SA THOMAS A (Executive Vice President / COO) received a stock award from HERITAGE COMMERCE CORP
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 11/20/2025ACC: 0001593968-25-001041
Officer· Executive Vice President / COO
Since Mar 2026
+503.00
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
13.06K acquired · 12.55K disposed
Non-Derivative Transactions2
Common Stock, No Par Value
Direct
Shares
+503.00
Price / share
—
Trade value
—
% of position
2.5%
11/18/2025
20K→20.50K
Common Stock, No Par Value
Direct
Shares
+12.55K
Price / share
—
Trade value
—
% of position
61.2%
11/18/2025
20.50K→33.06K
Total
Net shares
+13.06K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value Direct | 11/18/2025 | A · Award | +503.00 | — | — | 2.5% | 20K | 20.50K |
| Common Stock, No Par Value Direct | 11/18/2025 | M · Option Exercise | +12.55K | — | — | 61.2% | 20.50K | 33.06K |
| Total | +13.06K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Common Stock, No Par Value
12.55K shares
Shares
−12.55K
Strike price
0
Held after
25.11K
Exercisable
—
11/18/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock, No Par Value12.55K shares | 11/18/2025 | M · Option Exercise | −12.55K | 0 | — | 25.11K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Performance-Based Restricted Stock Unit
DirectUnderlying security
Common Stock, No Par Value
Underlying shares
13.04K
Shares owned
13.04K
Exercise price
0
Expiration
—
Exercise window
—
Restricted Stock Unit
DirectUnderlying security
Common Stock, No Par Value
Underlying shares
13.04K
Shares owned
13.04K
Exercise price
0
Expiration
—
Exercise window
—
Total
Underlying
26.07K
Owned
26.07K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Performance-Based Restricted Stock Unit Direct | Common Stock, No Par Value | 0 | — | — | 13.04K | 13.04K |
| Restricted Stock Unit Direct | Common Stock, No Par Value | 0 | — | — | 13.04K | 13.04K |
| Total | 26.07K | 26.07K | ||||