THEORY FINANCIAL LLC

Filed: 7/24/2024ACC: 0001085146-24-003186

📋 What this filing means

THEORY FINANCIAL LLC filed this quarterly 13F‑HR report disclosing 68 equity positions with a total reported market value of $211.57M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$211.57M

Total AUM (reported)

2.87M

Total Shares

Allocation by class

US AGGREGATE B$26.88M12.7%

COMMUNICATION$10.96M5.2%

FINANCIALS ETF$10.32M4.9%

MBS ETF$8.81M4.2%

PORTFOLIO S&P500$8.10M3.8%

TECHNOLOGY$7.96M3.8%

MSCI USA QLT FCT$7.64M3.6%

Portfolio Concentration

Top 3$48.17M22.8%

4–10$50.65M23.9%

11–25$62.25M29.4%

Rest$50.50M23.9%

Top 3 weight

22.8%

Top 10 weight

46.7%

Voting Authority Distribution

Total shares with voting rights: 2.87M

Sole

Full voting authority

2.87M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole68

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings68

Rows:

SCHWAB STRATEGIC TR

SOLE

US AGGREGATE B

Shares589.73K

TypeSH

Market value$26.88M

12.71%

Sole

589.73K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

COMMUNICATION

Shares127.99K

TypeSH

Market value$10.96M

5.18%

Sole

127.99K

Shared

0.00

None

0.00

VANGUARD WORLD FD

SOLE

FINANCIALS ETF

Shares103.34K

TypeSH

Market value$10.32M

4.88%

Sole

103.34K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MBS ETF

Shares95.96K

TypeSH

Market value$8.81M

4.16%

Sole

95.96K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares126.50K

TypeSH

Market value$8.10M

3.83%

Sole

126.50K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares35.17K

TypeSH

Market value$7.96M

3.76%

Sole

35.17K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares44.75K

TypeSH

Market value$7.64M

3.61%

Sole

44.75K

Shared

0.00

None

0.00

ISHARES TR

SOLE

ISHS 5-10YR INVT

Shares135.09K

TypeSH

Market value$6.92M

3.27%

Sole

135.09K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US TIPS ETF

Shares111.31K

TypeSH

Market value$5.79M

2.74%

Sole

111.31K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

INTER TERM TREAS

Shares93.29K

TypeSH

Market value$5.43M

2.57%

Sole

93.29K

Shared

0.00

None

0.00

VANGUARD WORLD FD

SOLE

INF TECH ETF

Shares8.87K

TypeSH

Market value$5.11M

2.42%

Sole

8.87K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

DORSEY WRGT TECH

Shares80.95K

TypeSH

Market value$5.01M

2.37%

Sole

80.95K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE TOTAL USD

Shares105.49K

TypeSH

Market value$4.77M

2.25%

Sole

105.49K

Shared

0.00

None

0.00

ISHARES TR

SOLE

ISHARES SEMICDTR

Shares19.26K

TypeSH

Market value$4.75M

2.24%

Sole

19.26K

Shared

0.00

None

0.00

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares23K

TypeSH

Market value$4.53M

2.14%

Sole

23K

Shared

0.00

None

0.00

FIRST TR EXCHANGE-TRADED FD

SOLE

RBA INDL ETF

Shares63.82K

TypeSH

Market value$4.36M

2.06%

Sole

63.82K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

SBI CONS STPLS

Shares55.92K

TypeSH

Market value$4.28M

2.02%

Sole

55.92K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO SH TSR

Shares146.13K

TypeSH

Market value$4.22M

1.99%

Sole

146.13K

Shared

0.00

None

0.00

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares44.97K

TypeSH

Market value$4.16M

1.97%

Sole

44.97K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

ENERGY

Shares41.50K

TypeSH

Market value$3.78M

1.79%

Sole

41.50K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares40.52K

TypeSH

Market value$3.72M

1.76%

Sole

40.52K

Shared

0.00

None

0.00

WISDOMTREE TR

SOLE

INDIA ERNGS FD

Shares71.62K

TypeSH

Market value$3.46M

1.63%

Sole

71.62K

Shared

0.00

None

0.00

BLACKROCK ETF TRUST

SOLE

US EQT FACTOR

Shares73.35K

TypeSH

Market value$3.44M

1.63%

Sole

73.35K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares20.90K

TypeSH

Market value$3.35M

1.58%

Sole

20.90K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

MSCI USA STRTGIC

Shares22.31K

TypeSH

Market value$3.29M

1.55%

Sole

22.31K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SCHWAB STRATEGIC TRSOLE	US AGGREGATE B	589.73K	SH	$26.88M 12.71%	589.73K
SELECT SECTOR SPDR TRSOLE	COMMUNICATION	127.99K	SH	$10.96M 5.18%	127.99K
VANGUARD WORLD FDSOLE	FINANCIALS ETF	103.34K	SH	$10.32M 4.88%	103.34K
ISHARES TRSOLE	MBS ETF	95.96K	SH	$8.81M 4.16%	95.96K
SPDR SER TRSOLE	PORTFOLIO S&P500	126.50K	SH	$8.10M 3.83%	126.50K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	35.17K	SH	$7.96M 3.76%	35.17K
ISHARES TRSOLE	MSCI USA QLT FCT	44.75K	SH	$7.64M 3.61%	44.75K
ISHARES TRSOLE	ISHS 5-10YR INVT	135.09K	SH	$6.92M 3.27%	135.09K
SCHWAB STRATEGIC TRSOLE	US TIPS ETF	111.31K	SH	$5.79M 2.74%	111.31K
VANGUARD SCOTTSDALE FDSSOLE	INTER TERM TREAS	93.29K	SH	$5.43M 2.57%	93.29K
VANGUARD WORLD FDSOLE	INF TECH ETF	8.87K	SH	$5.11M 2.42%	8.87K
INVESCO EXCHANGE TRADED FD TSOLE	DORSEY WRGT TECH	80.95K	SH	$5.01M 2.37%	80.95K
ISHARES TRSOLE	CORE TOTAL USD	105.49K	SH	$4.77M 2.25%	105.49K
ISHARES TRSOLE	ISHARES SEMICDTR	19.26K	SH	$4.75M 2.24%	19.26K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	23K	SH	$4.53M 2.14%	23K
FIRST TR EXCHANGE-TRADED FDSOLE	RBA INDL ETF	63.82K	SH	$4.36M 2.06%	63.82K
SELECT SECTOR SPDR TRSOLE	SBI CONS STPLS	55.92K	SH	$4.28M 2.02%	55.92K
SPDR SER TRSOLE	PORTFOLIO SH TSR	146.13K	SH	$4.22M 1.99%	146.13K
ISHARES TRSOLE	S&P 500 GRWT ETF	44.97K	SH	$4.16M 1.97%	44.97K
SELECT SECTOR SPDR TRSOLE	ENERGY	41.50K	SH	$3.78M 1.79%	41.50K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	40.52K	SH	$3.72M 1.76%	40.52K
WISDOMTREE TRSOLE	INDIA ERNGS FD	71.62K	SH	$3.46M 1.63%	71.62K
BLACKROCK ETF TRUSTSOLE	US EQT FACTOR	73.35K	SH	$3.44M 1.63%	73.35K
VANGUARD INDEX FDSSOLE	VALUE ETF	20.90K	SH	$3.35M 1.58%	20.90K
SPDR SER TRSOLE	MSCI USA STRTGIC	22.31K	SH	$3.29M 1.55%	22.31K

Page 1 of 3