Filed: 11/14/2023ACC: 0000902664-23-005531
📋 What this filing means
TETRAGON PARTNERS GP LTD filed this quarterly 13F‑HR report disclosing 46 equity positions with a total reported market value of $548.35M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
46
Positions
$548.35M
Total AUM (reported)
272.89M
Total Shares
Allocation by class
CL A$102.92M18.8%
NOTE 0.375% 6/0$58.94M10.7%
CL A COM$35.84M6.5%
SPONSORED ADS$32.47M5.9%
NOTE 3.500% 7/0$30.10M5.5%
COM CL A$29.03M5.3%
SPON ADS$27.96M5.1%
Portfolio Concentration
Top 3$151.24M27.6%
4–10$179.98M32.8%
11–25$190.00M34.6%
Rest$27.13M4.9%
Top 3 weight
27.6%
Top 10 weight
60.4%
Voting Authority Distribution
Total shares with voting rights: 0.00
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other46
Dominant voting typeNone · 0.0% of voting shares
Institutional Holdings46
Rows:
PALO ALTO NETWORKS INC
DFNDShares25M
TypePRN
Market value$58.94M
10.75%
Sole
0.00
Shared
0.00
None
0.00
UIPATH INC
DFNDShares3.30M
TypeSH
Market value$56.46M
10.30%
Sole
0.00
Shared
0.00
None
0.00
LYFT INC
DFNDShares3.40M
TypeSH
Market value$35.84M
6.54%
Sole
0.00
Shared
0.00
None
0.00
CYTOKINETICS INC
DFNDShares35M
TypePRN
Market value$30.10M
5.49%
Sole
0.00
Shared
0.00
None
0.00
TAKEDA PHARMACEUTICAL CO LTD
DFNDShares1.90M
TypeSH
Market value$29.45M
5.37%
Sole
0.00
Shared
0.00
None
0.00
AUTOLUS THERAPEUTICS PLC
DFNDShares12M
TypeSH
Market value$27.96M
5.10%
Sole
0.00
Shared
0.00
None
0.00
NICE SYS INC
DFNDShares13.49M
TypePRN
Market value$27.52M
5.02%
Sole
0.00
Shared
0.00
None
0.00
SPRINKLR INC
DFNDShares1.90M
TypeSH
Market value$26.30M
4.80%
Sole
0.00
Shared
0.00
None
0.00
LITHIUM AMERS CORP NEW
DFNDShares26M
TypePRN
Market value$19.40M
3.54%
Sole
0.00
Shared
0.00
None
0.00
CHART INDS INC
DFNDShares6.60M
TypePRN
Market value$19.25M
3.51%
Sole
0.00
Shared
0.00
None
0.00
ALTERYX INC
DFNDShares500K
TypeSH
Market value$18.84M
3.44%
Sole
0.00
Shared
0.00
None
0.00
CROWDSTRIKE HLDGS INC
DFNDShares110K
TypeSH
Market value$18.41M
3.36%
Sole
0.00
Shared
0.00
None
0.00
MICROSTRATEGY INC
DFNDShares17M
TypePRN
Market value$18.40M
3.36%
Sole
0.00
Shared
0.00
None
0.00
NCL CORP LTD
DFNDShares13.31M
TypePRN
Market value$17.97M
3.28%
Sole
0.00
Shared
0.00
None
0.00
BALLYS CORPORATION
DFNDShares1.10M
TypeSH
Market value$14.42M
2.63%
Sole
0.00
Shared
0.00
None
0.00
CUTERA INC
DFNDShares23M
TypePRN
Market value$13.73M
2.50%
Sole
0.00
Shared
0.00
None
0.00
OATLY GROUP AB
DFNDShares17M
TypePRN
Market value$12.93M
2.36%
Sole
0.00
Shared
0.00
None
0.00
GUARDANT HEALTH INC
DFNDShares17.61M
TypePRN
Market value$12.15M
2.22%
Sole
0.00
Shared
0.00
None
0.00
TARSUS PHARMACEUTICALS INC
DFNDShares615K
TypeSH
Market value$10.93M
1.99%
Sole
0.00
Shared
0.00
None
0.00
ATI INC
DFNDShares4M
TypePRN
Market value$10.81M
1.97%
Sole
0.00
Shared
0.00
None
0.00
INFORMATICA INC
DFNDShares483.55K
TypeSH
Market value$10.19M
1.86%
Sole
0.00
Shared
0.00
None
0.00
EAGLE BULK SHIPPING INC
DFNDShares7.03M
TypePRN
Market value$9.88M
1.80%
Sole
0.00
Shared
0.00
None
0.00
CORENERGY INFRASTRUCTURE TR
DFNDShares9.77M
TypePRN
Market value$8.17M
1.49%
Sole
0.00
Shared
0.00
None
0.00
ISHARES TR
DFNDShares94.48K
TypeSH
Market value$6.97M
1.27%
Sole
0.00
Shared
0.00
None
0.00
SPOTIFY USA INC
DFNDShares7.28M
TypePRN
Market value$6.20M
1.13%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PALO ALTO NETWORKS INCDFND | NOTE 0.375% 6/0 | 25M | PRN | $58.94M 10.75% | 0.00 | 0.00 | 0.00 |
UIPATH INCDFND | CL A | 3.30M | SH | $56.46M 10.30% | 0.00 | 0.00 | 0.00 |
LYFT INCDFND | CL A COM | 3.40M | SH | $35.84M 6.54% | 0.00 | 0.00 | 0.00 |
CYTOKINETICS INCDFND | NOTE 3.500% 7/0 | 35M | PRN | $30.10M 5.49% | 0.00 | 0.00 | 0.00 |
TAKEDA PHARMACEUTICAL CO LTDDFND | SPONSORED ADS | 1.90M | SH | $29.45M 5.37% | 0.00 | 0.00 | 0.00 |
AUTOLUS THERAPEUTICS PLCDFND | SPON ADS | 12M | SH | $27.96M 5.10% | 0.00 | 0.00 | 0.00 |
NICE SYS INCDFND | NOTE 1.250% 1/1 | 13.49M | PRN | $27.52M 5.02% | 0.00 | 0.00 | 0.00 |
SPRINKLR INCDFND | CL A | 1.90M | SH | $26.30M 4.80% | 0.00 | 0.00 | 0.00 |
LITHIUM AMERS CORP NEWDFND | NOTE 1.750% 1/1 | 26M | PRN | $19.40M 3.54% | 0.00 | 0.00 | 0.00 |
CHART INDS INCDFND | NOTE 1.000%11/1 | 6.60M | PRN | $19.25M 3.51% | 0.00 | 0.00 | 0.00 |
ALTERYX INCDFND | COM CL A | 500K | SH | $18.84M 3.44% | 0.00 | 0.00 | 0.00 |
CROWDSTRIKE HLDGS INCDFND | CL A | 110K | SH | $18.41M 3.36% | 0.00 | 0.00 | 0.00 |
MICROSTRATEGY INCDFND | NOTE 0.750%12/1 | 17M | PRN | $18.40M 3.36% | 0.00 | 0.00 | 0.00 |
NCL CORP LTDDFND | NOTE 6.000% 5/1 | 13.31M | PRN | $17.97M 3.28% | 0.00 | 0.00 | 0.00 |
BALLYS CORPORATIONDFND | COM | 1.10M | SH | $14.42M 2.63% | 0.00 | 0.00 | 0.00 |
CUTERA INCDFND | NOTE 2.250% 6/0 | 23M | PRN | $13.73M 2.50% | 0.00 | 0.00 | 0.00 |
OATLY GROUP ABDFND | DEBT 9.250% 9/1 | 17M | PRN | $12.93M 2.36% | 0.00 | 0.00 | 0.00 |
GUARDANT HEALTH INCDFND | NOTE 11/1 | 17.61M | PRN | $12.15M 2.22% | 0.00 | 0.00 | 0.00 |
TARSUS PHARMACEUTICALS INCDFND | COM | 615K | SH | $10.93M 1.99% | 0.00 | 0.00 | 0.00 |
ATI INCDFND | NOTE 3.500% 6/1 | 4M | PRN | $10.81M 1.97% | 0.00 | 0.00 | 0.00 |
INFORMATICA INCDFND | COM CL A | 483.55K | SH | $10.19M 1.86% | 0.00 | 0.00 | 0.00 |
EAGLE BULK SHIPPING INCDFND | NOTE 5.000% 8/0 | 7.03M | PRN | $9.88M 1.80% | 0.00 | 0.00 | 0.00 |
CORENERGY INFRASTRUCTURE TRDFND | NOTE 5.875% 8/1 | 9.77M | PRN | $8.17M 1.49% | 0.00 | 0.00 | 0.00 |
ISHARES TRDFND | IBOXX HI YD ETF | 94.48K | SH | $6.97M 1.27% | 0.00 | 0.00 | 0.00 |
SPOTIFY USA INCDFND | NOTE 3/1 | 7.28M | PRN | $6.20M 1.13% | 0.00 | 0.00 | 0.00 |
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