THOMAS BRETT J. enters ONCE UPON A FARM, PBC with 1.27M shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Indirect Derivatives

THOMAS BRETT J.

Filed: 2/5/2026ACC: 0001193125-26-039743

InsiderTHOMAS BRETT J.CIK 1832770

→

IssuerONCE UPON A FARM, PBCCIK 1696556

Director

Since Feb 2026

1.27M

Baseline shares

0.00

Direct ownership

0 positions

9.79M

Derivative underlying

6 instruments

Security positions

1.27M indirect

Non-Derivative Holdings2

Common Stock

Indirect

Shares owned731.40K

Common Stock

Indirect

Shares owned538.73K

Total

1.27M indirect1.27M

Security Title	Shares Owned	Ownership Type
Common Stock	731.40K	Indirect
Common Stock	538.73K	Indirect
Total	1.27M	1.27M indirect

Derivative Holdings6

Series B-2 Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

914.24K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series A-2 Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

107.75K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series B-1 Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

4.80M

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series D Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

817.34K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series C-1 Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

874.95K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series D Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

2.27M

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

9.79M

Owned

0.00

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Series B-2 Preferred Stock Indirect	Common Stock	—	—	914.24K	N/A
Series A-2 Preferred Stock Indirect	Common Stock	—	—	107.75K	N/A
Series B-1 Preferred Stock Indirect	Common Stock	—	—	4.80M	N/A
Series D Preferred Stock Indirect	Common Stock	—	—	817.34K	N/A
Series C-1 Preferred Stock Indirect	Common Stock	—	—	874.95K	N/A
Series D Preferred Stock Indirect	Common Stock	—	—	2.27M	N/A
Total				9.79M	0.00