Filed: 5/12/2023ACC: 0001085146-23-002319
📋 What this filing means
THEORY FINANCIAL LLC filed this quarterly 13F‑HR report disclosing 60 equity positions with a total reported market value of $166.70M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
60
Positions
$166.70M
Total AUM (reported)
2.98M
Total Shares
Allocation by class
US AGGREGATE B$25.80M15.5%
ISHS 5-10YR INVT$8.13M4.9%
PORTFOLIO SH TSR$7.89M4.7%
INTER TERM TREAS$7.21M4.3%
US TIPS ETF$7.21M4.3%
COM$6.69M4.0%
ISHARES SEMICDTR$4.08M2.4%
Portfolio Concentration
Top 3$41.83M25.1%
4–10$34.20M20.5%
11–25$53.47M32.1%
Rest$37.21M22.3%
Top 3 weight
25.1%
Top 10 weight
45.6%
Voting Authority Distribution
Total shares with voting rights: 2.98M
Sole
Full voting authority
2.98M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole60
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings60
Rows:
SCHWAB STRATEGIC TR
SOLEShares550.08K
TypeSH
Market value$25.80M
15.48%
Sole
550.08K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares158.48K
TypeSH
Market value$8.13M
4.88%
Sole
158.48K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares270.10K
TypeSH
Market value$7.89M
4.74%
Sole
270.10K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares120.32K
TypeSH
Market value$7.21M
4.33%
Sole
120.32K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares134.42K
TypeSH
Market value$7.21M
4.32%
Sole
134.42K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares9.17K
TypeSH
Market value$4.08M
2.45%
Sole
9.17K
Shared
0.00
None
0.00
VANGUARD WORLD FDS
SOLEShares10.57K
TypeSH
Market value$4.08M
2.44%
Sole
10.57K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares19K
TypeSH
Market value$3.96M
2.38%
Sole
19K
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares80.46K
TypeSH
Market value$3.86M
2.32%
Sole
80.46K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares27.50K
TypeSH
Market value$3.80M
2.28%
Sole
27.50K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares28.43K
TypeSH
Market value$3.72M
2.23%
Sole
28.43K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares188.42K
TypeSH
Market value$3.71M
2.23%
Sole
188.42K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares28.11K
TypeSH
Market value$3.70M
2.22%
Sole
28.11K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares68.72K
TypeSH
Market value$3.67M
2.20%
Sole
68.72K
Shared
0.00
None
0.00
VANGUARD SPECIALIZED FUNDS
SOLEShares23.57K
TypeSH
Market value$3.63M
2.18%
Sole
23.57K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares22.69K
TypeSH
Market value$3.60M
2.16%
Sole
22.69K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares28.79K
TypeSH
Market value$3.57M
2.14%
Sole
28.79K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares70.99K
TypeSH
Market value$3.55M
2.13%
Sole
70.99K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares70.59K
TypeSH
Market value$3.51M
2.11%
Sole
70.59K
Shared
0.00
None
0.00
LISTED FD TR
SOLEShares113.56K
TypeSH
Market value$3.50M
2.10%
Sole
113.56K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares47.81K
TypeSH
Market value$3.50M
2.10%
Sole
47.81K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares34.13K
TypeSH
Market value$3.47M
2.08%
Sole
34.13K
Shared
0.00
None
0.00
INVESCO ACTVELY MNGD ETC FD
SOLEShares242.87K
TypeSH
Market value$3.45M
2.07%
Sole
242.87K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares41.60K
TypeSH
Market value$3.45M
2.07%
Sole
41.60K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares37.93K
TypeSH
Market value$3.44M
2.06%
Sole
37.93K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 550.08K | SH | $25.80M 15.48% | 550.08K | 0.00 | 0.00 |
ISHARES TRSOLE | ISHS 5-10YR INVT | 158.48K | SH | $8.13M 4.88% | 158.48K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO SH TSR | 270.10K | SH | $7.89M 4.74% | 270.10K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | INTER TERM TREAS | 120.32K | SH | $7.21M 4.33% | 120.32K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US TIPS ETF | 134.42K | SH | $7.21M 4.32% | 134.42K | 0.00 | 0.00 |
ISHARES TRSOLE | ISHARES SEMICDTR | 9.17K | SH | $4.08M 2.45% | 9.17K | 0.00 | 0.00 |
VANGUARD WORLD FDSSOLE | INF TECH ETF | 10.57K | SH | $4.08M 2.44% | 10.57K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P SEMICNDCTR | 19K | SH | $3.96M 2.38% | 19K | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | RBA INDL ETF | 80.46K | SH | $3.86M 2.32% | 80.46K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | VALUE ETF | 27.50K | SH | $3.80M 2.28% | 27.50K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | DWA TECHNOLOGY | 28.43K | SH | $3.72M 2.23% | 28.43K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | SHARES REPRESENT | 188.42K | SH | $3.71M 2.23% | 188.42K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | S&P SMLCP INFO | 28.11K | SH | $3.70M 2.22% | 28.11K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | WATER RES ETF | 68.72K | SH | $3.67M 2.20% | 68.72K | 0.00 | 0.00 |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 23.57K | SH | $3.63M 2.18% | 23.57K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | SM CP VAL ETF | 22.69K | SH | $3.60M 2.16% | 22.69K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI USA QLT FCT | 28.79K | SH | $3.57M 2.14% | 28.79K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE DIV GRWTH | 70.99K | SH | $3.55M 2.13% | 70.99K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US MIDCAP FUND | 70.59K | SH | $3.51M 2.11% | 70.59K | 0.00 | 0.00 |
LISTED FD TRSOLE | HORIZON KINETICS | 113.56K | SH | $3.50M 2.10% | 113.56K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 47.81K | SH | $3.50M 2.10% | 47.81K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE HIGH DV ETF | 34.13K | SH | $3.47M 2.08% | 34.13K | 0.00 | 0.00 |
INVESCO ACTVELY MNGD ETC FDSOLE | OPTIMUM YIELD | 242.87K | SH | $3.45M 2.07% | 242.87K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | ENERGY | 41.60K | SH | $3.45M 2.07% | 41.60K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P SML600 VAL | 37.93K | SH | $3.44M 2.06% | 37.93K | 0.00 | 0.00 |
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