THEOFILOS CHARLES STEVE enters ELECTROCORE, INC. with 581.07K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 12/18/2023ACC: 0000908834-23-000187
581.07K
Baseline shares
71% direct
412.41K
Direct ownership
1 position
396.60K
Derivative underlying
2 instruments
5
Security positions
168.66K indirect
Non-Derivative Holdings5
Common Stock
DirectShares owned412.41K
Common Stock
IndirectShares owned153.17K
Common Stock
IndirectShares owned8.56K
Common Stock
IndirectShares owned6.14K
Common Stock
IndirectShares owned790.00
Total
412.41K direct·168.66K indirect581.07K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 412.41K | Direct |
| Common Stock | 153.17K | Indirect |
| Common Stock | 8.56K | Indirect |
| Common Stock | 6.14K | Indirect |
| Common Stock | 790.00 | Indirect |
| Total | 581.07K | 412.41K direct·168.66K indirect |
Derivative Holdings2
Prefunded Common Stock Warrants (right to buy)
IndirectUnderlying security
Common Stock
Underlying shares
113.31K
Shares owned
N/A
Exercise price
4.4115
Expiration
—
Exercise window
—
Common Stock Warrants (right to buy)
IndirectUnderlying security
Common Stock
Underlying shares
283.29K
Shares owned
N/A
Exercise price
4.35
Expiration
—
Exercise window
—
Total
Underlying
396.60K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Prefunded Common Stock Warrants (right to buy) Indirect | Common Stock | 4.4115 | — | — | 113.31K | N/A |
| Common Stock Warrants (right to buy) Indirect | Common Stock | 4.35 | — | — | 283.29K | N/A |
| Total | 396.60K | 0.00 | ||||