THOM BRIAN DAVID enters UNITED HEALTH PRODUCTS, INC. with 125K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 12/8/2020ACC: 0001477932-20-007158
Officer· CEO
125K
Baseline shares
100% direct
125K
Direct ownership
1 position
12.48M
Derivative underlying
3 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned125K
Total
125K direct125K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 125K | Direct |
| Total | 125K | 125K direct |
Derivative Holdings3
Convertible Notes
DirectUnderlying security
Common Stock
Underlying shares
180K
Shares owned
N/A
Exercise price
0.50
Expiration
—
Exercise window
—
Restricted Stock Unit Awards
DirectUnderlying security
Common Stock
Underlying shares
11.50M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Convertible Notes
DirectUnderlying security
Common Stock
Underlying shares
800K
Shares owned
N/A
Exercise price
0.50
Expiration
—
Exercise window
—
Total
Underlying
12.48M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Convertible Notes Direct | Common Stock | 0.50 | — | — | 180K | N/A |
| Restricted Stock Unit Awards Direct | Common Stock | — | — | 11.50M | N/A | |
| Convertible Notes Direct | Common Stock | 0.50 | — | — | 800K | N/A |
| Total | 12.48M | 0.00 | ||||