TESTA CHRISTOPHER P. (President, UNFI) exercised options at UNITED NATURAL FOODS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 9/17/2019ACC: 0001020859-19-000084
Officer· President, UNFI
Since Sep 2018
-819.00
Net shares
Net seller
$9.9K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
2.69K acquired · 3.51K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+1.35K
Price / share
—
Trade value
—
% of position
10.1%
9/15/2019
13.35K→14.70K
Common Stock
Direct
Shares
−410.00
Price / share
$12.09
Trade value
$4.96K
% of position
2.8%
9/15/2019
14.70K→14.29K
Common Stock
Direct
Shares
+1.34K
Price / share
—
Trade value
—
% of position
9.4%
9/15/2019
14.29K→15.64K
Common Stock
Direct
Shares
−409.00
Price / share
$12.09
Trade value
$4.94K
% of position
2.6%
9/15/2019
15.64K→15.23K
Total
Net shares
+1.88K
Net value
-$9.90K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/15/2019 | M · Option Exercise | +1.35K | — | — | 10.1% | 13.35K | 14.70K |
| Common Stock Direct | 9/15/2019 | F · Tax Withholding | −410.00 | $12.09 | $4.96K | 2.8% | 14.70K | 14.29K |
| Common Stock Direct | 9/15/2019 | M · Option Exercise | +1.34K | — | — | 9.4% | 14.29K | 15.64K |
| Common Stock Direct | 9/15/2019 | F · Tax Withholding | −409.00 | $12.09 | $4.94K | 2.6% | 15.64K | 15.23K |
| Total | +1.88K | -$9.90K | ||||||
Derivative Transactions2
Restricted Stock Unit
Direct
Converts to
Common Stock
1.35K shares
Shares
−1.35K
Strike price
Held after
1.35K
Exercisable
—
9/15/2019
Restricted Stock Unit
Direct
Converts to
Common Stock
1.34K shares
Shares
−1.34K
Strike price
Held after
2.69K
Exercisable
—
9/15/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock1.35K shares | 9/15/2019 | M · Option Exercise | −1.35K | — | 1.35K | |
| Restricted Stock Unit Direct | Common Stock1.34K shares | 9/15/2019 | M · Option Exercise | −1.34K | — | 2.69K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned271.00
Total
271.00 indirect271.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 271.00 | Indirect |
| Total | 271.00 | 271.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported