THEORY FINANCIAL LLC

Filed: 11/7/2024ACC: 0001085146-24-005400

📋 What this filing means

THEORY FINANCIAL LLC filed this quarterly 13F‑HR report disclosing 66 equity positions with a total reported market value of $226.89M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$226.89M

Total AUM (reported)

3.90M

Total Shares

Allocation by class

US AGGREGATE B$28.86M12.7%

FINANCIALS ETF$15.98M7.0%

COMMUNICATION$12.05M5.3%

MSCI USA QLT FCT$9.78M4.3%

MBS ETF$9.13M4.0%

PORTFOLIO S&P500$8.20M3.6%

ISHS 5-10YR INVT$7.13M3.1%

Portfolio Concentration

Top 3$56.89M25.1%

4–10$53.88M23.7%

11–25$67.62M29.8%

Rest$48.49M21.4%

Top 3 weight

25.1%

Top 10 weight

48.8%

Voting Authority Distribution

Total shares with voting rights: 3.90M

Sole

Full voting authority

3.90M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole66

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings66

Rows:

SCHWAB STRATEGIC TR

SOLE

US AGGREGATE B

Shares1.25M

TypeSH

Market value$28.86M

12.72%

Sole

1.25M

Shared

0.00

None

0.00

VANGUARD WORLD FD

SOLE

FINANCIALS ETF

Shares141.15K

TypeSH

Market value$15.98M

7.04%

Sole

141.15K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

COMMUNICATION

Shares130.91K

TypeSH

Market value$12.05M

5.31%

Sole

130.91K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares55.43K

TypeSH

Market value$9.78M

4.31%

Sole

55.43K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MBS ETF

Shares98.36K

TypeSH

Market value$9.13M

4.02%

Sole

98.36K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares122.57K

TypeSH

Market value$8.20M

3.61%

Sole

122.57K

Shared

0.00

None

0.00

ISHARES TR

SOLE

ISHS 5-10YR INVT

Shares136.56K

TypeSH

Market value$7.13M

3.14%

Sole

136.56K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

SBI CONS STPLS

Shares84.33K

TypeSH

Market value$6.76M

2.98%

Sole

84.33K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE TOTAL USD

Shares142.17K

TypeSH

Market value$6.52M

2.87%

Sole

142.17K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

DORSEY WRGT TECH

Shares99.01K

TypeSH

Market value$6.36M

2.80%

Sole

99.01K

Shared

0.00

None

0.00

VANGUARD WORLD FD

SOLE

INF TECH ETF

Shares10.56K

TypeSH

Market value$6.15M

2.71%

Sole

10.56K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US TIPS ETF

Shares231.03K

TypeSH

Market value$6.08M

2.68%

Sole

231.03K

Shared

0.00

None

0.00

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares30.41K

TypeSH

Market value$6.06M

2.67%

Sole

30.41K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

INTER TERM TREAS

Shares96.36K

TypeSH

Market value$5.67M

2.50%

Sole

96.36K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

SBI INT-UTILS

Shares59.63K

TypeSH

Market value$4.77M

2.10%

Sole

59.63K

Shared

0.00

None

0.00

ISHARES TR

SOLE

ISHARES SEMICDTR

Shares20.92K

TypeSH

Market value$4.57M

2.01%

Sole

20.92K

Shared

0.00

None

0.00

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares46.03K

TypeSH

Market value$4.38M

1.93%

Sole

46.03K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO SH TSR

Shares149.64K

TypeSH

Market value$4.36M

1.92%

Sole

149.64K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

ENERGY

Shares47.39K

TypeSH

Market value$4.20M

1.85%

Sole

47.39K

Shared

0.00

None

0.00

BLACKROCK ETF TRUST

SOLE

US EQT FACTOR

Shares82.33K

TypeSH

Market value$4.08M

1.80%

Sole

82.33K

Shared

0.00

None

0.00

ETF OPPORTUNITIES TRUST

SOLE

SMI 3FOURTEEN FU

Shares139.80K

TypeSH

Market value$3.69M

1.63%

Sole

139.80K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares20.21K

TypeSH

Market value$3.48M

1.53%

Sole

20.21K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares17.50K

TypeSH

Market value$3.48M

1.53%

Sole

17.50K

Shared

0.00

None

0.00

FIRST TR EXCHANGE-TRADED FD

SOLE

RBA INDL ETF

Shares45.20K

TypeSH

Market value$3.37M

1.48%

Sole

45.20K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

MSCI USA STRTGIC

Shares21.32K

TypeSH

Market value$3.32M

1.46%

Sole

21.32K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SCHWAB STRATEGIC TRSOLE	US AGGREGATE B	1.25M	SH	$28.86M 12.72%	1.25M
VANGUARD WORLD FDSOLE	FINANCIALS ETF	141.15K	SH	$15.98M 7.04%	141.15K
SELECT SECTOR SPDR TRSOLE	COMMUNICATION	130.91K	SH	$12.05M 5.31%	130.91K
ISHARES TRSOLE	MSCI USA QLT FCT	55.43K	SH	$9.78M 4.31%	55.43K
ISHARES TRSOLE	MBS ETF	98.36K	SH	$9.13M 4.02%	98.36K
SPDR SER TRSOLE	PORTFOLIO S&P500	122.57K	SH	$8.20M 3.61%	122.57K
ISHARES TRSOLE	ISHS 5-10YR INVT	136.56K	SH	$7.13M 3.14%	136.56K
SELECT SECTOR SPDR TRSOLE	SBI CONS STPLS	84.33K	SH	$6.76M 2.98%	84.33K
ISHARES TRSOLE	CORE TOTAL USD	142.17K	SH	$6.52M 2.87%	142.17K
INVESCO EXCHANGE TRADED FD TSOLE	DORSEY WRGT TECH	99.01K	SH	$6.36M 2.80%	99.01K
VANGUARD WORLD FDSOLE	INF TECH ETF	10.56K	SH	$6.15M 2.71%	10.56K
SCHWAB STRATEGIC TRSOLE	US TIPS ETF	231.03K	SH	$6.08M 2.68%	231.03K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	30.41K	SH	$6.06M 2.67%	30.41K
VANGUARD SCOTTSDALE FDSSOLE	INTER TERM TREAS	96.36K	SH	$5.67M 2.50%	96.36K
SELECT SECTOR SPDR TRSOLE	SBI INT-UTILS	59.63K	SH	$4.77M 2.10%	59.63K
ISHARES TRSOLE	ISHARES SEMICDTR	20.92K	SH	$4.57M 2.01%	20.92K
ISHARES TRSOLE	S&P 500 GRWT ETF	46.03K	SH	$4.38M 1.93%	46.03K
SPDR SER TRSOLE	PORTFOLIO SH TSR	149.64K	SH	$4.36M 1.92%	149.64K
SELECT SECTOR SPDR TRSOLE	ENERGY	47.39K	SH	$4.20M 1.85%	47.39K
BLACKROCK ETF TRUSTSOLE	US EQT FACTOR	82.33K	SH	$4.08M 1.80%	82.33K
ETF OPPORTUNITIES TRUSTSOLE	SMI 3FOURTEEN FU	139.80K	SH	$3.69M 1.63%	139.80K
VANGUARD INDEX FDSSOLE	VALUE ETF	20.21K	SH	$3.48M 1.53%	20.21K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	17.50K	SH	$3.48M 1.53%	17.50K
FIRST TR EXCHANGE-TRADED FDSOLE	RBA INDL ETF	45.20K	SH	$3.37M 1.48%	45.20K
SPDR SER TRSOLE	MSCI USA STRTGIC	21.32K	SH	$3.32M 1.46%	21.32K

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