TD CAPITAL MANAGEMENT LLC

Filed: 5/2/2023ACC: 0001483824-23-000003

📋 What this filing means

TD CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 415 equity positions with a total reported market value of $807.43M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

415

Positions

$807.43M

Total AUM (reported)

8.53M

Total Shares

Allocation by class

CORE S&P TTL STK$164.11M20.3%

SHORT TRM BOND$49.27M6.1%

TOTAL STK MKT$45.65M5.7%

ENHAN SHRT MA AC$42.37M5.2%

CORE US AGGBD ET$41.14M5.1%

CORE S&P500 ETF$37.89M4.7%

COM$36.48M4.5%

Portfolio Concentration

Top 3$259.02M32.1%

4–10$236.25M29.3%

11–25$204.61M25.3%

Rest$107.55M13.3%

Top 3 weight

32.1%

Top 10 weight

61.3%

Voting Authority Distribution

Total shares with voting rights: 8.53M

Sole

Full voting authority

8.53M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole415

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings415

Rows:

ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF

SOLE

CORE S&P TTL STK

Shares1.81M

TypeSH

Market value$164.11M

20.32%

Sole

1.81M

Shared

0.00

None

0.00

VANGUARD SHORT-TERM BOND INDEX ETF

SOLE

SHORT TRM BOND

Shares644.09K

TypeSH

Market value$49.27M

6.10%

Sole

644.09K

Shared

0.00

None

0.00

VANGUARD TOTAL STOCK MARKET INDEX ETF

SOLE

TOTAL STK MKT

Shares223.64K

TypeSH

Market value$45.65M

5.65%

Sole

223.64K

Shared

0.00

None

0.00

PIMCO ENHANCED SHORT MATURITY ACTIVE ETF

SOLE

ENHAN SHRT MA AC

Shares426.91K

TypeSH

Market value$42.37M

5.25%

Sole

426.91K

Shared

0.00

None

0.00

ISHARES CORE U.S. AGGREGATE BOND ETF

SOLE

CORE US AGGBD ET

Shares412.91K

TypeSH

Market value$41.14M

5.10%

Sole

412.91K

Shared

0.00

None

0.00

ISHARES CORE S&P 500 ETF

SOLE

CORE S&P500 ETF

Shares92.18K

TypeSH

Market value$37.89M

4.69%

Sole

92.18K

Shared

0.00

None

0.00

VANGUARD DIVIDEND APPRECIATION INDEX ETF

SOLE

DIV APP ETF

Shares211.59K

TypeSH

Market value$32.59M

4.04%

Sole

211.59K

Shared

0.00

None

0.00

PIMCO ENHANCED LOW DURATION ACTIVE ETF

SOLE

ENHNCD LW DUR AC

Shares334.17K

TypeSH

Market value$31.71M

3.93%

Sole

334.17K

Shared

0.00

None

0.00

ISHARES MSCI USA QUALITY FACTOR ETF

SOLE

MSCI USA QLT FCT

Shares241.35K

TypeSH

Market value$29.94M

3.71%

Sole

241.35K

Shared

0.00

None

0.00

VANGUARD GROWTH INDEX ETF

SOLE

GROWTH ETF

Shares82.61K

TypeSH

Market value$20.61M

2.55%

Sole

82.61K

Shared

0.00

None

0.00

VANGUARD VALUE INDEX ETF

SOLE

VALUE ETF

Shares145.54K

TypeSH

Market value$20.10M

2.49%

Sole

145.54K

Shared

0.00

None

0.00

ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF

SOLE

CORE MSCI TOTAL

Shares317.81K

TypeSH

Market value$19.69M

2.44%

Sole

317.81K

Shared

0.00

None

0.00

VANGUARD LARGE-CAP INDEX ETF

SOLE

LARGE CAP ETF

Shares94.24K

TypeSH

Market value$17.60M

2.18%

Sole

94.24K

Shared

0.00

None

0.00

VANGUARD TOTAL BOND MARKET INDEX ETF

SOLE

TOTAL BND MRKT

Shares236.79K

TypeSH

Market value$17.48M

2.17%

Sole

236.79K

Shared

0.00

None

0.00

ISHARES MSCI USA MIN VOL FACTOR ETF

SOLE

MSCI USA MIN VOL

Shares222.91K

TypeSH

Market value$16.21M

2.01%

Sole

222.91K

Shared

0.00

None

0.00

AUTOZONE INC COM

SOLE

COM

Shares6.56K

TypeSH

Market value$16.12M

2.00%

Sole

6.56K

Shared

0.00

None

0.00

WISDOMTREE FLOATING RATE TREASURY ETF

SOLE

FLOATNG RAT TREA

Shares310.55K

TypeSH

Market value$15.61M

1.93%

Sole

310.55K

Shared

0.00

None

0.00

FIRST TRUST ENHANCED SHORT MATURITY ETF

SOLE

FIRST TR ENH NEW

Shares246.44K

TypeSH

Market value$14.67M

1.82%

Sole

246.44K

Shared

0.00

None

0.00

ISHARES SHORT-TERM NATIONAL MUNI BOND ETF

SOLE

SHRT NAT MUN ETF

Shares132.83K

TypeSH

Market value$13.90M

1.72%

Sole

132.83K

Shared

0.00

None

0.00

FIRST TRUST LOW DURATION OPPORTUNITIES ETF

SOLE

FST LOW OPPT EFT

Shares277.23K

TypeSH

Market value$13.27M

1.64%

Sole

277.23K

Shared

0.00

None

0.00

FIRST TRUST CAPITAL STRENGTH ETF

SOLE

CAP STRENGTH ETF

Shares116.74K

TypeSH

Market value$8.52M

1.05%

Sole

116.74K

Shared

0.00

None

0.00

VANGUARD TOTAL INTERNATIONAL STOCK INDEX ETF

SOLE

VG TL INTL STK F

Shares147.83K

TypeSH

Market value$8.16M

1.01%

Sole

147.83K

Shared

0.00

None

0.00

VANGUARD SMALL-CAP INDEX ETF

SOLE

SMALL CP ETF

Shares42.18K

TypeSH

Market value$8.00M

0.99%

Sole

42.18K

Shared

0.00

None

0.00

VANGUARD ULTRA-SHORT BOND ETF

SOLE

VANGUARD ULTRA

Shares157.32K

TypeSH

Market value$7.75M

0.96%

Sole

157.32K

Shared

0.00

None

0.00

JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF

SOLE

ULTRA SHT MUNCPL

Shares148.21K

TypeSH

Market value$7.53M

0.93%

Sole

148.21K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETFSOLE	CORE S&P TTL STK	1.81M	SH	$164.11M 20.32%	1.81M
VANGUARD SHORT-TERM BOND INDEX ETFSOLE	SHORT TRM BOND	644.09K	SH	$49.27M 6.10%	644.09K
VANGUARD TOTAL STOCK MARKET INDEX ETFSOLE	TOTAL STK MKT	223.64K	SH	$45.65M 5.65%	223.64K
PIMCO ENHANCED SHORT MATURITY ACTIVE ETFSOLE	ENHAN SHRT MA AC	426.91K	SH	$42.37M 5.25%	426.91K
ISHARES CORE U.S. AGGREGATE BOND ETFSOLE	CORE US AGGBD ET	412.91K	SH	$41.14M 5.10%	412.91K
ISHARES CORE S&P 500 ETFSOLE	CORE S&P500 ETF	92.18K	SH	$37.89M 4.69%	92.18K
VANGUARD DIVIDEND APPRECIATION INDEX ETFSOLE	DIV APP ETF	211.59K	SH	$32.59M 4.04%	211.59K
PIMCO ENHANCED LOW DURATION ACTIVE ETFSOLE	ENHNCD LW DUR AC	334.17K	SH	$31.71M 3.93%	334.17K
ISHARES MSCI USA QUALITY FACTOR ETFSOLE	MSCI USA QLT FCT	241.35K	SH	$29.94M 3.71%	241.35K
VANGUARD GROWTH INDEX ETFSOLE	GROWTH ETF	82.61K	SH	$20.61M 2.55%	82.61K
VANGUARD VALUE INDEX ETFSOLE	VALUE ETF	145.54K	SH	$20.10M 2.49%	145.54K
ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETFSOLE	CORE MSCI TOTAL	317.81K	SH	$19.69M 2.44%	317.81K
VANGUARD LARGE-CAP INDEX ETFSOLE	LARGE CAP ETF	94.24K	SH	$17.60M 2.18%	94.24K
VANGUARD TOTAL BOND MARKET INDEX ETFSOLE	TOTAL BND MRKT	236.79K	SH	$17.48M 2.17%	236.79K
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE	MSCI USA MIN VOL	222.91K	SH	$16.21M 2.01%	222.91K
AUTOZONE INC COMSOLE	COM	6.56K	SH	$16.12M 2.00%	6.56K
WISDOMTREE FLOATING RATE TREASURY ETFSOLE	FLOATNG RAT TREA	310.55K	SH	$15.61M 1.93%	310.55K
FIRST TRUST ENHANCED SHORT MATURITY ETFSOLE	FIRST TR ENH NEW	246.44K	SH	$14.67M 1.82%	246.44K
ISHARES SHORT-TERM NATIONAL MUNI BOND ETFSOLE	SHRT NAT MUN ETF	132.83K	SH	$13.90M 1.72%	132.83K
FIRST TRUST LOW DURATION OPPORTUNITIES ETFSOLE	FST LOW OPPT EFT	277.23K	SH	$13.27M 1.64%	277.23K
FIRST TRUST CAPITAL STRENGTH ETFSOLE	CAP STRENGTH ETF	116.74K	SH	$8.52M 1.05%	116.74K
VANGUARD TOTAL INTERNATIONAL STOCK INDEX ETFSOLE	VG TL INTL STK F	147.83K	SH	$8.16M 1.01%	147.83K
VANGUARD SMALL-CAP INDEX ETFSOLE	SMALL CP ETF	42.18K	SH	$8.00M 0.99%	42.18K
VANGUARD ULTRA-SHORT BOND ETFSOLE	VANGUARD ULTRA	157.32K	SH	$7.75M 0.96%	157.32K
JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETFSOLE	ULTRA SHT MUNCPL	148.21K	SH	$7.53M 0.93%	148.21K

Page 1 of 17

…