Filed: 11/15/2023ACC: 0001085146-23-004525
📋 What this filing means
THEORY FINANCIAL LLC filed this quarterly 13F‑HR report disclosing 67 equity positions with a total reported market value of $170.52M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
67
Positions
$170.52M
Total AUM (reported)
2.85M
Total Shares
Allocation by class
US AGGREGATE B$25.87M15.2%
MBS ETF$7.88M4.6%
ISHS 5-10YR INVT$7.48M4.4%
US TIPS ETF$6.25M3.7%
INTER TERM TREAS$6.16M3.6%
PORTFOLIO SH TSR$4.82M2.8%
COM$4.44M2.6%
Portfolio Concentration
Top 3$41.24M24.2%
4–10$32.52M19.1%
11–25$53.02M31.1%
Rest$43.74M25.7%
Top 3 weight
24.2%
Top 10 weight
43.3%
Voting Authority Distribution
Total shares with voting rights: 2.85M
Sole
Full voting authority
2.85M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole67
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings67
Rows:
SCHWAB STRATEGIC TR
SOLEShares584.92K
TypeSH
Market value$25.87M
15.17%
Sole
584.92K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares88.77K
TypeSH
Market value$7.88M
4.62%
Sole
88.77K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares153.79K
TypeSH
Market value$7.48M
4.39%
Sole
153.79K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares123.73K
TypeSH
Market value$6.25M
3.66%
Sole
123.73K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares107.82K
TypeSH
Market value$6.16M
3.61%
Sole
107.82K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares167.99K
TypeSH
Market value$4.82M
2.83%
Sole
167.99K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares32.14K
TypeSH
Market value$4.24M
2.48%
Sole
32.14K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares41.21K
TypeSH
Market value$3.73M
2.18%
Sole
41.21K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares26.76K
TypeSH
Market value$3.69M
2.16%
Sole
26.76K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares87.46K
TypeSH
Market value$3.64M
2.13%
Sole
87.46K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares22.77K
TypeSH
Market value$3.63M
2.13%
Sole
22.77K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares39.29K
TypeSH
Market value$3.58M
2.10%
Sole
39.29K
Shared
0.00
None
0.00
VANGUARD WORLD FDS
SOLEShares44.51K
TypeSH
Market value$3.58M
2.10%
Sole
44.51K
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares69.33K
TypeSH
Market value$3.57M
2.09%
Sole
69.33K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares70.12K
TypeSH
Market value$3.56M
2.09%
Sole
70.12K
Shared
0.00
None
0.00
VANGUARD WORLD FDS
SOLEShares8.57K
TypeSH
Market value$3.56M
2.09%
Sole
8.57K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares80.43K
TypeSH
Market value$3.52M
2.06%
Sole
80.43K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares7.42K
TypeSH
Market value$3.52M
2.06%
Sole
7.42K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares66.05K
TypeSH
Market value$3.51M
2.06%
Sole
66.05K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares29.09K
TypeSH
Market value$3.51M
2.06%
Sole
29.09K
Shared
0.00
None
0.00
VANGUARD SPECIALIZED FUNDS
SOLEShares22.56K
TypeSH
Market value$3.51M
2.06%
Sole
22.56K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares23.69K
TypeSH
Market value$3.50M
2.06%
Sole
23.69K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares49.45K
TypeSH
Market value$3.50M
2.05%
Sole
49.45K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares189.17K
TypeSH
Market value$3.49M
2.05%
Sole
189.17K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares35.28K
TypeSH
Market value$3.49M
2.05%
Sole
35.28K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 584.92K | SH | $25.87M 15.17% | 584.92K | 0.00 | 0.00 |
ISHARES TRSOLE | MBS ETF | 88.77K | SH | $7.88M 4.62% | 88.77K | 0.00 | 0.00 |
ISHARES TRSOLE | ISHS 5-10YR INVT | 153.79K | SH | $7.48M 4.39% | 153.79K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US TIPS ETF | 123.73K | SH | $6.25M 3.66% | 123.73K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | INTER TERM TREAS | 107.82K | SH | $6.16M 3.61% | 107.82K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO SH TSR | 167.99K | SH | $4.82M 2.83% | 167.99K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI USA QLT FCT | 32.14K | SH | $4.24M 2.48% | 32.14K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | ENERGY | 41.21K | SH | $3.73M 2.18% | 41.21K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | VALUE ETF | 26.76K | SH | $3.69M 2.16% | 26.76K | 0.00 | 0.00 |
ISHARES TRSOLE | NORTH AMERN NAT | 87.46K | SH | $3.64M 2.13% | 87.46K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | SM CP VAL ETF | 22.77K | SH | $3.63M 2.13% | 22.77K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P SML600 VAL | 39.29K | SH | $3.58M 2.10% | 39.29K | 0.00 | 0.00 |
VANGUARD WORLD FDSSOLE | FINANCIALS ETF | 44.51K | SH | $3.58M 2.10% | 44.51K | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | RBA INDL ETF | 69.33K | SH | $3.57M 2.09% | 69.33K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US MIDCAP FUND | 70.12K | SH | $3.56M 2.09% | 70.12K | 0.00 | 0.00 |
VANGUARD WORLD FDSSOLE | INF TECH ETF | 8.57K | SH | $3.56M 2.09% | 8.57K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | S&P SMLCP INFO | 80.43K | SH | $3.52M 2.06% | 80.43K | 0.00 | 0.00 |
ISHARES TRSOLE | ISHARES SEMICDTR | 7.42K | SH | $3.52M 2.06% | 7.42K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | WATER RES ETF | 66.05K | SH | $3.51M 2.06% | 66.05K | 0.00 | 0.00 |
SPDR SER TRSOLE | MSCI USA STRTGIC | 29.09K | SH | $3.51M 2.06% | 29.09K | 0.00 | 0.00 |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 22.56K | SH | $3.51M 2.06% | 22.56K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P OILGAS EXP | 23.69K | SH | $3.50M 2.06% | 23.69K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 49.45K | SH | $3.50M 2.05% | 49.45K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | SHARES REPRESENT | 189.17K | SH | $3.49M 2.05% | 189.17K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE HIGH DV ETF | 35.28K | SH | $3.49M 2.05% | 35.28K | 0.00 | 0.00 |
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