THEORY FINANCIAL LLC

Filed: 8/8/2023ACC: 0001085146-23-003133

📋 What this filing means

THEORY FINANCIAL LLC filed this quarterly 13F‑HR report disclosing 60 equity positions with a total reported market value of $173.70M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$173.70M

Total AUM (reported)

2.76M

Total Shares

Allocation by class

US AGGREGATE B$25.95M14.9%

ISHS 5-10YR INVT$7.95M4.6%

MBS ETF$7.53M4.3%

US TIPS ETF$6.65M3.8%

INTER TERM TREAS$6.31M3.6%

PORTFOLIO SH TSR$5.15M3.0%

COM$4.96M2.9%

Portfolio Concentration

Top 3$41.43M23.9%

4–10$35.14M20.2%

11–25$57.22M32.9%

Rest$39.91M23.0%

Top 3 weight

23.9%

Top 10 weight

44.1%

Voting Authority Distribution

Total shares with voting rights: 2.76M

Sole

Full voting authority

2.76M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole60

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings60

Rows:

SCHWAB STRATEGIC TR

SOLE

US AGGREGATE B

Shares562.13K

TypeSH

Market value$25.95M

14.94%

Sole

562.13K

Shared

0.00

None

0.00

ISHARES TR

SOLE

ISHS 5-10YR INVT

Shares157.21K

TypeSH

Market value$7.95M

4.58%

Sole

157.21K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MBS ETF

Shares80.75K

TypeSH

Market value$7.53M

4.34%

Sole

80.75K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US TIPS ETF

Shares126.81K

TypeSH

Market value$6.65M

3.83%

Sole

126.81K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

INTER TERM TREAS

Shares107.51K

TypeSH

Market value$6.31M

3.63%

Sole

107.51K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO SH TSR

Shares178.83K

TypeSH

Market value$5.15M

2.96%

Sole

178.83K

Shared

0.00

None

0.00

ISHARES TR

SOLE

ISHARES SEMICDTR

Shares8.51K

TypeSH

Market value$4.32M

2.49%

Sole

8.51K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

S&P SEMICNDCTR

Shares19.21K

TypeSH

Market value$4.25M

2.45%

Sole

19.21K

Shared

0.00

None

0.00

INVESCO EXCH TRADED FD TR II

SOLE

S&P SMLCP INFO

Shares28.76K

TypeSH

Market value$4.24M

2.44%

Sole

28.76K

Shared

0.00

None

0.00

FIRST TR EXCHANGE-TRADED FD

SOLE

RBA INDL ETF

Shares78.28K

TypeSH

Market value$4.23M

2.44%

Sole

78.28K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

DWA TECHNOLOGY

Shares28.33K

TypeSH

Market value$4.17M

2.40%

Sole

28.33K

Shared

0.00

None

0.00

VANGUARD WORLD FDS

SOLE

INF TECH ETF

Shares9.24K

TypeSH

Market value$4.09M

2.35%

Sole

9.24K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares29.11K

TypeSH

Market value$3.93M

2.26%

Sole

29.11K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares23.64K

TypeSH

Market value$3.91M

2.25%

Sole

23.64K

Shared

0.00

None

0.00

WISDOMTREE TR

SOLE

US MIDCAP FUND

Shares73.05K

TypeSH

Market value$3.87M

2.23%

Sole

73.05K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P SML600 VAL

Shares41.26K

TypeSH

Market value$3.86M

2.22%

Sole

41.26K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares27.11K

TypeSH

Market value$3.85M

2.22%

Sole

27.11K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

WATER RES ETF

Shares68.10K

TypeSH

Market value$3.84M

2.21%

Sole

68.10K

Shared

0.00

None

0.00

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares23.15K

TypeSH

Market value$3.76M

2.16%

Sole

23.15K

Shared

0.00

None

0.00

VANGUARD WORLD FDS

SOLE

FINANCIALS ETF

Shares46.12K

TypeSH

Market value$3.75M

2.16%

Sole

46.12K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE DIV GRWTH

Shares72.10K

TypeSH

Market value$3.72M

2.14%

Sole

72.10K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

ENERGY

Shares45.07K

TypeSH

Market value$3.66M

2.11%

Sole

45.07K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares50.17K

TypeSH

Market value$3.64M

2.10%

Sole

50.17K

Shared

0.00

None

0.00

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares64.07K

TypeSH

Market value$3.59M

2.07%

Sole

64.07K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

S&P OILGAS EXP

Shares27.88K

TypeSH

Market value$3.59M

2.07%

Sole

27.88K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SCHWAB STRATEGIC TRSOLE	US AGGREGATE B	562.13K	SH	$25.95M 14.94%	562.13K
ISHARES TRSOLE	ISHS 5-10YR INVT	157.21K	SH	$7.95M 4.58%	157.21K
ISHARES TRSOLE	MBS ETF	80.75K	SH	$7.53M 4.34%	80.75K
SCHWAB STRATEGIC TRSOLE	US TIPS ETF	126.81K	SH	$6.65M 3.83%	126.81K
VANGUARD SCOTTSDALE FDSSOLE	INTER TERM TREAS	107.51K	SH	$6.31M 3.63%	107.51K
SPDR SER TRSOLE	PORTFOLIO SH TSR	178.83K	SH	$5.15M 2.96%	178.83K
ISHARES TRSOLE	ISHARES SEMICDTR	8.51K	SH	$4.32M 2.49%	8.51K
SPDR SER TRSOLE	S&P SEMICNDCTR	19.21K	SH	$4.25M 2.45%	19.21K
INVESCO EXCH TRADED FD TR IISOLE	S&P SMLCP INFO	28.76K	SH	$4.24M 2.44%	28.76K
FIRST TR EXCHANGE-TRADED FDSOLE	RBA INDL ETF	78.28K	SH	$4.23M 2.44%	78.28K
INVESCO EXCHANGE TRADED FD TSOLE	DWA TECHNOLOGY	28.33K	SH	$4.17M 2.40%	28.33K
VANGUARD WORLD FDSSOLE	INF TECH ETF	9.24K	SH	$4.09M 2.35%	9.24K
ISHARES TRSOLE	MSCI USA QLT FCT	29.11K	SH	$3.93M 2.26%	29.11K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	23.64K	SH	$3.91M 2.25%	23.64K
WISDOMTREE TRSOLE	US MIDCAP FUND	73.05K	SH	$3.87M 2.23%	73.05K
INVESCO EXCHANGE TRADED FD TSOLE	S&P SML600 VAL	41.26K	SH	$3.86M 2.22%	41.26K
VANGUARD INDEX FDSSOLE	VALUE ETF	27.11K	SH	$3.85M 2.22%	27.11K
INVESCO EXCHANGE TRADED FD TSOLE	WATER RES ETF	68.10K	SH	$3.84M 2.21%	68.10K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	23.15K	SH	$3.76M 2.16%	23.15K
VANGUARD WORLD FDSSOLE	FINANCIALS ETF	46.12K	SH	$3.75M 2.16%	46.12K
ISHARES TRSOLE	CORE DIV GRWTH	72.10K	SH	$3.72M 2.14%	72.10K
SELECT SECTOR SPDR TRSOLE	ENERGY	45.07K	SH	$3.66M 2.11%	45.07K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	50.17K	SH	$3.64M 2.10%	50.17K
VANGUARD STAR FDSSOLE	VG TL INTL STK F	64.07K	SH	$3.59M 2.07%	64.07K
SPDR SER TRSOLE	S&P OILGAS EXP	27.88K	SH	$3.59M 2.07%	27.88K

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