
2/17/2020
4.66K→6.66K
Common Stock, par value 0.01 per share
Indirect
Shares
+1.50K
Price / share
$20.00
Trade value
$30K
% of position
New position
2/17/2020
0.00→1.50K
Total
Net shares
+3.50K
Net value
$70K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value 0.01 per share Indirect | 2/17/2020 | C · Conversion | +2K | $20.00 | $40K | 42.9% | 4.66K | 6.66K |
| Common Stock, par value 0.01 per share Indirect | 2/17/2020 | C · Conversion | +1.50K | $20.00 | $30K | New position | 0.00 | 1.50K |
| Total | +3.50K | $70K | ||||||
Derivative Transactions2
8% Convertible Senior Debenture
Indirect
Converts to
Common Stock
2K shares
Shares
−2K
Strike price
20
Held after
0.00
Exercisable
—
2/17/2020
8% Convertible Senior Debenture
Indirect
Converts to
Common Stock
1.50K shares
Shares
−1.50K
Strike price
20
Held after
0.00
Exercisable
—
2/17/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| 8% Convertible Senior Debenture Indirect | Common Stock2K shares | 2/17/2020 | C · Conversion | −2K | 20 | — | 0.00 |
| 8% Convertible Senior Debenture Indirect | Common Stock1.50K shares | 2/17/2020 | C · Conversion | −1.50K | 20 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, par value 0.01 per share
DirectShares owned9.14K
Total
9.14K direct9.14K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value 0.01 per share | 9.14K | Direct |
| Total | 9.14K | 9.14K direct |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported