THIRD ROCK VENTURES V, L.P. enters SEPTERNA, INC. with 1.05M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 10/24/2024ACC: 0000950170-24-117190
10% Owner
Since Oct 2024
1.05M
Baseline shares
100% direct
1.05M
Direct ownership
1 position
7.66M
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned1.05M
Total
1.05M direct1.05M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.05M | Direct |
| Total | 1.05M | 1.05M direct |
Derivative Holdings2
Series A Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
4.79M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Series B Preferred Stock
IndirectUnderlying security
Common Stock
Underlying shares
2.87M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
7.66M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series A Preferred Stock Direct | Common Stock | — | — | 4.79M | N/A | |
| Series B Preferred Stock Indirect | Common Stock | — | — | 2.87M | N/A | |
| Total | 7.66M | 0.00 | ||||