Filed: 5/13/2024ACC: 0001085146-24-002421
📋 What this filing means
THEORY FINANCIAL LLC filed this quarterly 13F‑HR report disclosing 73 equity positions with a total reported market value of $196.40M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
73
Positions
$196.40M
Total AUM (reported)
2.75M
Total Shares
Allocation by class
US AGGREGATE B$26.59M13.5%
MBS ETF$8.56M4.4%
ISHS 5-10YR INVT$7.54M3.8%
US TIPS ETF$6.19M3.1%
INTER TERM TREAS$5.97M3.0%
MSCI USA QLT FCT$5.81M3.0%
PORTFOLIO S&P500$5.04M2.6%
Portfolio Concentration
Top 3$42.69M21.7%
4–10$36.38M18.5%
11–25$61.96M31.5%
Rest$55.37M28.2%
Top 3 weight
21.7%
Top 10 weight
40.3%
Voting Authority Distribution
Total shares with voting rights: 2.75M
Sole
Full voting authority
2.75M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole73
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings73
Rows:
SCHWAB STRATEGIC TR
SOLEShares578.13K
TypeSH
Market value$26.59M
13.54%
Sole
578.13K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares92.58K
TypeSH
Market value$8.56M
4.36%
Sole
92.58K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares146.17K
TypeSH
Market value$7.54M
3.84%
Sole
146.17K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares118.59K
TypeSH
Market value$6.19M
3.15%
Sole
118.59K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares101.96K
TypeSH
Market value$5.97M
3.04%
Sole
101.96K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares35.35K
TypeSH
Market value$5.81M
2.96%
Sole
35.35K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares81.98K
TypeSH
Market value$5.04M
2.57%
Sole
81.98K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares158.53K
TypeSH
Market value$4.58M
2.33%
Sole
158.53K
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares66.43K
TypeSH
Market value$4.47M
2.28%
Sole
66.43K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares19.10K
TypeSH
Market value$4.32M
2.20%
Sole
19.10K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares52.27K
TypeSH
Market value$4.27M
2.17%
Sole
52.27K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares22.14K
TypeSH
Market value$4.25M
2.16%
Sole
22.14K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares26.08K
TypeSH
Market value$4.25M
2.16%
Sole
26.08K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares44.51K
TypeSH
Market value$4.20M
2.14%
Sole
44.51K
Shared
0.00
None
0.00
VANGUARD WORLD FD
SOLEShares40.83K
TypeSH
Market value$4.18M
2.13%
Sole
40.83K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares28.21K
TypeSH
Market value$4.17M
2.12%
Sole
28.21K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares68.22K
TypeSH
Market value$4.16M
2.12%
Sole
68.22K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares26.53K
TypeSH
Market value$4.11M
2.09%
Sole
26.53K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares71.55K
TypeSH
Market value$4.11M
2.09%
Sole
71.55K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares37.98K
TypeSH
Market value$4.08M
2.08%
Sole
37.98K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares28.01K
TypeSH
Market value$4.08M
2.08%
Sole
28.01K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares67.40K
TypeSH
Market value$4.07M
2.07%
Sole
67.40K
Shared
0.00
None
0.00
VANGUARD WORLD FD
SOLEShares7.67K
TypeSH
Market value$4.02M
2.05%
Sole
7.67K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares17.30K
TypeSH
Market value$4.01M
2.04%
Sole
17.30K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares68.87K
TypeSH
Market value$4.00M
2.04%
Sole
68.87K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 578.13K | SH | $26.59M 13.54% | 578.13K | 0.00 | 0.00 |
ISHARES TRSOLE | MBS ETF | 92.58K | SH | $8.56M 4.36% | 92.58K | 0.00 | 0.00 |
ISHARES TRSOLE | ISHS 5-10YR INVT | 146.17K | SH | $7.54M 3.84% | 146.17K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US TIPS ETF | 118.59K | SH | $6.19M 3.15% | 118.59K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | INTER TERM TREAS | 101.96K | SH | $5.97M 3.04% | 101.96K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI USA QLT FCT | 35.35K | SH | $5.81M 2.96% | 35.35K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 81.98K | SH | $5.04M 2.57% | 81.98K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO SH TSR | 158.53K | SH | $4.58M 2.33% | 158.53K | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | RBA INDL ETF | 66.43K | SH | $4.47M 2.28% | 66.43K | 0.00 | 0.00 |
ISHARES TRSOLE | ISHARES SEMICDTR | 19.10K | SH | $4.32M 2.20% | 19.10K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | COMMUNICATION | 52.27K | SH | $4.27M 2.17% | 52.27K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | SM CP VAL ETF | 22.14K | SH | $4.25M 2.16% | 22.14K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | VALUE ETF | 26.08K | SH | $4.25M 2.16% | 26.08K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | ENERGY | 44.51K | SH | $4.20M 2.14% | 44.51K | 0.00 | 0.00 |
VANGUARD WORLD FDSOLE | FINANCIALS ETF | 40.83K | SH | $4.18M 2.13% | 40.83K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 28.21K | SH | $4.17M 2.12% | 28.21K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US MIDCAP FUND | 68.22K | SH | $4.16M 2.12% | 68.22K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P OILGAS EXP | 26.53K | SH | $4.11M 2.09% | 26.53K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | DORSEY WRGT TECH | 71.55K | SH | $4.11M 2.09% | 71.55K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P SML600 VAL | 37.98K | SH | $4.08M 2.08% | 37.98K | 0.00 | 0.00 |
SPDR SER TRSOLE | MSCI USA STRTGIC | 28.01K | SH | $4.08M 2.08% | 28.01K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P SMLCP MOMENT | 67.40K | SH | $4.07M 2.07% | 67.40K | 0.00 | 0.00 |
VANGUARD WORLD FDSOLE | INF TECH ETF | 7.67K | SH | $4.02M 2.05% | 7.67K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P SEMICNDCTR | 17.30K | SH | $4.01M 2.04% | 17.30K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE DIV GRWTH | 68.87K | SH | $4.00M 2.04% | 68.87K | 0.00 | 0.00 |
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