SA THOMAS A (Executive Vice President / COO) received a stock award from HERITAGE COMMERCE CORP
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 12/29/2025ACC: 0001593968-25-001063
Officer· Executive Vice President / COO
Since Mar 2026
+174.00
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
4.52K acquired · 4.34K disposed
Non-Derivative Transactions2
Common Stock, No Par Value
Direct
Shares
+4.34K
Price / share
—
Trade value
—
% of position
13.1%
12/23/2025
33.06K→37.40K
Common Stock, No Par Value
Direct
Shares
+174.00
Price / share
—
Trade value
—
% of position
0.5%
12/23/2025
37.40K→37.58K
Total
Net shares
+4.52K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value Direct | 12/23/2025 | M · Option Exercise | +4.34K | — | — | 13.1% | 33.06K | 37.40K |
| Common Stock, No Par Value Direct | 12/23/2025 | A · Award | +174.00 | — | — | 0.5% | 37.40K | 37.58K |
| Total | +4.52K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Common Stock, No Par Value
4.34K shares
Shares
−4.34K
Strike price
0
Held after
8.69K
Exercisable
—
12/23/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock, No Par Value4.34K shares | 12/23/2025 | M · Option Exercise | −4.34K | 0 | — | 8.69K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Restricted Stock Unit
DirectUnderlying security
Common Stock, No Par Value
Underlying shares
25.11K
Shares owned
25.11K
Exercise price
0
Expiration
—
Exercise window
—
Performance-Based Restricted Stock Unit
DirectUnderlying security
Common Stock, No Par Value
Underlying shares
13.04K
Shares owned
13.04K
Exercise price
0
Expiration
—
Exercise window
—
Total
Underlying
38.15K
Owned
38.15K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock, No Par Value | 0 | — | — | 25.11K | 25.11K |
| Performance-Based Restricted Stock Unit Direct | Common Stock, No Par Value | 0 | — | — | 13.04K | 13.04K |
| Total | 38.15K | 38.15K | ||||