Filed: 8/14/2023ACC: 0000902664-23-004430
📋 What this filing means
TETRAGON PARTNERS GP LTD filed this quarterly 13F‑HR report disclosing 51 equity positions with a total reported market value of $740.64M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
51
Positions
$740.64M
Total AUM (reported)
299.20M
Total Shares
Allocation by class
CL A$107.21M14.5%
*W EXP 02/09/202$90.34M12.2%
NOTE 2.375% 6/0$84.01M11.3%
NOTE 0.375% 6/0$64.37M8.7%
CL A COM$37.31M5.0%
SPONSORED ADS$34.69M4.7%
NOTE 1.250% 1/1$33.50M4.5%
Portfolio Concentration
Top 3$238.71M32.2%
4–10$234.22M31.6%
11–25$218.64M29.5%
Rest$49.08M6.6%
Top 3 weight
32.2%
Top 10 weight
63.9%
Voting Authority Distribution
Total shares with voting rights: 0.00
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other51
Dominant voting typeNone · 0.0% of voting shares
Institutional Holdings51
Rows:
CHESAPEAKE ENERGY CORP
DFNDShares1.22M
TypeSH
Market value$90.34M
12.20%
Sole
0.00
Shared
0.00
None
0.00
ENVISTA HOLDINGS CORPORATION
DFNDShares50M
TypePRN
Market value$84.01M
11.34%
Sole
0.00
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC
DFNDShares25M
TypePRN
Market value$64.37M
8.69%
Sole
0.00
Shared
0.00
None
0.00
UIPATH INC
DFNDShares3.33M
TypeSH
Market value$55.16M
7.45%
Sole
0.00
Shared
0.00
None
0.00
LYFT INC
DFNDShares3.89M
TypeSH
Market value$37.31M
5.04%
Sole
0.00
Shared
0.00
None
0.00
NICE SYS INC
DFNDShares13.49M
TypePRN
Market value$33.50M
4.52%
Sole
0.00
Shared
0.00
None
0.00
TAKEDA PHARMACEUTICAL CO LTD
DFNDShares1.90M
TypeSH
Market value$29.91M
4.04%
Sole
0.00
Shared
0.00
None
0.00
AUTOLUS THERAPEUTICS PLC
DFNDShares12M
TypeSH
Market value$28.56M
3.86%
Sole
0.00
Shared
0.00
None
0.00
SPRINKLR INC
DFNDShares1.90M
TypeSH
Market value$26.28M
3.55%
Sole
0.00
Shared
0.00
None
0.00
CROWDSTRIKE HLDGS INC
DFNDShares160K
TypeSH
Market value$23.50M
3.17%
Sole
0.00
Shared
0.00
None
0.00
NCL CORP LTD
DFNDShares13.31M
TypePRN
Market value$22.16M
2.99%
Sole
0.00
Shared
0.00
None
0.00
MICROSTRATEGY INC
DFNDShares17M
TypePRN
Market value$18.48M
2.50%
Sole
0.00
Shared
0.00
None
0.00
CHART INDS INC
DFNDShares6.60M
TypePRN
Market value$18.37M
2.48%
Sole
0.00
Shared
0.00
None
0.00
CUTERA INC
DFNDShares29M
TypePRN
Market value$18.18M
2.45%
Sole
0.00
Shared
0.00
None
0.00
OATLY GROUP AB
DFNDShares17.60M
TypePRN
Market value$18.13M
2.45%
Sole
0.00
Shared
0.00
None
0.00
BALLYS CORPORATION
DFNDShares1.10M
TypeSH
Market value$17.12M
2.31%
Sole
0.00
Shared
0.00
None
0.00
ALTERYX INC
DFNDShares350K
TypeSH
Market value$15.89M
2.15%
Sole
0.00
Shared
0.00
None
0.00
ANTERO RESOURCES CORP
DFNDShares2.50M
TypePRN
Market value$13.31M
1.80%
Sole
0.00
Shared
0.00
None
0.00
LITHIUM AMERS CORP NEW
DFNDShares16M
TypePRN
Market value$12.69M
1.71%
Sole
0.00
Shared
0.00
None
0.00
GUARDANT HEALTH INC
DFNDShares17.61M
TypePRN
Market value$12.67M
1.71%
Sole
0.00
Shared
0.00
None
0.00
ATI INC
DFNDShares4M
TypePRN
Market value$11.58M
1.56%
Sole
0.00
Shared
0.00
None
0.00
EAGLE BULK SHIPPING INC
DFNDShares7.03M
TypePRN
Market value$11.04M
1.49%
Sole
0.00
Shared
0.00
None
0.00
HERTZ GLOBAL HLDGS INC
DFNDShares1.02M
TypeSH
Market value$10.32M
1.39%
Sole
0.00
Shared
0.00
None
0.00
INFORMATICA INC
DFNDShares546.91K
TypeSH
Market value$10.12M
1.37%
Sole
0.00
Shared
0.00
None
0.00
CORENERGY INFRASTRUCTURE TR
DFNDShares9.77M
TypePRN
Market value$8.57M
1.16%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CHESAPEAKE ENERGY CORPDFND | *W EXP 02/09/202 | 1.22M | SH | $90.34M 12.20% | 0.00 | 0.00 | 0.00 |
ENVISTA HOLDINGS CORPORATIONDFND | NOTE 2.375% 6/0 | 50M | PRN | $84.01M 11.34% | 0.00 | 0.00 | 0.00 |
PALO ALTO NETWORKS INCDFND | NOTE 0.375% 6/0 | 25M | PRN | $64.37M 8.69% | 0.00 | 0.00 | 0.00 |
UIPATH INCDFND | CL A | 3.33M | SH | $55.16M 7.45% | 0.00 | 0.00 | 0.00 |
LYFT INCDFND | CL A COM | 3.89M | SH | $37.31M 5.04% | 0.00 | 0.00 | 0.00 |
NICE SYS INCDFND | NOTE 1.250% 1/1 | 13.49M | PRN | $33.50M 4.52% | 0.00 | 0.00 | 0.00 |
TAKEDA PHARMACEUTICAL CO LTDDFND | SPONSORED ADS | 1.90M | SH | $29.91M 4.04% | 0.00 | 0.00 | 0.00 |
AUTOLUS THERAPEUTICS PLCDFND | SPON ADS | 12M | SH | $28.56M 3.86% | 0.00 | 0.00 | 0.00 |
SPRINKLR INCDFND | CL A | 1.90M | SH | $26.28M 3.55% | 0.00 | 0.00 | 0.00 |
CROWDSTRIKE HLDGS INCDFND | CL A | 160K | SH | $23.50M 3.17% | 0.00 | 0.00 | 0.00 |
NCL CORP LTDDFND | NOTE 6.000% 5/1 | 13.31M | PRN | $22.16M 2.99% | 0.00 | 0.00 | 0.00 |
MICROSTRATEGY INCDFND | NOTE 0.750%12/1 | 17M | PRN | $18.48M 2.50% | 0.00 | 0.00 | 0.00 |
CHART INDS INCDFND | NOTE 1.000%11/1 | 6.60M | PRN | $18.37M 2.48% | 0.00 | 0.00 | 0.00 |
CUTERA INCDFND | NOTE 2.250% 6/0 | 29M | PRN | $18.18M 2.45% | 0.00 | 0.00 | 0.00 |
OATLY GROUP ABDFND | DEBT 9.250% 9/1 | 17.60M | PRN | $18.13M 2.45% | 0.00 | 0.00 | 0.00 |
BALLYS CORPORATIONDFND | COM | 1.10M | SH | $17.12M 2.31% | 0.00 | 0.00 | 0.00 |
ALTERYX INCDFND | COM CL A | 350K | SH | $15.89M 2.15% | 0.00 | 0.00 | 0.00 |
ANTERO RESOURCES CORPDFND | NOTE 4.250% 9/0 | 2.50M | PRN | $13.31M 1.80% | 0.00 | 0.00 | 0.00 |
LITHIUM AMERS CORP NEWDFND | NOTE 1.750% 1/1 | 16M | PRN | $12.69M 1.71% | 0.00 | 0.00 | 0.00 |
GUARDANT HEALTH INCDFND | NOTE 11/1 | 17.61M | PRN | $12.67M 1.71% | 0.00 | 0.00 | 0.00 |
ATI INCDFND | NOTE 3.500% 6/1 | 4M | PRN | $11.58M 1.56% | 0.00 | 0.00 | 0.00 |
EAGLE BULK SHIPPING INCDFND | NOTE 5.000% 8/0 | 7.03M | PRN | $11.04M 1.49% | 0.00 | 0.00 | 0.00 |
HERTZ GLOBAL HLDGS INCDFND | *W EXP 06/30/205 | 1.02M | SH | $10.32M 1.39% | 0.00 | 0.00 | 0.00 |
INFORMATICA INCDFND | COM CL A | 546.91K | SH | $10.12M 1.37% | 0.00 | 0.00 | 0.00 |
CORENERGY INFRASTRUCTURE TRDFND | NOTE 5.875% 8/1 | 9.77M | PRN | $8.57M 1.16% | 0.00 | 0.00 | 0.00 |
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