TD CAPITAL MANAGEMENT LLC

Filed: 11/9/2023ACC: 0001483824-23-000005

📋 What this filing means

TD CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 413 equity positions with a total reported market value of $816.18M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

413

Positions

$816.18M

Total AUM (reported)

8.67M

Total Shares

Allocation by class

CORE S&P TTL STK$159.66M19.6%

TOTAL STK MKT$51.39M6.3%

SHORT TRM BOND$51.07M6.3%

ENHAN SHRT MA AC$44.59M5.5%

CORE S&P500 ETF$38.13M4.7%

COM$36.20M4.4%

CORE US AGGBD ET$35.36M4.3%

Portfolio Concentration

Top 3$262.13M32.1%

4–10$233.81M28.6%

11–25$204.86M25.1%

Rest$115.39M14.1%

Top 3 weight

32.1%

Top 10 weight

60.8%

Voting Authority Distribution

Total shares with voting rights: 8.67M

Sole

Full voting authority

8.67M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole413

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings413

Rows:

ISHARES TR

SOLE

CORE S&P TTL STK

Shares1.70M

TypeSH

Market value$159.66M

19.56%

Sole

1.70M

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares241.95K

TypeSH

Market value$51.39M

6.30%

Sole

241.95K

Shared

0.00

None

0.00

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares679.38K

TypeSH

Market value$51.07M

6.26%

Sole

679.38K

Shared

0.00

None

0.00

PIMCO ETF TR

SOLE

ENHAN SHRT MA AC

Shares445.30K

TypeSH

Market value$44.59M

5.46%

Sole

445.30K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P500 ETF

Shares88.79K

TypeSH

Market value$38.13M

4.67%

Sole

88.79K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE US AGGBD ET

Shares375.96K

TypeSH

Market value$35.36M

4.33%

Sole

375.96K

Shared

0.00

None

0.00

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares204.91K

TypeSH

Market value$31.84M

3.90%

Sole

204.91K

Shared

0.00

None

0.00

PIMCO ETF TR

SOLE

ENHNCD LW DUR AC

Shares326.65K

TypeSH

Market value$30.62M

3.75%

Sole

326.65K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares221.15K

TypeSH

Market value$29.15M

3.57%

Sole

221.15K

Shared

0.00

None

0.00

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares345.85K

TypeSH

Market value$24.13M

2.96%

Sole

345.85K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares82.50K

TypeSH

Market value$22.47M

2.75%

Sole

82.50K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares145.17K

TypeSH

Market value$20.02M

2.45%

Sole

145.17K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

LARGE CAP ETF

Shares92.59K

TypeSH

Market value$18.12M

2.22%

Sole

92.59K

Shared

0.00

None

0.00

WISDOMTREE TR

SOLE

FLOATNG RAT TREA

Shares347.99K

TypeSH

Market value$17.51M

2.15%

Sole

347.99K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE MSCI TOTAL

Shares265.35K

TypeSH

Market value$15.92M

1.95%

Sole

265.35K

Shared

0.00

None

0.00

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares260.24K

TypeSH

Market value$15.46M

1.89%

Sole

260.24K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares204.49K

TypeSH

Market value$14.80M

1.81%

Sole

204.49K

Shared

0.00

None

0.00

AUTOZONE INC

SOLE

COM

Shares5.78K

TypeSH

Market value$14.67M

1.80%

Sole

5.78K

Shared

0.00

None

0.00

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares304.05K

TypeSH

Market value$14.36M

1.76%

Sole

304.05K

Shared

0.00

None

0.00

ISHARES TR

SOLE

SHRT NAT MUN ETF

Shares120.95K

TypeSH

Market value$12.44M

1.52%

Sole

120.95K

Shared

0.00

None

0.00

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares119.35K

TypeSH

Market value$8.79M

1.08%

Sole

119.35K

Shared

0.00

None

0.00

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares94.02K

TypeSH

Market value$8.26M

1.01%

Sole

94.02K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares42.37K

TypeSH

Market value$8.01M

0.98%

Sole

42.37K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares34.52K

TypeSH

Market value$7.19M

0.88%

Sole

34.52K

Shared

0.00

None

0.00

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares127.58K

TypeSH

Market value$6.83M

0.84%

Sole

127.58K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
ISHARES TRSOLE	CORE S&P TTL STK	1.70M	SH	$159.66M 19.56%	1.70M
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	241.95K	SH	$51.39M 6.30%	241.95K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	679.38K	SH	$51.07M 6.26%	679.38K
PIMCO ETF TRSOLE	ENHAN SHRT MA AC	445.30K	SH	$44.59M 5.46%	445.30K
ISHARES TRSOLE	CORE S&P500 ETF	88.79K	SH	$38.13M 4.67%	88.79K
ISHARES TRSOLE	CORE US AGGBD ET	375.96K	SH	$35.36M 4.33%	375.96K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	204.91K	SH	$31.84M 3.90%	204.91K
PIMCO ETF TRSOLE	ENHNCD LW DUR AC	326.65K	SH	$30.62M 3.75%	326.65K
ISHARES TRSOLE	MSCI USA QLT FCT	221.15K	SH	$29.15M 3.57%	221.15K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	345.85K	SH	$24.13M 2.96%	345.85K
VANGUARD INDEX FDSSOLE	GROWTH ETF	82.50K	SH	$22.47M 2.75%	82.50K
VANGUARD INDEX FDSSOLE	VALUE ETF	145.17K	SH	$20.02M 2.45%	145.17K
VANGUARD INDEX FDSSOLE	LARGE CAP ETF	92.59K	SH	$18.12M 2.22%	92.59K
WISDOMTREE TRSOLE	FLOATNG RAT TREA	347.99K	SH	$17.51M 2.15%	347.99K
ISHARES TRSOLE	CORE MSCI TOTAL	265.35K	SH	$15.92M 1.95%	265.35K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	260.24K	SH	$15.46M 1.89%	260.24K
ISHARES TRSOLE	MSCI USA MIN VOL	204.49K	SH	$14.80M 1.81%	204.49K
AUTOZONE INCSOLE	COM	5.78K	SH	$14.67M 1.80%	5.78K
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	304.05K	SH	$14.36M 1.76%	304.05K
ISHARES TRSOLE	SHRT NAT MUN ETF	120.95K	SH	$12.44M 1.52%	120.95K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	119.35K	SH	$8.79M 1.08%	119.35K
PIMCO ETF TRSOLE	ACTIVE BD ETF	94.02K	SH	$8.26M 1.01%	94.02K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	42.37K	SH	$8.01M 0.98%	42.37K
VANGUARD INDEX FDSSOLE	MID CAP ETF	34.52K	SH	$7.19M 0.88%	34.52K
VANGUARD STAR FDSSOLE	VG TL INTL STK F	127.58K	SH	$6.83M 0.84%	127.58K

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