THIENEMAN KENNETH DALE reported 1 transaction at VELO3D, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 3/6/2026ACC: 0001193125-26-096473
-8.85M
Net shares
Net seller
$12.03M
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
1.15M acquired · 10M disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+1.15M
Price / share
$10.50
Trade value
$12.03M
% of position
New position
3/4/2026
0.00→1.15M
Total
Net shares
+1.15M
Net value
$12.03M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 3/4/2026 | C · Conversion | +1.15M | $10.50 | $12.03M | New position | 0.00 | 1.15M |
| Total | +1.15M | $12.03M | ||||||
Derivative Transactions1
12.0% Senior Secured Convertible Promissory Note
Indirect
Converts to
Common Stock
952.38K shares
Shares
−10M
Strike price
10.50
Held after
0.00
Exercisable
—
3/4/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| 12.0% Senior Secured Convertible Promissory Note Indirect | Common Stock952.38K shares | 3/4/2026 | C · Conversion | −10M | 10.50 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned6.38K
Total
6.38K direct6.38K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 6.38K | Direct |
| Total | 6.38K | 6.38K direct |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported