Filed: 2/14/2023ACC: 0000902664-23-001747
📋 What this filing means
TETRAGON PARTNERS GP LTD filed this quarterly 13F‑HR report disclosing 72 equity positions with a total reported market value of $699.02M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
72
Positions
$699.02M
Total AUM (reported)
311.73M
Total Shares
Allocation by class
*W EXP 02/09/202$103.12M14.8%
NOTE 2.375% 6/0$94.44M13.5%
CL A$88.95M12.7%
NOTE 3.375% 12/1$41.72M6.0%
NOTE 0.375% 6/0$36.90M5.3%
CL A COM$35.81M5.1%
SPONSORED ADS$31.60M4.5%
Portfolio Concentration
Top 3$239.28M34.2%
4–10$217.19M31.1%
11–25$185.26M26.5%
Rest$57.29M8.2%
Top 3 weight
34.2%
Top 10 weight
65.3%
Voting Authority Distribution
Total shares with voting rights: 311.73M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
311.73M
shares
% of voting shares100.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other72
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings72
Rows:
CHESAPEAKE ENERGY CORP
DFNDShares1.22M
TypeSH
Market value$103.12M
14.75%
Sole
0.00
Shared
1.22M
None
0.00
ENVISTA HOLDINGS CORPORATION
DFNDShares56M
TypePRN
Market value$94.44M
13.51%
Sole
0.00
Shared
56M
None
0.00
WORLD WRESTLING ENTMT INC
DFNDShares15M
TypePRN
Market value$41.72M
5.97%
Sole
0.00
Shared
15M
None
0.00
PALO ALTO NETWORKS INC
DFNDShares25M
TypePRN
Market value$36.90M
5.28%
Sole
0.00
Shared
25M
None
0.00
LYFT INC
DFNDShares3.25M
TypeSH
Market value$35.81M
5.12%
Sole
0.00
Shared
3.25M
None
0.00
UIPATH INC
DFNDShares2.82M
TypeSH
Market value$35.79M
5.12%
Sole
0.00
Shared
2.82M
None
0.00
NICE SYS INC
DFNDShares13.49M
TypePRN
Market value$31.12M
4.45%
Sole
0.00
Shared
13.49M
None
0.00
TAKEDA PHARMACEUTICAL CO LTD
DFNDShares1.90M
TypeSH
Market value$29.70M
4.25%
Sole
0.00
Shared
1.90M
None
0.00
CROWDSTRIKE HLDGS INC
DFNDShares250K
TypeSH
Market value$26.32M
3.77%
Sole
0.00
Shared
250K
None
0.00
NCL CORP LTD
DFNDShares18.31M
TypePRN
Market value$21.55M
3.08%
Sole
0.00
Shared
18.31M
None
0.00
GUARDANT HEALTH INC
DFNDShares31.11M
TypePRN
Market value$19.70M
2.82%
Sole
0.00
Shared
31.11M
None
0.00
BALLYS CORPORATION
DFNDShares936.88K
TypeSH
Market value$18.16M
2.60%
Sole
0.00
Shared
936.88K
None
0.00
LITHIUM AMERS CORP NEW
DFNDShares22.50M
TypePRN
Market value$18.07M
2.58%
Sole
0.00
Shared
22.50M
None
0.00
SPRINKLR INC
DFNDShares2.20M
TypeSH
Market value$17.96M
2.57%
Sole
0.00
Shared
2.20M
None
0.00
ANTERO RESOURCES CORP
DFNDShares2.50M
TypePRN
Market value$17.86M
2.56%
Sole
0.00
Shared
2.50M
None
0.00
AUTOLUS THERAPEUTICS PLC
DFNDShares8.30M
TypeSH
Market value$15.77M
2.26%
Sole
0.00
Shared
8.30M
None
0.00
EAGLE BULK SHIPPING INC
DFNDShares7.03M
TypePRN
Market value$11.75M
1.68%
Sole
0.00
Shared
7.03M
None
0.00
CUTERA INC
DFNDShares7.75M
TypePRN
Market value$11.44M
1.64%
Sole
0.00
Shared
7.75M
None
0.00
HERTZ GLOBAL HLDGS INC
DFNDShares1.46M
TypeSH
Market value$10.90M
1.56%
Sole
0.00
Shared
1.46M
None
0.00
ATI INC
DFNDShares4M
TypePRN
Market value$8.07M
1.15%
Sole
0.00
Shared
4M
None
0.00
MICROSTRATEGY INC
DFNDShares17M
TypePRN
Market value$8.04M
1.15%
Sole
0.00
Shared
17M
None
0.00
ISHARES TR
DFNDShares100.92K
TypeSH
Market value$7.43M
1.06%
Sole
0.00
Shared
100.92K
None
0.00
SNOWFLAKE INC
DFNDShares50K
TypeSH
Market value$7.18M
1.03%
Sole
0.00
Shared
50K
None
0.00
CORENERGY INFRASTRUCTURE TR
DFNDShares9.77M
TypePRN
Market value$7.06M
1.01%
Sole
0.00
Shared
9.77M
None
0.00
SPOTIFY USA INC
DFNDShares7.28M
TypePRN
Market value$5.87M
0.84%
Sole
0.00
Shared
7.28M
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CHESAPEAKE ENERGY CORPDFND | *W EXP 02/09/202 | 1.22M | SH | $103.12M 14.75% | 0.00 | 1.22M | 0.00 |
ENVISTA HOLDINGS CORPORATIONDFND | NOTE 2.375% 6/0 | 56M | PRN | $94.44M 13.51% | 0.00 | 56M | 0.00 |
WORLD WRESTLING ENTMT INCDFND | NOTE 3.375% 12/1 | 15M | PRN | $41.72M 5.97% | 0.00 | 15M | 0.00 |
PALO ALTO NETWORKS INCDFND | NOTE 0.375% 6/0 | 25M | PRN | $36.90M 5.28% | 0.00 | 25M | 0.00 |
LYFT INCDFND | CL A COM | 3.25M | SH | $35.81M 5.12% | 0.00 | 3.25M | 0.00 |
UIPATH INCDFND | CL A | 2.82M | SH | $35.79M 5.12% | 0.00 | 2.82M | 0.00 |
NICE SYS INCDFND | NOTE 1.250% 1/1 | 13.49M | PRN | $31.12M 4.45% | 0.00 | 13.49M | 0.00 |
TAKEDA PHARMACEUTICAL CO LTDDFND | SPONSORED ADS | 1.90M | SH | $29.70M 4.25% | 0.00 | 1.90M | 0.00 |
CROWDSTRIKE HLDGS INCDFND | CL A | 250K | SH | $26.32M 3.77% | 0.00 | 250K | 0.00 |
NCL CORP LTDDFND | NOTE 6.000% 5/1 | 18.31M | PRN | $21.55M 3.08% | 0.00 | 18.31M | 0.00 |
GUARDANT HEALTH INCDFND | NOTE 11/1 | 31.11M | PRN | $19.70M 2.82% | 0.00 | 31.11M | 0.00 |
BALLYS CORPORATIONDFND | COM | 936.88K | SH | $18.16M 2.60% | 0.00 | 936.88K | 0.00 |
LITHIUM AMERS CORP NEWDFND | NOTE 1.750% 1/1 | 22.50M | PRN | $18.07M 2.58% | 0.00 | 22.50M | 0.00 |
SPRINKLR INCDFND | CL A | 2.20M | SH | $17.96M 2.57% | 0.00 | 2.20M | 0.00 |
ANTERO RESOURCES CORPDFND | NOTE 4.250% 9/0 | 2.50M | PRN | $17.86M 2.56% | 0.00 | 2.50M | 0.00 |
AUTOLUS THERAPEUTICS PLCDFND | SPON ADS | 8.30M | SH | $15.77M 2.26% | 0.00 | 8.30M | 0.00 |
EAGLE BULK SHIPPING INCDFND | NOTE 5.000% 8/0 | 7.03M | PRN | $11.75M 1.68% | 0.00 | 7.03M | 0.00 |
CUTERA INCDFND | NOTE 2.250% 3/1 | 7.75M | PRN | $11.44M 1.64% | 0.00 | 7.75M | 0.00 |
HERTZ GLOBAL HLDGS INCDFND | *W EXP 06/30/205 | 1.46M | SH | $10.90M 1.56% | 0.00 | 1.46M | 0.00 |
ATI INCDFND | NOTE 3.500% 6/1 | 4M | PRN | $8.07M 1.15% | 0.00 | 4M | 0.00 |
MICROSTRATEGY INCDFND | NOTE 0.750%12/1 | 17M | PRN | $8.04M 1.15% | 0.00 | 17M | 0.00 |
ISHARES TRDFND | IBOXX HI YD ETF | 100.92K | SH | $7.43M 1.06% | 0.00 | 100.92K | 0.00 |
SNOWFLAKE INCDFND | CL A | 50K | SH | $7.18M 1.03% | 0.00 | 50K | 0.00 |
CORENERGY INFRASTRUCTURE TRDFND | NOTE 5.875% 8/1 | 9.77M | PRN | $7.06M 1.01% | 0.00 | 9.77M | 0.00 |
SPOTIFY USA INCDFND | NOTE 3/1 | 7.28M | PRN | $5.87M 0.84% | 0.00 | 7.28M | 0.00 |
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