Filed: 2/7/2024ACC: 0001085146-24-000816
📋 What this filing means
THEORY FINANCIAL LLC filed this quarterly 13F‑HR report disclosing 69 equity positions with a total reported market value of $187.18M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
69
Positions
$187.18M
Total AUM (reported)
2.91M
Total Shares
Allocation by class
US AGGREGATE B$27.16M14.5%
MBS ETF$8.49M4.5%
ISHS 5-10YR INVT$8.03M4.3%
US TIPS ETF$6.45M3.4%
INTER TERM TREAS$6.43M3.4%
MSCI USA QLT FCT$5.07M2.7%
PORTFOLIO SH TSR$4.86M2.6%
Portfolio Concentration
Top 3$43.68M23.3%
4–10$35.58M19.0%
11–25$60.85M32.5%
Rest$47.07M25.1%
Top 3 weight
23.3%
Top 10 weight
42.3%
Voting Authority Distribution
Total shares with voting rights: 2.91M
Sole
Full voting authority
2.91M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole69
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings69
Rows:
SCHWAB STRATEGIC TR
SOLEShares582.48K
TypeSH
Market value$27.16M
14.51%
Sole
582.48K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares90.28K
TypeSH
Market value$8.49M
4.54%
Sole
90.28K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares154.37K
TypeSH
Market value$8.03M
4.29%
Sole
154.37K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares123.59K
TypeSH
Market value$6.45M
3.45%
Sole
123.59K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares108.39K
TypeSH
Market value$6.43M
3.44%
Sole
108.39K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares34.48K
TypeSH
Market value$5.07M
2.71%
Sole
34.48K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares167.33K
TypeSH
Market value$4.86M
2.60%
Sole
167.33K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares7.47K
TypeSH
Market value$4.30M
2.30%
Sole
7.47K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares39.87K
TypeSH
Market value$4.28M
2.29%
Sole
39.87K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares23.25K
TypeSH
Market value$4.19M
2.24%
Sole
23.25K
Shared
0.00
None
0.00
VANGUARD WORLD FDS
SOLEShares8.60K
TypeSH
Market value$4.16M
2.22%
Sole
8.60K
Shared
0.00
None
0.00
VANGUARD WORLD FDS
SOLEShares44.90K
TypeSH
Market value$4.14M
2.21%
Sole
44.90K
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares71.44K
TypeSH
Market value$4.13M
2.21%
Sole
71.44K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares71.81K
TypeSH
Market value$4.12M
2.20%
Sole
71.81K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares27.48K
TypeSH
Market value$4.11M
2.19%
Sole
27.48K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares18.26K
TypeSH
Market value$4.10M
2.19%
Sole
18.26K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares67.42K
TypeSH
Market value$4.10M
2.19%
Sole
67.42K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares80.35K
TypeSH
Market value$4.06M
2.17%
Sole
80.35K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares24.05K
TypeSH
Market value$4.05M
2.17%
Sole
24.05K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares72.17K
TypeSH
Market value$4.03M
2.16%
Sole
72.17K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares70.91K
TypeSH
Market value$4.02M
2.15%
Sole
70.91K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares97.19K
TypeSH
Market value$3.98M
2.13%
Sole
97.19K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares191.90K
TypeSH
Market value$3.95M
2.11%
Sole
191.90K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares29.84K
TypeSH
Market value$3.94M
2.11%
Sole
29.84K
Shared
0.00
None
0.00
VANGUARD SPECIALIZED FUNDS
SOLEShares23.09K
TypeSH
Market value$3.93M
2.10%
Sole
23.09K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 582.48K | SH | $27.16M 14.51% | 582.48K | 0.00 | 0.00 |
ISHARES TRSOLE | MBS ETF | 90.28K | SH | $8.49M 4.54% | 90.28K | 0.00 | 0.00 |
ISHARES TRSOLE | ISHS 5-10YR INVT | 154.37K | SH | $8.03M 4.29% | 154.37K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US TIPS ETF | 123.59K | SH | $6.45M 3.45% | 123.59K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | INTER TERM TREAS | 108.39K | SH | $6.43M 3.44% | 108.39K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI USA QLT FCT | 34.48K | SH | $5.07M 2.71% | 34.48K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO SH TSR | 167.33K | SH | $4.86M 2.60% | 167.33K | 0.00 | 0.00 |
ISHARES TRSOLE | ISHARES SEMICDTR | 7.47K | SH | $4.30M 2.30% | 7.47K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P SML600 VAL | 39.87K | SH | $4.28M 2.29% | 39.87K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | SM CP VAL ETF | 23.25K | SH | $4.19M 2.24% | 23.25K | 0.00 | 0.00 |
VANGUARD WORLD FDSSOLE | INF TECH ETF | 8.60K | SH | $4.16M 2.22% | 8.60K | 0.00 | 0.00 |
VANGUARD WORLD FDSSOLE | FINANCIALS ETF | 44.90K | SH | $4.14M 2.21% | 44.90K | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | RBA INDL ETF | 71.44K | SH | $4.13M 2.21% | 71.44K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US MIDCAP FUND | 71.81K | SH | $4.12M 2.20% | 71.81K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | VALUE ETF | 27.48K | SH | $4.11M 2.19% | 27.48K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P SEMICNDCTR | 18.26K | SH | $4.10M 2.19% | 18.26K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | WATER RES ETF | 67.42K | SH | $4.10M 2.19% | 67.42K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | DORSEY WRGT TECH | 80.35K | SH | $4.06M 2.17% | 80.35K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 24.05K | SH | $4.05M 2.17% | 24.05K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 72.17K | SH | $4.03M 2.16% | 72.17K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P SMLCP MOMENT | 70.91K | SH | $4.02M 2.15% | 70.91K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | INDIA ERNGS FD | 97.19K | SH | $3.98M 2.13% | 97.19K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | SHARES REPRESENT | 191.90K | SH | $3.95M 2.11% | 191.90K | 0.00 | 0.00 |
SPDR SER TRSOLE | MSCI USA STRTGIC | 29.84K | SH | $3.94M 2.11% | 29.84K | 0.00 | 0.00 |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 23.09K | SH | $3.93M 2.10% | 23.09K | 0.00 | 0.00 |
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